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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+0.38%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$3.59B
AUM Growth
-$1.57B
Cap. Flow
-$1.9B
Cap. Flow %
-52.75%
Top 10 Hldgs %
49.92%
Holding
394
New
147
Increased
44
Reduced
60
Closed
82
Avg Time Held Equity + Options
2.1 quarters
Top 10 Avg Time Held Equity + Options
0.6 quarters
Top 20 Avg Time Held Equity + Options
0.8 quarters
Avg Time Held Equity only
2.2 quarters
Top 10 Avg Time Held Equity only
0.6 quarters
Top 20 Avg Time Held Equity only
0.8 quarters

Top Buys

Rank Stock Value
1
CELG
Celgene Corp
CELG
+$273M
2
GWR
Genesee & Wyoming Inc.
GWR
+$169M
3
CY
Cypress Semiconductor
CY
+$116M
4
WCG
Wellcare Health Plans, Inc.
WCG
+$108M
5
AABA
Altaba Inc
AABA
+$91.3M

Top Sells

Rank Stock Value
1
RHT
Red Hat Inc
RHT
+$555M
2
FDC
First Data Corporation
FDC
+$522M
3
LLL
L3 Technologies, Inc.
LLL
+$404M
4
WP
Worldpay, Inc.
WP
+$334M
5
APC icon
Anadarko Petroleum
APC
+$296M

Sector Composition

Rank Sector Weight
1 Healthcare 25.24%
2 Miscellaneous 18.19%
3 Technology 13.49%
4 Financials 9.55%
5 Industrials 8.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
MMLP icon
251
PUT
Martin Midstream Partners
MMLP
$79.8M
$125K ﹤0.01%
45,600
– –
2019 Q2
1 quarter
NLSN
252
PUT
DELISTED
Nielsen Holdings plc
NLSN
$124K ﹤0.01%
20,800
– –
2019 Q2
1 quarter
DKNG icon
253
CALL
DraftKings
DKNG
$9.72B
$121K ﹤0.01%
+133,332
New +$1.31M
2019 Q3
0 quarters
FPAY icon
254
CALL
DELISTED
FlexShopper
FPAY
$117K ﹤0.01%
200,000
– –
2018 Q3
4 quarters
ENDP
255
CALL
DELISTED
Endo International plc
ENDP
$112K ﹤0.01%
1,100,000
– –
2019 Q1
2 quarters
WKHS icon
256
Workhorse Group
WKHS
$32.2M
$108K ﹤0.01%
+10
New +$107K
2019 Q3
0 quarters
BMTX icon
257
CALL
DELISTED
BM Technologies, Inc.
BMTX
$106K ﹤0.01%
+300,000
New +$3.04M
2019 Q3
0 quarters
PBI icon
258
PUT
Pitney Bowes
PBI
$2.3B
$99K ﹤0.01%
61,600
– –
2019 Q2
1 quarter
NBR icon
259
PUT
Nabors Industries
NBR
$1.23B
$98K ﹤0.01%
1,240
– –
2019 Q2
1 quarter
RIDE
260
CALL
DELISTED
Lordstown Motors Corp. Class A Common Stock
RIDE
$83K ﹤0.01%
+6,633
New +$977K
2019 Q3
0 quarters
DM icon
261
CALL
DELISTED
Desktop Metal, Inc.
DM
$77K ﹤0.01%
+9,965
New +$977K
2019 Q3
0 quarters
ATI icon
262
PUT
ATI
ATI
$26.1B
$75K ﹤0.01%
50,000
– –
2019 Q1
2 quarters
CNX icon
263
PUT
CNX Resources
CNX
$5.03B
$75K ﹤0.01%
51,800
– –
2019 Q2
1 quarter
ARKO icon
264
CALL
ARKO Corp
ARKO
$461M
$66K ﹤0.01%
+50,000
New +$496K
2019 Q3
0 quarters
X icon
265
PUT
DELISTED
US Steel
X
$58K ﹤0.01%
500,000
-500,000
-50% -$6.44M
2019 Q2
1 quarter
FSR
266
CALL
DELISTED
Fisker Inc.
FSR
$57K ﹤0.01%
+88,000
New +$881K
2019 Q3
0 quarters
GNCA
267
DELISTED
Genocea Biosciences, Inc.
GNCA
$56K ﹤0.01%
19,460
– –
2019 Q2
1 quarter
SPRU icon
268
CALL
Spruce Power Holding Corp
SPRU
$30M
$52K ﹤0.01%
+6,250
New +$492K
2019 Q3
0 quarters
GEO icon
269
PUT
The GEO Group
GEO
$4.1B
$47K ﹤0.01%
27,700
– –
2019 Q2
1 quarter
ADT icon
270
PUT
ADT
ADT
$4.7B
$44K ﹤0.01%
51,800
– –
2019 Q2
1 quarter
HOG icon
271
PUT
Harley-Davidson
HOG
$2.8B
$31K ﹤0.01%
50,000
-50,000
-50% -$1.71M
2018 Q2
5 quarters
AXTA icon
272
PUT
Axalta
AXTA
$6.98B
$30K ﹤0.01%
100,000
– –
2018 Q4
3 quarters
UPBD icon
273
PUT
Upbound Group
UPBD
$898M
$26K ﹤0.01%
341,700
+25,300
+8% +$664K
2019 Q1
2 quarters
BKLN icon
274
PUT
Invesco Senior Loan ETF
BKLN
$6.28B
$25K ﹤0.01%
1,000,000
– –
2019 Q2
1 quarter
NAVI icon
275
PUT
Navient
NAVI
$854M
$25K ﹤0.01%
84,100
– –
2019 Q2
1 quarter
9 10
11
12 13

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ACI
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RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return
JCM
Janney Capital Management Pittsburgh, Pennsylvania $1.59B AUM 23.25% 1-Year Est. Return
MPM
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UBS O'Connor's Q3 2019 Portfolio in Review

As of Q3 2019, UBS O'Connor held 394 positions worth $3.59B, down 30% from $5.16B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

UBS O'Connor withdrew a net $1.9B in Q3 2019, closing 82 positions and reducing 60 holdings. Its most notable exit was Red Hat Inc, an estimated $555M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 25% of assets, up from 11% a quarter earlier, followed by Miscellaneous and Technology.

Against the trend, UBS O'Connor opened a new position in Genesee & Wyoming Inc. worth $170M.

  • UBS O'Connor's largest Q3 2019 buy was Genesee & Wyoming Inc.: 1,538,321 shares worth $170M.
  • UBS O'Connor added most to Celgene Corp in Q3 2019, an estimated $273M increase.
  • UBS O'Connor's biggest Q3 2019 reduction was Walt Disney, cutting an estimated $55.8M.
  • UBS O'Connor fully exited Red Hat Inc in Q3 2019, selling an estimated $555M.
  • UBS O'Connor's ten largest holdings make up 50% of its $3.59B portfolio in Q3 2019.
  • UBS O'Connor opened 147 new positions and closed 82 in Q3 2019.
  • UBS O'Connor's portfolio value fell 30% quarter-over-quarter to $3.59B.

Based on UBS O'Connor's 13F filing for Q3 2019, filed 14 Nov 2019.