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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+2.98%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.64B
AUM Growth
-$1.24B
Cap. Flow
-$2.3B
Cap. Flow %
-40.75%
Top 10 Hldgs %
43.17%
Holding
450
New
103
Increased
55
Reduced
97
Closed
161

Top Buys

Rank Stock Value
1
AET
Aetna Inc
AET
+$235M
2
BDX icon
Becton Dickinson
BDX
+$178M
3
MON
Monsanto Co
MON
+$151M
4
COL
Rockwell Collins
COL
+$137M
5
NXPI icon
NXP Semiconductors
NXPI
+$114M

Top Sells

Rank Stock Value
1
BCR
CR Bard Inc.
BCR
+$482M
2
LVLT
Level 3 Communications Inc
LVLT
+$259M
3
TWX
Time Warner Inc
TWX
+$237M
4
ALR
Alere Inc
ALR
+$198M
5
ALR.PRB
Alere Inc
ALR.PRB
+$147M

Sector Composition

Rank Sector Weight
1 Communication Services 13.37%
2 Technology 12.72%
3 Materials 10.95%
4 Financials 10%
5 Consumer Discretionary 9.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CYHHZ
251
DELISTED
Community Health Systems, Inc. Series A Contingent Value Rights
CYHHZ
$36K ﹤0.01%
5,055,677
– –
FTR
252
CALL
DELISTED
Frontier Communications Corp.
FTR
$27K ﹤0.01%
+1,062,300
New +$9.91M
STLD icon
253
CALL
Steel Dynamics
STLD
$37.5B
$20K ﹤0.01%
+15,000
New +$577K
TWX
254
PUT
DELISTED
Time Warner Inc
TWX
$14K ﹤0.01%
2,735,500
+1,000,000
+58% +$94.5M
TLT icon
255
CALL
iShares 20+ Year Treasury Bond ETF
TLT
$41.6B
$12K ﹤0.01%
50,000
-200,000
-80% -$25.1M
TLT icon
256
PUT
iShares 20+ Year Treasury Bond ETF
TLT
$41.6B
$6K ﹤0.01%
+80,000
New +$10M
WIN
257
PUT
DELISTED
Windstream Holdings Inc
WIN
$5K ﹤0.01%
50,800
– –
P
258
CALL
DELISTED
Pandora Media Inc
P
$1K ﹤0.01%
+250,000
New +$1.5M
AAPL icon
259
PUT
Apple
AAPL
$4.56T
– –
-90,800
Closed -$25K
AL
260
DELISTED
Air Lease Corp
AL
– –
-155,723
Closed -$6.64M
AMC icon
261
AMC Entertainment Holdings
AMC
$2.29B
– –
-17,337
Closed -$2.55M
AMT icon
262
American Tower
AMT
$79.8B
– –
-3,927
Closed -$537K
ASH icon
263
CALL
Ashland
ASH
$3.32B
– –
-51,400
Closed -$4K
AXP icon
264
American Express
AXP
$231B
– –
-75,000
Closed -$6.78M
BCC icon
265
Boise Cascade
BCC
$2.94B
– –
-22,678
Closed -$791K
BIDU icon
266
Baidu
BIDU
$37.1B
– –
-79,431
Closed -$19.7M
BJRI icon
267
BJ's Restaurants
BJRI
$1.49B
– –
-344,880
Closed -$10.5M
BKLN icon
268
Invesco Senior Loan ETF
BKLN
$6.81B
– –
-1,032,000
Closed -$23.9M
BPOP icon
269
PUT
Popular Inc
BPOP
$11.2B
– –
-102,200
Closed -$53K
CAR icon
270
Avis
CAR
$4.89B
– –
-69,921
Closed -$2.66M
CAT icon
271
PUT
Caterpillar
CAT
$394B
– –
-64,900
Closed -$34K
CB icon
272
Chubb
CB
$137B
– –
-35,000
Closed -$4.99M
CCI icon
273
Crown Castle
CCI
$31.9B
– –
-53,524
Closed -$5.35M
CHRD icon
274
Chord Energy
CHRD
$7.46B
– –
-130,000
Closed -$1.19M
CHRW icon
275
C.H. Robinson
CHRW
$17.1B
– –
-25,400
Closed -$1.93M
9 10
11
12 13

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FNBT
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SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q4 2017 Portfolio in Review

As of Q4 2017, UBS O'Connor held 450 positions worth $5.64B, down 18% from $6.88B the previous quarter. Its ten largest holdings account for 43% of the portfolio.

UBS O'Connor withdrew a net $2.3B in Q4 2017, closing 161 positions and reducing 97 holdings. Its most notable exit was CR Bard Inc., an estimated $482M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 13% of assets, down from 17% a quarter earlier, followed by Technology and Materials.

Against the trend, UBS O'Connor opened a new position in Aetna Inc worth $246M.

  • UBS O'Connor's largest Q4 2017 buy was Aetna Inc: 1,365,000 shares worth $246M.
  • UBS O'Connor added most to Monsanto Co in Q4 2017, an estimated $151M increase.
  • UBS O'Connor's biggest Q4 2017 reduction was Time Warner Inc, cutting an estimated $237M.
  • UBS O'Connor fully exited CR Bard Inc. in Q4 2017, selling an estimated $482M.
  • UBS O'Connor's ten largest holdings make up 43% of its $5.64B portfolio in Q4 2017.
  • UBS O'Connor opened 103 new positions and closed 161 in Q4 2017.
  • UBS O'Connor's portfolio value fell 18% quarter-over-quarter to $5.64B.

Based on UBS O'Connor's 13F filing for Q4 2017, filed 14 Feb 2018.