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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+6.89%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$4.35B
AUM Growth
-$639M
Cap. Flow
-$2.02B
Cap. Flow %
-46.48%
Top 10 Hldgs %
47.88%
Holding
366
New
108
Increased
59
Reduced
69
Closed
89

Top Buys

Rank Stock Value
1
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$269M
2
CA
CA, Inc.
CA
+$99.2M
3
PF
Pinnacle Foods, Inc.
PF
+$92.3M
4
ORIG
Ocean Rig UDW Inc. Class A Common Shares
ORIG
+$70.6M
5
DNB
Dun & Bradstreet
DNB
+$44M

Top Sells

Rank Stock Value
1
NXPI icon
NXP Semiconductors
NXPI
+$628M
2
XL
XL Group Ltd.
XL
+$371M
3
VR
Validus Hold Ltd
VR
+$144M
4
COL
Rockwell Collins
COL
+$122M
5
RSPP
RSP Permian, Inc.
RSPP
+$57.9M

Sector Composition

Rank Sector Weight
1 Financials 14.75%
2 Communication Services 13.37%
3 Technology 12.03%
4 Energy 9.23%
5 Healthcare 8.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMAT icon
251
Applied Materials
AMAT
$419B
– –
-10,000
Closed -$462K
AMP icon
252
Ameriprise Financial
AMP
$49.5B
– –
-50,000
Closed -$6.99M
APPN icon
253
Appian
APPN
$2.23B
– –
-16,461
Closed -$595K
AXP icon
254
American Express
AXP
$231B
– –
-40,000
Closed -$3.92M
BOX icon
255
CALL
Box
BOX
$4.41B
– –
-100,000
Closed -$10K
BXP icon
256
Boston Properties
BXP
$11B
– –
-14,800
Closed -$1.86M
CFG icon
257
Citizens Financial Group
CFG
$30.5B
– –
-180,000
Closed -$7M
CHRS icon
258
Coherus Oncology
CHRS
$195M
– –
-110,000
Closed -$1.54M
CMA
259
DELISTED
Comerica
CMA
– –
-110,000
Closed -$10M
COF icon
260
Capital One
COF
$135B
– –
-140,000
Closed -$12.9M
CUBE icon
261
CubeSmart
CUBE
$9.42B
– –
-40,000
Closed -$1.29M
DFS
262
DELISTED
Discover Financial Services
DFS
– –
-75,000
Closed -$5.28M
DNTH icon
263
Dianthus Therapeutics
DNTH
$6.15B
– –
-3,750
Closed -$810K
EA
264
CALL
DELISTED
Electronic Arts
EA
– –
-938,600
Closed -$793K
EEM icon
265
CALL
iShares MSCI Emerging Markets ETF
EEM
$29.2B
– –
-30,000
Closed -$14K
ESRT icon
266
Empire State Realty Trust
ESRT
$843M
– –
-36,100
Closed -$617K
FBK icon
267
FB Financial Corp
FBK
$3.04B
– –
-73,832
Closed -$3.01M
FHN icon
268
First Horizon
FHN
$12.1B
– –
-531,543
Closed -$9.48M
GEN icon
269
Gen Digital
GEN
$16.8B
– –
-25,000
Closed -$516K
GFF icon
270
Griffon
GFF
$4.81B
– –
-41,595
Closed -$740K
GRBK icon
271
Green Brick Partners
GRBK
$3.07B
– –
-250,000
Closed -$2.45M
GS icon
272
Goldman Sachs
GS
$301B
– –
-30,000
Closed -$6.62M
HBAN icon
273
Huntington Bancshares
HBAN
$35.1B
– –
-800,000
Closed -$11.8M
HYG icon
274
PUT
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
– –
-1,500,000
Closed -$1.04M
IBKR icon
275
Interactive Brokers
IBKR
$38.8B
– –
-760,000
Closed -$12.2M
9 10
11
12 13

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q3 2018 Portfolio in Review

As of Q3 2018, UBS O'Connor held 366 positions worth $4.35B, down 13% from $4.99B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

UBS O'Connor withdrew a net $2.02B in Q3 2018, closing 89 positions and reducing 69 holdings. Its most notable exit was NXP Semiconductors, an estimated $628M position sold in full.

By sector, the portfolio is most concentrated in Financials at 15% of assets, down from 19% a quarter earlier, followed by Communication Services and Technology.

Against the trend, UBS O'Connor opened a new position in Twenty-First Century Fox, Inc. Class A worth $272M.

  • UBS O'Connor's largest Q3 2018 buy was Twenty-First Century Fox, Inc. Class A: 5,861,861 shares worth $272M.
  • UBS O'Connor added most to Pinnacle Foods, Inc. in Q3 2018, an estimated $92.3M increase.
  • UBS O'Connor's biggest Q3 2018 reduction was Rockwell Collins, cutting an estimated $122M.
  • UBS O'Connor fully exited NXP Semiconductors in Q3 2018, selling an estimated $628M.
  • UBS O'Connor's ten largest holdings make up 48% of its $4.35B portfolio in Q3 2018.
  • UBS O'Connor opened 108 new positions and closed 89 in Q3 2018.
  • UBS O'Connor's portfolio value fell 13% quarter-over-quarter to $4.35B.

Based on UBS O'Connor's 13F filing for Q3 2018, filed 14 Nov 2018.