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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+4.38%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$6.88B
AUM Growth
+$766M
Cap. Flow
+$480M
Cap. Flow %
6.98%
Top 10 Hldgs %
39.32%
Holding
527
New
147
Increased
85
Reduced
83
Closed
185
Avg Time Held Equity + Options
2.6 quarters
Top 10 Avg Time Held Equity + Options
1.2 quarters
Top 20 Avg Time Held Equity + Options
2 quarters
Avg Time Held Equity only
2.8 quarters
Top 10 Avg Time Held Equity only
1.2 quarters
Top 20 Avg Time Held Equity only
2 quarters

Top Buys

Rank Stock Value
1
BCR
CR Bard Inc.
BCR
+$198M
2
ALR
Alere Inc
ALR
+$196M
3
SNI
Scripps Networks Interactive, Inc Common Class A
SNI
+$185M
4
COL
Rockwell Collins
COL
+$182M
5
TWX
Time Warner Inc
TWX
+$146M

Top Sells

Rank Stock Value
1
RAI
Reynolds American Inc
RAI
+$377M
2
WOOF icon
VCA Inc.
WOOF
+$199M
3
TAP icon
Molson Coors Class B
TAP
+$72.3M
4
BIDU icon
Baidu
BIDU
+$53.6M
5
DHR icon
Danaher
DHR
+$43.1M

Sector Composition

Rank Sector Weight
1 Communication Services 17.03%
2 Healthcare 13.89%
3 Industrials 13.62%
4 Consumer Discretionary 10.5%
5 Technology 9.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
FNSR
251
DELISTED
Finisar Corp
FNSR
$1.46M 0.02%
65,757
+757
+1% +$18.5K
2017 Q2
1 quarter
SECO
252
DELISTED
Secoo Holding Limited ADR
SECO
$1.33M 0.02%
+15,000
New +$1.45M
2017 Q3
0 quarters
MGM icon
253
MGM Resorts International
MGM
$7.36B
$1.33M 0.02%
+40,879
New +$1.31M
2017 Q3
0 quarters
XCRA
254
DELISTED
Xcerra Corporation
XCRA
$1.27M 0.02%
128,865
+25,673
+25% +$248K
2017 Q2
1 quarter
RRGB icon
255
Red Robin
RRGB
$163M
$1.26M 0.02%
18,756
-55,574
-75% -$3.38M
2015 Q4
7 quarters
CHRD icon
256
Chord Energy
CHRD
$7.74B
$1.19M 0.02%
130,000
-374,784
-74% -$2.94M
2016 Q3
4 quarters
SPY icon
257
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$833B
$1.18M 0.02%
3,070,000
+1,805,000
+143% +$445M
2014 Q4
11 quarters
CLR
258
DELISTED
CONTINENTAL RESOURCES INC.
CLR
$1.16M 0.02%
30,000
-46,015
-61% -$1.56M
2017 Q2
1 quarter
WOW icon
259
DELISTED
WideOpenWest
WOW
$1.14M 0.02%
+75,571
New +$1.23M
2017 Q3
0 quarters
RDWR icon
260
Radware
RDWR
$1.3B
$1.1M 0.02%
+65,000
New +$1.13M
2017 Q3
0 quarters
LYV icon
261
Live Nation Entertainment
LYV
$39.7B
$1.02M 0.01%
23,424
-192,778
-89% -$7.48M
2017 Q2
1 quarter
SCMP
262
DELISTED
Sucampo Pharmaceuticals, Inc.
SCMP
$1.01M 0.01%
+85,603
New +$960K
2017 Q3
0 quarters
GDOT icon
263
Green Dot
GDOT
$719M
$992K 0.01%
+20,000
New +$887K
2017 Q3
0 quarters
VXX icon
264
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
$988K 0.01%
25,200
-49,800
-66% -$2.31M
2016 Q3
4 quarters
RGLD icon
265
Royal Gold
RGLD
$20B
$983K 0.01%
+11,430
New +$990K
2017 Q3
0 quarters
VIPS icon
266
Vipshop
VIPS
$6.13B
$977K 0.01%
+111,111
New +$1.16M
2017 Q3
0 quarters
SWKS icon
267
Skyworks Solutions
SWKS
$11.5B
$963K 0.01%
+9,449
New +$980K
2017 Q3
0 quarters
NXST icon
268
Nexstar Media Group
NXST
$4.97B
$872K 0.01%
13,997
-268,833
-95% -$16.6M
2016 Q2
5 quarters
GPRO icon
269
GoPro
GPRO
$246M
$826K 0.01%
75,000
+10,000
+15% +$93.7K
2017 Q2
1 quarter
THC icon
270
Tenet Healthcare
THC
$21.2B
$822K 0.01%
50,000
-357,889
-88% -$6.07M
2017 Q1
2 quarters
BCC icon
271
Boise Cascade
BCC
$2.57B
$791K 0.01%
+22,678
New +$689K
2017 Q3
0 quarters
SMPL icon
272
CALL
Simply Good Foods
SMPL
$901M
$778K 0.01%
+333,333
New +$3.95M
2017 Q3
0 quarters
SBGI icon
273
Sinclair Inc
SBGI
$921M
$745K 0.01%
23,255
-604,344
-96% -$18.9M
2017 Q1
2 quarters
TEVA icon
274
Teva Pharmaceutical Industries Limited
TEVA
$47.9B
$704K 0.01%
+40,000
New +$900K
2017 Q3
0 quarters
DIS icon
275
Walt Disney
DIS
$187B
$641K 0.01%
6,500
-23,500
-78% -$2.42M
2016 Q3
4 quarters
9 10
11
12 13

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CGL
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JCM
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MPM
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UBS O'Connor's Q3 2017 Portfolio in Review

As of Q3 2017, UBS O'Connor held 527 positions worth $6.88B, up 13% from $6.11B the previous quarter. Its ten largest holdings account for 39% of the portfolio.

UBS O'Connor deployed $480M of net new capital in Q3 2017, opening 147 new positions and adding to 85 existing holdings. Its largest new stake was Alere Inc: 3,919,823 shares worth $198M.

By sector, the portfolio is most concentrated in Communication Services at 17% of assets, up from 14% a quarter earlier, followed by Healthcare and Industrials.

On the sell side, the largest reduction was Molson Coors Class B, an estimated $72.3M trimmed.

  • UBS O'Connor's largest Q3 2017 buy was Alere Inc: 3,919,823 shares worth $198M.
  • UBS O'Connor added most to CR Bard Inc. in Q3 2017, an estimated $198M increase.
  • UBS O'Connor's biggest Q3 2017 reduction was Molson Coors Class B, cutting an estimated $72.3M.
  • UBS O'Connor fully exited Reynolds American Inc in Q3 2017, selling an estimated $377M.
  • UBS O'Connor's ten largest holdings make up 39% of its $6.88B portfolio in Q3 2017.
  • UBS O'Connor opened 147 new positions and closed 185 in Q3 2017.
  • UBS O'Connor's portfolio value rose 13% quarter-over-quarter to $6.88B.

Based on UBS O'Connor's 13F filing for Q3 2017, filed 14 Nov 2017.