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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+3.64%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.19B
AUM Growth
-$451M
Cap. Flow
+$179M
Cap. Flow %
3.44%
Top 10 Hldgs %
58.96%
Holding
438
New
147
Increased
36
Reduced
81
Closed
142

Top Buys

Rank Stock Value
1
AET
Aetna Inc
AET
+$221M
2
XL
XL Group Ltd.
XL
+$209M
3
NXPI icon
NXP Semiconductors
NXPI
+$194M
4
MON
Monsanto Co
MON
+$116M
5
VR
Validus Hold Ltd
VR
+$114M

Top Sells

Rank Stock Value
1
BDX icon
Becton Dickinson
BDX
+$178M
2
SNI
Scripps Networks Interactive, Inc Common Class A
SNI
+$167M
3
CPN
Calpine Corporation
CPN
+$132M
4
AKRX
Akorn Inc
AKRX
+$62.4M
5
GM icon
General Motors
GM
+$62.2M

Sector Composition

Rank Sector Weight
1 Technology 18.89%
2 Financials 17.37%
3 Materials 13.46%
4 Communication Services 10.59%
5 Consumer Discretionary 5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BLNK icon
251
CALL
Blink Charging
BLNK
$77.6M
$128K ﹤0.01%
+300,000
New +$863K
QQQ icon
252
PUT
Invesco QQQ Trust
QQQ
$479B
$86K ﹤0.01%
+45,700
New +$7.55M
GLD icon
253
PUT
SPDR Gold Trust
GLD
$138B
$79K ﹤0.01%
+74,100
New +$9.35M
SYNC
254
DELISTED
Synacor, Inc.
SYNC
$59K ﹤0.01%
36,908
-6,488
-15% -$13.2K
USO icon
255
PUT
United States Oil Fund
USO
$1.86B
$58K ﹤0.01%
+206,250
New +$20.8M
CYHHZ
256
DELISTED
Community Health Systems, Inc. Series A Contingent Value Rights
CYHHZ
$54K ﹤0.01%
4,739,666
-316,011
-6% -$2.34K
PF
257
CALL
DELISTED
Pinnacle Foods, Inc.
PF
$40K ﹤0.01%
+158,300
New +$9.13M
MON
258
PUT
DELISTED
Monsanto Co
MON
$32K ﹤0.01%
+650,000
New +$78.2M
AXTA icon
259
CALL
Axalta
AXTA
$8.03B
$20K ﹤0.01%
+90,400
New +$2.83M
EWJ icon
260
CALL
iShares MSCI Japan ETF
EWJ
$22.5B
$8K ﹤0.01%
+225,000
New +$13.8M
UNG icon
261
CALL
United States Natural Gas Fund
UNG
$450M
$7K ﹤0.01%
+22,875
New +$2.13M
PEP icon
262
CALL
PepsiCo
PEP
$189B
$4K ﹤0.01%
+172,000
New +$19.6M
TAP icon
263
CALL
Molson Coors Class B
TAP
$7.92B
$4K ﹤0.01%
+86,000
New +$6.88M
UNG icon
264
PUT
United States Natural Gas Fund
UNG
$450M
$2K ﹤0.01%
+22,875
New +$2.13M
AAL icon
265
American Airlines Group
AAL
$10.6B
– –
-535,612
Closed -$27.9M
AB icon
266
AllianceBernstein
AB
$3.47B
– –
-216,767
Closed -$5.43M
ADSK icon
267
Autodesk
ADSK
$51.2B
– –
-74,864
Closed -$7.85M
AKTX
268
Akari Therapeutics
AKTX
$14.1M
– –
-372
Closed -$1.29M
ALLE icon
269
Allegion
ALLE
$14.3B
– –
-47,710
Closed -$3.8M
AMAT icon
270
Applied Materials
AMAT
$419B
– –
-7,500
Closed -$383K
ATHM icon
271
Autohome
ATHM
$2.62B
– –
-56,258
Closed -$3.64M
AVGO icon
272
Broadcom
AVGO
$2T
– –
-75,000
Closed -$1.93M
AZUL
273
DELISTED
Azul
AZUL
– –
-695,653
Closed -$16.6M
BDX icon
274
Becton Dickinson
BDX
$48.8B
– –
-850,717
Closed -$178M
BHP icon
275
BHP
BHP
$223B
– –
-201,780
Closed -$8.28M
9 10
11
12 13

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CGL
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UBS O'Connor's Q1 2018 Portfolio in Review

As of Q1 2018, UBS O'Connor held 438 positions worth $5.19B, down 8% from $5.64B the previous quarter. Its ten largest holdings account for 59% of the portfolio.

UBS O'Connor deployed $179M of net new capital in Q1 2018, opening 147 new positions and adding to 36 existing holdings. Its largest new stake was XL Group Ltd.: 4,767,914 shares worth $263M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 13% a quarter earlier, followed by Financials and Materials.

On the sell side, the largest reduction was Akorn Inc, an estimated $62.4M trimmed.

  • UBS O'Connor's largest Q1 2018 buy was XL Group Ltd.: 4,767,914 shares worth $263M.
  • UBS O'Connor added most to Aetna Inc in Q1 2018, an estimated $221M increase.
  • UBS O'Connor's biggest Q1 2018 reduction was Akorn Inc, cutting an estimated $62.4M.
  • UBS O'Connor fully exited Becton Dickinson in Q1 2018, selling an estimated $178M.
  • UBS O'Connor's ten largest holdings make up 59% of its $5.19B portfolio in Q1 2018.
  • UBS O'Connor opened 147 new positions and closed 142 in Q1 2018.
  • UBS O'Connor's portfolio value fell 8% quarter-over-quarter to $5.19B.

Based on UBS O'Connor's 13F filing for Q1 2018, filed 14 May 2018.