We are live on ! Find out more
UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+2.09%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$12.7B
AUM Growth
+$1.53B
Cap. Flow
+$693M
Cap. Flow %
5.44%
Top 10 Hldgs %
59.59%
Holding
1,083
New
213
Increased
181
Reduced
63
Closed
169

Top Buys

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$1.07B
2
INFO
IHS Markit Ltd. Common Shares
INFO
+$904M
3
KSU
Kansas City Southern
KSU
+$631M
4
ATH
Athene Holding Ltd. Class A Common Shares
ATH
+$303M
5
HRC
HILL-ROM HOLDINGS, INC.
HRC
+$283M

Top Sells

Rank Stock Value
1
MXIM
Maxim Integrated Products
MXIM
+$850M
2
ALXN
Alexion Pharmaceuticals
ALXN
+$813M
3
WORK
Slack Technologies, Inc.
WORK
+$491M
4
GRA
W.R. Grace & Co.
GRA
+$404M
5
QTS
QTS REALTY TRUST, INC.
QTS
+$355M

Sector Composition

Rank Sector Weight
1 Financials 21.02%
2 Technology 16.2%
3 Communication Services 14.41%
4 Industrials 10.32%
5 Healthcare 9.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NPWR icon
226
NET Power
NPWR
$133M
$4.97M 0.04%
+501,958
New +$4.93M
LOCL icon
227
Local Bounti
LOCL
$22.3M
$4.97M 0.04%
38,431
– –
OPA
228
DELISTED
Magnum Opus Acquisition Limited
OPA
$4.96M 0.04%
+501,958
New +$4.9M
VELO
229
DELISTED
Velocity Acquisition Corp. Class A Common Stock
VELO
$4.96M 0.04%
503,396
+301,174
+149% +$2.95M
MBAC
230
DELISTED
M3-Brigade Acquisition II Corp.
MBAC
$4.96M 0.04%
500,653
+100,392
+25% +$983K
STLN
231
Starling Oncology, Inc. Common Stock
STLN
$499M
$4.96M 0.04%
499,982
– –
GLS
232
DELISTED
Gelesis Holdings, Inc.
GLS
$4.96M 0.04%
499,982
– –
NGCA
233
DELISTED
NextGen Acquisition Corp. II Class A Ordinary Shares
NGCA
$4.95M 0.04%
499,609
+150,588
+43% +$1.49M
DRAY
234
DELISTED
Macondray Capital Acquisition Corp. I Class A Ordinary Shares
DRAY
$4.94M 0.04%
+502,422
New +$4.91M
PCG icon
235
PG&E
PCG
$37.4B
$4.94M 0.04%
514,400
-1,154,135
-69% -$10.9M
VPCB
236
DELISTED
VPC Impact Acquisition Holdings II Class A ordinary shre
VPCB
$4.94M 0.04%
501,305
– –
NMMC
237
DELISTED
North Mountain Merger Corp. Class A Common Stock
NMMC
$4.93M 0.04%
499,982
– –
GMBT
238
DELISTED
Pivotal Holdings Corp Class A Ordinary Share
GMBT
$4.93M 0.04%
499,982
– –
JAQCU
239
DELISTED
Jupiter Acquisition Corporation Units
JAQCU
$4.93M 0.04%
+501,958
New +$4.92M
SYM icon
240
Symbotic
SYM
$5.14B
$4.93M 0.04%
501,795
+451,762
+903% +$4.43M
OKLO
241
Oklo
OKLO
$7.34B
$4.93M 0.04%
+501,958
New +$4.95M
PIAI
242
DELISTED
Prime Impact Acquisition I
PIAI
$4.93M 0.04%
501,958
– –
GTPA
243
DELISTED
Gores Technology Partners, Inc. Class A Common Stock
GTPA
$4.93M 0.04%
501,958
– –
SLCR
244
DELISTED
Silver Crest Acquisition Corporation Class A Ordinary Share
SLCR
$4.92M 0.04%
500,970
+250,979
+100% +$2.44M
POW
245
DELISTED
Powered Brands Class A Ordinary Shares
POW
$4.92M 0.04%
499,982
– –
RBAC
246
DELISTED
RedBall Acquisition Corp.
RBAC
$4.92M 0.04%
499,982
– –
CLRM
247
DELISTED
Clarim Acquisition Corp. Class A Common Stock
CLRM
$4.91M 0.04%
499,587
– –
IIII
248
DELISTED
INSU Acquisition Corp. III Class A Common Stock
IIII
$4.91M 0.04%
499,982
– –
ETAC
249
DELISTED
E.Merge Technology Acquisition Corp. Class A Common Stock
ETAC
$4.91M 0.04%
499,982
– –
LDHA
250
DELISTED
LDH Growth Corp I Class A Ordinary Shares
LDHA
$4.91M 0.04%
501,558
+286,317
+133% +$2.79M
8 9
10
11 12

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q3 2021 Portfolio in Review

As of Q3 2021, UBS O'Connor held 1,083 positions worth $12.7B, up 14% from $11.2B the previous quarter. Its ten largest holdings account for 60% of the portfolio.

UBS O'Connor deployed $693M of net new capital in Q3 2021, opening 213 new positions and adding to 181 existing holdings. Its largest new stake was HILL-ROM HOLDINGS, INC.: 2,100,000 shares worth $315M.

By sector, the portfolio is most concentrated in Financials at 21% of assets, up from 14% a quarter earlier, followed by Technology and Communication Services.

On the sell side, the largest reduction was GreenSky, Inc. Class A Common Stock, an estimated $30.1M trimmed.

  • UBS O'Connor's largest Q3 2021 buy was HILL-ROM HOLDINGS, INC.: 2,100,000 shares worth $315M.
  • UBS O'Connor added most to Nuance Communications, Inc. in Q3 2021, an estimated $1.07B increase.
  • UBS O'Connor's biggest Q3 2021 reduction was GreenSky, Inc. Class A Common Stock, cutting an estimated $30.1M.
  • UBS O'Connor fully exited Maxim Integrated Products in Q3 2021, selling an estimated $850M.
  • UBS O'Connor's ten largest holdings make up 60% of its $12.7B portfolio in Q3 2021.
  • UBS O'Connor opened 213 new positions and closed 169 in Q3 2021.
  • UBS O'Connor's portfolio value rose 14% quarter-over-quarter to $12.7B.

Based on UBS O'Connor's 13F filing for Q3 2021, filed 12 Nov 2021.