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UOC
UBS O'Connor Portfolio holdings
AUM
$3.76B
1-Year Est. Return
62.41%
This Fund
S&P 500
This Quarter
Est. Return
+2.98%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$5.64B
AUM Growth
-$1.24B
(-18%)
Cap. Flow
-$1.68B
Cap. Flow
% of AUM
-29.75%
Top 10 Holdings %
Top 10 Hldgs %
43.17%
Holding
450
New
103
Increased
55
Reduced
97
Closed
161
Avg Time Held Equity + Options
2.8
quarters
Top 10 Avg Time Held Equity + Options
1.4
quarters
Top 20 Avg Time Held Equity + Options
1.5
quarters
Avg Time Held Equity only
2.8
quarters
Top 10 Avg Time Held Equity only
1.4
quarters
Top 20 Avg Time Held Equity only
1.5
quarters
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
AET
Aetna Inc
AET
|
+$235M |
| 2 |
Becton Dickinson
BDX
|
+$178M |
| 3 |
MON
Monsanto Co
MON
|
+$151M |
| 4 |
COL
Rockwell Collins
COL
|
+$137M |
| 5 |
NXP Semiconductors
NXPI
|
+$114M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
BCR
CR Bard Inc.
BCR
|
+$482M |
| 2 |
LVLT
Level 3 Communications Inc
LVLT
|
+$259M |
| 3 |
TWX
Time Warner Inc
TWX
|
+$237M |
| 4 |
ALR
Alere Inc
ALR
|
+$198M |
| 5 |
ALR.PRB
Alere Inc
ALR.PRB
|
+$147M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Communication Services | 13.38% |
| 2 | Technology | 12.72% |
| 3 | Miscellaneous | 12.25% |
| 4 | Materials | 11.07% |
| 5 | Industrials | 10.81% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
|
CYHHZ
251
DELISTED
Community Health Systems, Inc. Series A Contingent Value Rights
CYHHZ
| $36K | ﹤0.01% |
5,055,677
| – | – |
2014 Q1
15 quarters
|
|
|
FTR
252
CALL
DELISTED
Frontier Communications Corp.
FTR
| $27K | ﹤0.01% |
+1,062,300
| New | +$9.91M |
2017 Q4
0 quarters
|
|
253
CALL
Steel Dynamics
STLD
$34.2B
| $20K | ﹤0.01% |
+15,000
| New | +$577K |
2017 Q4
0 quarters
|
|
|
TWX
254
PUT
DELISTED
Time Warner Inc
TWX
| $14K | ﹤0.01% |
2,735,500
+1,000,000
| +58% | +$94.5M |
2017 Q2
2 quarters
|
|
255
CALL
iShares 20+ Year Treasury Bond ETF
TLT
$46.7B
| $12K | ﹤0.01% |
50,000
-200,000
| -80% | -$25.1M |
2016 Q4
4 quarters
|
|
|
256
PUT
iShares 20+ Year Treasury Bond ETF
TLT
$46.7B
| $6K | ﹤0.01% |
+80,000
| New | +$10M |
2017 Q4
0 quarters
|
|
|
WIN
257
PUT
DELISTED
Windstream Holdings Inc
WIN
| $5K | ﹤0.01% |
50,800
| – | – |
2017 Q3
1 quarter
|
|
258
CALL
DELISTED
Pandora Media Inc
P
| $1K | ﹤0.01% |
+250,000
| New | +$1.5M |
2017 Q4
0 quarters
|
|
259
PUT
Apple
AAPL
$4.91T
| – | – |
-90,800
| Closed | -$25K | – |
|
260
DELISTED
Air Lease Corp
AL
| – | – |
-155,723
| Closed | -$6.64M | – |
|
261
AMC Entertainment Holdings
AMC
$2.66B
| – | – |
-17,337
| Closed | -$2.55M | – |
|
262
American Tower
AMT
$84.9B
| – | – |
-3,927
| Closed | -$537K | – |
|
263
CALL
Ashland
ASH
$3.23B
| – | – |
-51,400
| Closed | -$4K | – |
|
264
American Express
AXP
$208B
| – | – |
-75,000
| Closed | -$6.78M | – |
|
265
Boise Cascade
BCC
$2.57B
| – | – |
-22,678
| Closed | -$791K | – |
|
266
Baidu
BIDU
$29B
| – | – |
-79,431
| Closed | -$19.7M | – |
|
267
BJ's Restaurants
BJRI
$1.27B
| – | – |
-344,880
| Closed | -$10.5M | – |
|
268
Invesco Senior Loan ETF
BKLN
$6.48B
| – | – |
-1,032,000
| Closed | -$23.9M | – |
|
269
PUT
Popular Inc
BPOP
$9.97B
| – | – |
-102,200
| Closed | -$53K | – |
|
270
Avis
CAR
$3.74B
| – | – |
-69,921
| Closed | -$2.66M | – |
|
271
PUT
Caterpillar
CAT
$368B
| – | – |
-64,900
| Closed | -$34K | – |
|
272
Chubb
CB
$132B
| – | – |
-35,000
| Closed | -$4.99M | – |
|
273
Crown Castle
CCI
$33.9B
| – | – |
-53,524
| Closed | -$5.35M | – |
|
274
Chord Energy
CHRD
$7.74B
| – | – |
-130,000
| Closed | -$1.19M | – |
|
275
C.H. Robinson
CHRW
$16.6B
| – | – |
-25,400
| Closed | -$1.93M | – |
|
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UBS O'Connor's Q4 2017 Portfolio in Review
As of Q4 2017, UBS O'Connor held 450 positions worth $5.64B, down 18% from $6.88B the previous quarter. Its ten largest holdings account for 43% of the portfolio.
UBS O'Connor withdrew a net $1.68B in Q4 2017, closing 161 positions and reducing 97 holdings. Its most notable exit was CR Bard Inc., an estimated $482M position sold in full.
By sector, the portfolio is most concentrated in Communication Services at 13% of assets, down from 17% a quarter earlier, followed by Technology and Miscellaneous.
Against the trend, UBS O'Connor opened a new position in Aetna Inc worth $246M.
- UBS O'Connor's largest Q4 2017 buy was Aetna Inc: 1,365,000 shares worth $246M.
- UBS O'Connor added most to Monsanto Co in Q4 2017, an estimated $151M increase.
- UBS O'Connor's biggest Q4 2017 reduction was Time Warner Inc, cutting an estimated $237M.
- UBS O'Connor fully exited CR Bard Inc. in Q4 2017, selling an estimated $482M.
- UBS O'Connor's ten largest holdings make up 43% of its $5.64B portfolio in Q4 2017.
- UBS O'Connor opened 103 new positions and closed 161 in Q4 2017.
- UBS O'Connor's portfolio value fell 18% quarter-over-quarter to $5.64B.
Based on UBS O'Connor's 13F filing for Q4 2017, filed 14 Feb 2018.