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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
-1.34%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$5.79B
AUM Growth
-$9.85B
Cap. Flow
-$10.2B
Cap. Flow %
-176.42%
Top 10 Hldgs %
19.98%
Holding
610
New
182
Increased
123
Reduced
91
Closed
160
Avg Time Held Equity + Options
1.4 quarters
Top 10 Avg Time Held Equity + Options
1.1 quarters
Top 20 Avg Time Held Equity + Options
1.5 quarters
Avg Time Held Equity only
1.4 quarters
Top 10 Avg Time Held Equity only
1.1 quarters
Top 20 Avg Time Held Equity only
1.5 quarters

Top Buys

Rank Stock Value
1
TRW
TRW AUTOMOTIVE HOLDINGS CORP
TRW
+$140M
2
BABA icon
Alibaba
BABA
+$78.3M
3
ASH icon
Ashland
ASH
+$62.3M
4
PL icon
PROTECTIVE LIFE CORP
PL
+$58.8M
5
RTX icon
RTX Corp
RTX
+$55.1M

Top Sells

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$85.3M
2
MSFT icon
Microsoft
MSFT
+$62.3M
3
INTC icon
Intel
INTC
+$48.9M
4
WY icon
Weyerhaeuser
WY
+$43M
5
PM icon
Philip Morris
PM
+$36.3M

Sector Composition

Rank Sector Weight
1 Miscellaneous 17.87%
2 Consumer Discretionary 12.45%
3 Industrials 12.03%
4 Consumer Staples 11.2%
5 Technology 11.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
ATW
251
DELISTED
Atwood Oceanics
ATW
$2.69M 0.05%
+61,494
New +$2.95M
2014 Q3
0 quarters
BMS
252
DELISTED
Bemis
BMS
$2.64M 0.05%
+69,443
New +$2.77M
2014 Q3
0 quarters
FANG icon
253
Diamondback Energy
FANG
$53.8B
$2.62M 0.05%
+35,000
New +$2.84M
2014 Q3
0 quarters
CSOD
254
DELISTED
Cornerstone OnDemand, Inc.
CSOD
$2.6M 0.04%
+75,400
New +$2.97M
2014 Q3
0 quarters
CX icon
255
Cemex
CX
$13.8B
$2.54M 0.04%
219,360
+93,842
+75% +$1.09M
2014 Q2
1 quarter
SGY
256
DELISTED
Stone Energy
SGY
$2.5M 0.04%
+1,403
New +$2.89M
2014 Q3
0 quarters
PETX
257
DELISTED
Aratana Therapeutics, Inc.
PETX
$2.5M 0.04%
248,589
+168,789
+212% +$2.05M
2014 Q1
2 quarters
UDR icon
258
UDR
UDR
$11B
$2.47M 0.04%
90,722
+38,775
+75% +$1.12M
2014 Q2
1 quarter
BIDU icon
259
Baidu
BIDU
$29B
$2.45M 0.04%
+11,227
New +$2.37M
2014 Q3
0 quarters
GGP
260
DELISTED
GGP Inc.
GGP
$2.33M 0.04%
98,968
+17,422
+21% +$418K
2014 Q1
2 quarters
CIE
261
DELISTED
Cobalt International Energy, Inc
CIE
$2.27M 0.04%
11,152
+7,152
+179% +$1.66M
2013 Q2
5 quarters
BRCD
262
DELISTED
Brocade Communications Systems, Inc. NEW
BRCD
$2.24M 0.04%
+206,153
New +$2.01M
2014 Q3
0 quarters
MOBL
263
DELISTED
MobileIron, Inc.
MOBL
$2.18M 0.04%
+195,645
New +$1.92M
2014 Q3
0 quarters
GST
264
DELISTED
Gastar Exploration Inc.
GST
$2.16M 0.04%
+367,476
New +$2.7M
2014 Q3
0 quarters
DOC icon
265
Healthpeak Properties
DOC
$13B
$2.15M 0.04%
59,598
-76,763
-56% -$2.91M
2013 Q4
3 quarters
CPE
266
DELISTED
Callon Petroleum Company
CPE
$2.15M 0.04%
+24,405
New +$2.48M
2014 Q3
0 quarters
SITC icon
267
SITE Centers
SITC
$163M
$2.12M 0.04%
98,229
-189,377
-66% -$4.3M
2014 Q1
2 quarters
TIF
268
DELISTED
Tiffany & Co.
TIF
$2.06M 0.04%
+21,364
New +$2.13M
2014 Q3
0 quarters
ZQK
269
DELISTED
QUICKSILVER,INC.
ZQK
$2M 0.03%
1,162,500
+678,982
+140% +$1.93M
2014 Q1
2 quarters
ZNGA
270
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
$1.98M 0.03%
+734,266
New +$2.2M
2014 Q3
0 quarters
ZEUS icon
271
DELISTED
Olympic Steel
ZEUS
$1.95M 0.03%
94,875
+14,661
+18% +$340K
2013 Q4
3 quarters
LUMN icon
272
Lumen Technologies, Inc. Common Stock
LUMN
$5.45B
$1.88M 0.03%
+45,916
New +$1.8M
2014 Q3
0 quarters
DCT
273
DELISTED
DCT Industrial Trust Inc.
DCT
$1.86M 0.03%
61,819
+19,760
+47% +$625K
2013 Q2
5 quarters
MA icon
274
Mastercard
MA
$516B
$1.83M 0.03%
24,770
-11,280
-31% -$859K
2014 Q1
2 quarters
ALTO icon
275
Alto Ingredients
ALTO
$289M
$1.81M 0.03%
130,000
+82,500
+174% +$1.55M
2014 Q2
1 quarter
9 10
11
12 13

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ACI
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RC
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CGL
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CB
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JCM
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MPM
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UBS O'Connor's Q3 2014 Portfolio in Review

As of Q3 2014, UBS O'Connor held 610 positions worth $5.79B, down 63% from $15.6B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

UBS O'Connor withdrew a net $10.2B in Q3 2014, closing 160 positions and reducing 91 holdings. Its most notable exit was FOREST LABORATORIES INC, an estimated $85.3M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 18% of assets, down from 73% a quarter earlier, followed by Consumer Discretionary and Industrials.

Against the trend, UBS O'Connor opened a new position in TRW AUTOMOTIVE HOLDINGS CORP worth $142M.

  • UBS O'Connor's largest Q3 2014 buy was TRW AUTOMOTIVE HOLDINGS CORP: 1,398,700 shares worth $142M.
  • UBS O'Connor added most to Ashland in Q3 2014, an estimated $62.3M increase.
  • UBS O'Connor's biggest Q3 2014 reduction was Microsoft, cutting an estimated $62.3M.
  • UBS O'Connor fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $85.3M.
  • UBS O'Connor's ten largest holdings make up 20% of its $5.79B portfolio in Q3 2014.
  • UBS O'Connor opened 182 new positions and closed 160 in Q3 2014.
  • UBS O'Connor's portfolio value fell 63% quarter-over-quarter to $5.79B.

Based on UBS O'Connor's 13F filing for Q3 2014, filed 14 Nov 2014.