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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
-1.34%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.79B
AUM Growth
-$9.85B
Cap. Flow
-$10B
Cap. Flow %
-173.51%
Top 10 Hldgs %
19.98%
Holding
610
New
182
Increased
123
Reduced
91
Closed
160

Top Buys

Rank Stock Value
1
TRW
TRW AUTOMOTIVE HOLDINGS CORP
TRW
+$140M
2
BABA icon
Alibaba
BABA
+$78.3M
3
ASH icon
Ashland
ASH
+$62.3M
4
PL
PROTECTIVE LIFE CORP
PL
+$58.8M
5
RTX icon
RTX Corp
RTX
+$55.1M

Top Sells

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$85.3M
2
MSFT icon
Microsoft
MSFT
+$62.3M
3
INTC icon
Intel
INTC
+$48.9M
4
WY icon
Weyerhaeuser
WY
+$43M
5
PM icon
Philip Morris
PM
+$36.3M

Sector Composition

Rank Sector Weight
1 Industrials 11.87%
2 Consumer Discretionary 11.57%
3 Consumer Staples 11.18%
4 Technology 10.96%
5 Healthcare 8.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ATW
251
DELISTED
Atwood Oceanics
ATW
$2.69M 0.05%
+61,494
New +$2.95M
BMS
252
DELISTED
Bemis
BMS
$2.64M 0.05%
+69,443
New +$2.77M
FANG icon
253
Diamondback Energy
FANG
$53.1B
$2.62M 0.05%
+35,000
New +$2.84M
CSOD
254
DELISTED
Cornerstone OnDemand, Inc.
CSOD
$2.6M 0.04%
+75,400
New +$2.97M
CX icon
255
Cemex
CX
$16.3B
$2.54M 0.04%
219,360
+93,842
+75% +$1.09M
SGY
256
DELISTED
Stone Energy
SGY
$2.5M 0.04%
+1,403
New +$2.89M
PETX
257
DELISTED
Aratana Therapeutics, Inc.
PETX
$2.5M 0.04%
248,589
+168,789
+212% +$2.05M
UDR icon
258
UDR
UDR
$12.3B
$2.47M 0.04%
90,722
+38,775
+75% +$1.12M
BIDU icon
259
Baidu
BIDU
$37.1B
$2.45M 0.04%
+11,227
New +$2.37M
GGP
260
DELISTED
GGP Inc.
GGP
$2.33M 0.04%
98,968
+17,422
+21% +$418K
CIE
261
DELISTED
Cobalt International Energy, Inc
CIE
$2.27M 0.04%
11,152
+7,152
+179% +$1.66M
BRCD
262
DELISTED
Brocade Communications Systems, Inc. NEW
BRCD
$2.24M 0.04%
+206,153
New +$2.01M
MOBL
263
DELISTED
MobileIron, Inc.
MOBL
$2.18M 0.04%
+195,645
New +$1.92M
GST
264
DELISTED
Gastar Exploration Inc.
GST
$2.16M 0.04%
+367,476
New +$2.7M
DOC icon
265
Healthpeak Properties
DOC
$14.5B
$2.15M 0.04%
59,598
-76,763
-56% -$2.91M
CPE
266
DELISTED
Callon Petroleum Company
CPE
$2.15M 0.04%
+24,405
New +$2.48M
SITC icon
267
SITE Centers
SITC
$164M
$2.12M 0.04%
98,229
-189,377
-66% -$4.3M
TIF
268
DELISTED
Tiffany & Co.
TIF
$2.06M 0.04%
+21,364
New +$2.13M
ZQK
269
DELISTED
QUICKSILVER,INC.
ZQK
$2M 0.03%
1,162,500
+678,982
+140% +$1.93M
ZNGA
270
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
$1.98M 0.03%
+734,266
New +$2.2M
ZEUS
271
DELISTED
Olympic Steel
ZEUS
$1.95M 0.03%
94,875
+14,661
+18% +$340K
LUMN icon
272
Lumen
LUMN
$6.09B
$1.88M 0.03%
+45,916
New +$1.8M
DCT
273
DELISTED
DCT Industrial Trust Inc.
DCT
$1.86M 0.03%
61,819
+19,760
+47% +$625K
MA icon
274
Mastercard
MA
$505B
$1.83M 0.03%
24,770
-11,280
-31% -$859K
ALTO icon
275
Alto Ingredients
ALTO
$350M
$1.81M 0.03%
130,000
+82,500
+174% +$1.55M
9 10
11
12 13

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SAG
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ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
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UBS O'Connor's Q3 2014 Portfolio in Review

As of Q3 2014, UBS O'Connor held 610 positions worth $5.79B, down 63% from $15.6B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

UBS O'Connor withdrew a net $10B in Q3 2014, closing 160 positions and reducing 91 holdings. Its most notable exit was FOREST LABORATORIES INC, an estimated $85.3M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 12% of assets, up from 2.9% a quarter earlier, followed by Consumer Discretionary and Consumer Staples.

Against the trend, UBS O'Connor opened a new position in TRW AUTOMOTIVE HOLDINGS CORP worth $142M.

  • UBS O'Connor's largest Q3 2014 buy was TRW AUTOMOTIVE HOLDINGS CORP: 1,398,700 shares worth $142M.
  • UBS O'Connor added most to Ashland in Q3 2014, an estimated $62.3M increase.
  • UBS O'Connor's biggest Q3 2014 reduction was Microsoft, cutting an estimated $62.3M.
  • UBS O'Connor fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $85.3M.
  • UBS O'Connor's ten largest holdings make up 20% of its $5.79B portfolio in Q3 2014.
  • UBS O'Connor opened 182 new positions and closed 160 in Q3 2014.
  • UBS O'Connor's portfolio value fell 63% quarter-over-quarter to $5.79B.

Based on UBS O'Connor's 13F filing for Q3 2014, filed 14 Nov 2014.