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UOC
UBS O'Connor Portfolio holdings
AUM
$3.76B
1-Year Est. Return
62.41%
This Fund
S&P 500
This Quarter
Est. Return
+6.89%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$4.35B
AUM Growth
-$639M
(-13%)
Cap. Flow
-$1.16B
Cap. Flow
% of AUM
-26.6%
Top 10 Holdings %
Top 10 Hldgs %
47.88%
Holding
366
New
108
Increased
59
Reduced
69
Closed
89
Avg Time Held Equity + Options
2.1
quarters
Top 10 Avg Time Held Equity + Options
1
quarter
Top 20 Avg Time Held Equity + Options
1.5
quarters
Avg Time Held Equity only
2.1
quarters
Top 10 Avg Time Held Equity only
1
quarter
Top 20 Avg Time Held Equity only
1.5
quarters
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
|
+$269M |
| 2 |
CA, Inc.
CA
|
+$99.2M |
| 3 |
PF
Pinnacle Foods, Inc.
PF
|
+$92.3M |
| 4 |
ORIG
Ocean Rig UDW Inc. Class A Common Shares
ORIG
|
+$70.6M |
| 5 |
Dun & Bradstreet
DNB
|
+$44M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NXP Semiconductors
NXPI
|
+$628M |
| 2 |
XL
XL Group Ltd.
XL
|
+$371M |
| 3 |
VR
Validus Hold Ltd
VR
|
+$144M |
| 4 |
COL
Rockwell Collins
COL
|
+$122M |
| 5 |
RSPP
RSP Permian, Inc.
RSPP
|
+$57.9M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 14.88% |
| 2 | Technology | 13.4% |
| 3 | Communication Services | 13.37% |
| 4 | Miscellaneous | 12.5% |
| 5 | Industrials | 11.89% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
251
Applied Materials
AMAT
$402B
| – | – |
-10,000
| Closed | -$462K | – |
|
252
Ameriprise Financial
AMP
$44.2B
| – | – |
-50,000
| Closed | -$6.99M | – |
|
253
Appian
APPN
$2.87B
| – | – |
-16,461
| Closed | -$595K | – |
|
254
American Express
AXP
$208B
| – | – |
-40,000
| Closed | -$3.92M | – |
|
255
CALL
Box
BOX
$4.99B
| – | – |
-100,000
| Closed | -$10K | – |
|
256
Boston Properties
BXP
$9.43B
| – | – |
-14,800
| Closed | -$1.86M | – |
|
257
Citizens Financial Group
CFG
$26.8B
| – | – |
-180,000
| Closed | -$7M | – |
|
258
Coherus Oncology
CHRS
$165M
| – | – |
-110,000
| Closed | -$1.54M | – |
|
259
DELISTED
Comerica
CMA
| – | – |
-110,000
| Closed | -$10M | – |
|
260
Capital One
COF
$122B
| – | – |
-140,000
| Closed | -$12.9M | – |
|
261
CubeSmart
CUBE
$8.55B
| – | – |
-40,000
| Closed | -$1.29M | – |
|
262
DELISTED
Discover Financial Services
DFS
| – | – |
-75,000
| Closed | -$5.28M | – |
|
263
Dianthus Therapeutics
DNTH
$4.61B
| – | – |
-3,750
| Closed | -$810K | – |
|
264
CALL
DELISTED
Electronic Arts
EA
| – | – |
-938,600
| Closed | -$793K | – |
|
265
CALL
iShares MSCI Emerging Markets ETF
EEM
$31B
| – | – |
-30,000
| Closed | -$14K | – |
|
266
Empire State Realty Trust
ESRT
$802M
| – | – |
-36,100
| Closed | -$617K | – |
|
267
FB Financial Corp
FBK
$2.63B
| – | – |
-73,832
| Closed | -$3.01M | – |
|
268
First Horizon
FHN
$10.9B
| – | – |
-531,543
| Closed | -$9.48M | – |
|
269
Gen Digital
GEN
$13.9B
| – | – |
-25,000
| Closed | -$516K | – |
|
270
Griffon
GFF
$4.1B
| – | – |
-41,595
| Closed | -$740K | – |
|
271
Green Brick Partners
GRBK
$2.7B
| – | – |
-250,000
| Closed | -$2.45M | – |
|
272
Goldman Sachs
GS
$261B
| – | – |
-30,000
| Closed | -$6.62M | – |
|
273
Huntington Bancshares
HBAN
$31B
| – | – |
-800,000
| Closed | -$11.8M | – |
|
274
PUT
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.3B
| – | – |
-1,500,000
| Closed | -$1.04M | – |
|
275
Interactive Brokers
IBKR
$39.8B
| – | – |
-760,000
| Closed | -$12.2M | – |
|
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FNBT
ACI
RC
A
CGL
CB
JCM
MPM
UBS O'Connor's Q3 2018 Portfolio in Review
As of Q3 2018, UBS O'Connor held 366 positions worth $4.35B, down 13% from $4.99B the previous quarter. Its ten largest holdings account for 48% of the portfolio.
UBS O'Connor withdrew a net $1.16B in Q3 2018, closing 89 positions and reducing 69 holdings. Its most notable exit was NXP Semiconductors, an estimated $628M position sold in full.
By sector, the portfolio is most concentrated in Financials at 15% of assets, down from 22% a quarter earlier, followed by Technology and Communication Services.
Against the trend, UBS O'Connor opened a new position in Twenty-First Century Fox, Inc. Class A worth $272M.
- UBS O'Connor's largest Q3 2018 buy was Twenty-First Century Fox, Inc. Class A: 5,861,861 shares worth $272M.
- UBS O'Connor added most to Pinnacle Foods, Inc. in Q3 2018, an estimated $92.3M increase.
- UBS O'Connor's biggest Q3 2018 reduction was Rockwell Collins, cutting an estimated $122M.
- UBS O'Connor fully exited NXP Semiconductors in Q3 2018, selling an estimated $628M.
- UBS O'Connor's ten largest holdings make up 48% of its $4.35B portfolio in Q3 2018.
- UBS O'Connor opened 108 new positions and closed 89 in Q3 2018.
- UBS O'Connor's portfolio value fell 13% quarter-over-quarter to $4.35B.
Based on UBS O'Connor's 13F filing for Q3 2018, filed 14 Nov 2018.