UBS O'Connor’s Ameriprise Financial AMP Stock Holding History

UBS O'Connor’s Portfolio AMP Stock Details AMP Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-50,000	Closed	-$6.99M	–	280
2018 Q2	$6.99M	Buy	+50,000	New	+$7.09M	0.14%	91
2017 Q1	–	Sell	-72,392	Closed	-$8.03M	–	410
2016 Q4	$8.03M	Buy	+72,392	New	+$7.64M	0.16%	166

Other funds holding AMP

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Norges Bank Oslo, Norway $935B AUM

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

LSV Asset Management Chicago, Illinois $46.4B AUM 27.74% 1-Year Est. Return

Aristotle Capital Management Los Angeles, California $47.8B AUM 13.38% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

LAM

Lyrical Asset Management New York $6.56B AUM 20.06% 1-Year Est. Return

UBS O'Connor's AMP Position: Q3 2018 in Review

UBS O'Connor sold out of Ameriprise Financial (AMP) in Q3 2018, closing a stake of 50,000 shares — an estimated $6.99M sold.

UBS O'Connor first reported a position in AMP in Q4 2016 and held it in 2 quarters. The position peaked at $8.03M in Q4 2016. 778 funds tracked by Wall St. Rank hold AMP as of Q3 2018.

UBS O'Connor reported no remaining Ameriprise Financial position as of Q3 2018 after selling out during the quarter.
UBS O'Connor sold 50,000 Ameriprise Financial shares in Q3 2018, an estimated $6.99M.
UBS O'Connor first reported a position in Ameriprise Financial in Q4 2016 and held it in 2 quarters.
UBS O'Connor's Ameriprise Financial position peaked at $8.03M in Q4 2016.
778 funds tracked by Wall St. Rank held Ameriprise Financial as of Q3 2018.

Based on UBS O'Connor's 13F filing for Q3 2018, filed 14 Nov 2018.