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UOC
UBS O'Connor Portfolio holdings
AUM
$3.76B
1-Year Est. Return
62.41%
This Fund
S&P 500
This Quarter
Est. Return
+3.64%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$5.19B
AUM Growth
-$451M
(-8%)
Cap. Flow
-$924M
Cap. Flow
% of AUM
-17.8%
Top 10 Holdings %
Top 10 Hldgs %
58.96%
Holding
438
New
147
Increased
36
Reduced
81
Closed
142
Avg Time Held Equity + Options
2.2
quarters
Top 10 Avg Time Held Equity + Options
1.8
quarters
Top 20 Avg Time Held Equity + Options
1.5
quarters
Avg Time Held Equity only
2.4
quarters
Top 10 Avg Time Held Equity only
1.8
quarters
Top 20 Avg Time Held Equity only
1.5
quarters
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
AET
Aetna Inc
AET
|
+$221M |
| 2 |
XL
XL Group Ltd.
XL
|
+$209M |
| 3 |
NXP Semiconductors
NXPI
|
+$194M |
| 4 |
MON
Monsanto Co
MON
|
+$116M |
| 5 |
VR
Validus Hold Ltd
VR
|
+$114M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Becton Dickinson
BDX
|
+$178M |
| 2 |
SNI
Scripps Networks Interactive, Inc Common Class A
SNI
|
+$167M |
| 3 |
CPN
Calpine Corporation
CPN
|
+$132M |
| 4 |
AKRX
Akorn Inc
AKRX
|
+$62.4M |
| 5 |
General Motors
GM
|
+$62.2M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 19.72% |
| 2 | Technology | 19.37% |
| 3 | Miscellaneous | 14.69% |
| 4 | Materials | 13.55% |
| 5 | Industrials | 10.93% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
251
CALL
Blink Charging
BLNK
$67.4M
| $128K | ﹤0.01% |
+300,000
| New | +$863K |
2018 Q1
0 quarters
|
|
252
PUT
Invesco QQQ Trust
QQQ
$507B
| $86K | ﹤0.01% |
+45,700
| New | +$7.55M |
2018 Q1
0 quarters
|
|
253
PUT
SPDR Gold Trust
GLD
$142B
| $79K | ﹤0.01% |
+74,100
| New | +$9.35M |
2018 Q1
0 quarters
|
|
|
SYNC
254
DELISTED
Synacor, Inc.
SYNC
| $59K | ﹤0.01% |
36,908
-6,488
| -15% | -$13.2K |
2017 Q2
3 quarters
|
|
255
PUT
United States Oil Fund
USO
$1.68B
| $58K | ﹤0.01% |
+206,250
| New | +$20.8M |
2018 Q1
0 quarters
|
|
|
CYHHZ
256
DELISTED
Community Health Systems, Inc. Series A Contingent Value Rights
CYHHZ
| $54K | ﹤0.01% |
4,739,666
-316,011
| -6% | -$2.34K |
2014 Q1
16 quarters
|
|
|
PF
257
CALL
DELISTED
Pinnacle Foods, Inc.
PF
| $40K | ﹤0.01% |
+158,300
| New | +$9.13M |
2018 Q1
0 quarters
|
|
|
MON
258
PUT
DELISTED
Monsanto Co
MON
| $32K | ﹤0.01% |
+650,000
| New | +$78.2M |
2018 Q1
0 quarters
|
|
259
CALL
Axalta
AXTA
$6.98B
| $20K | ﹤0.01% |
+90,400
| New | +$2.83M |
2018 Q1
0 quarters
|
|
260
CALL
iShares MSCI Japan ETF
EWJ
$23.9B
| $8K | ﹤0.01% |
+225,000
| New | +$13.8M |
2018 Q1
0 quarters
|
|
261
CALL
United States Natural Gas Fund
UNG
$497M
| $7K | ﹤0.01% |
+22,875
| New | +$2.13M |
2018 Q1
0 quarters
|
|
262
CALL
PepsiCo
PEP
$172B
| $4K | ﹤0.01% |
+172,000
| New | +$19.6M |
2018 Q1
0 quarters
|
|
263
CALL
Molson Coors Class B
TAP
$6.94B
| $4K | ﹤0.01% |
+86,000
| New | +$6.88M |
2018 Q1
0 quarters
|
|
|
264
PUT
United States Natural Gas Fund
UNG
$497M
| $2K | ﹤0.01% |
+22,875
| New | +$2.13M |
2018 Q1
0 quarters
|
|
265
American Airlines Group
AAL
$8.45B
| – | – |
-535,612
| Closed | -$27.9M | – |
|
266
AllianceBernstein
AB
$3.22B
| – | – |
-216,767
| Closed | -$5.43M | – |
|
267
Autodesk
ADSK
$49.2B
| – | – |
-74,864
| Closed | -$7.85M | – |
|
268
Akari Therapeutics
AKTX
$20M
| – | – |
-372
| Closed | -$1.29M | – |
|
269
Allegion
ALLE
$12.8B
| – | – |
-47,710
| Closed | -$3.8M | – |
|
270
Applied Materials
AMAT
$402B
| – | – |
-7,500
| Closed | -$383K | – |
|
271
Autohome
ATHM
$2.38B
| – | – |
-56,258
| Closed | -$3.64M | – |
|
272
Broadcom
AVGO
$1.73T
| – | – |
-75,000
| Closed | -$1.93M | – |
|
273
DELISTED
Azul
AZUL
| – | – |
-695,653
| Closed | -$16.6M | – |
|
|
274
Becton Dickinson
BDX
$50.1B
| – | – |
-850,717
| Closed | -$178M | – |
|
275
BHP
BHP
$220B
| – | – |
-201,780
| Closed | -$8.28M | – |
|
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UBS O'Connor's Q1 2018 Portfolio in Review
As of Q1 2018, UBS O'Connor held 438 positions worth $5.19B, down 8% from $5.64B the previous quarter. Its ten largest holdings account for 59% of the portfolio.
UBS O'Connor withdrew a net $924M in Q1 2018, closing 142 positions and reducing 81 holdings. Its most notable exit was Becton Dickinson, an estimated $178M position sold in full.
By sector, the portfolio is most concentrated in Financials at 20% of assets, up from 10% a quarter earlier, followed by Technology and Miscellaneous.
Against the trend, UBS O'Connor opened a new position in XL Group Ltd. worth $263M.
- UBS O'Connor's largest Q1 2018 buy was XL Group Ltd.: 4,767,914 shares worth $263M.
- UBS O'Connor added most to Aetna Inc in Q1 2018, an estimated $221M increase.
- UBS O'Connor's biggest Q1 2018 reduction was Akorn Inc, cutting an estimated $62.4M.
- UBS O'Connor fully exited Becton Dickinson in Q1 2018, selling an estimated $178M.
- UBS O'Connor's ten largest holdings make up 59% of its $5.19B portfolio in Q1 2018.
- UBS O'Connor opened 147 new positions and closed 142 in Q1 2018.
- UBS O'Connor's portfolio value fell 8% quarter-over-quarter to $5.19B.
Based on UBS O'Connor's 13F filing for Q1 2018, filed 14 May 2018.