We are live on ! Find out more
UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+2.09%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$12.7B
AUM Growth
+$1.53B
Cap. Flow
+$1.43B
Cap. Flow %
11.22%
Top 10 Hldgs %
59.59%
Holding
1,083
New
213
Increased
181
Reduced
63
Closed
169
Avg Time Held Equity + Options
1.7 quarters
Top 10 Avg Time Held Equity + Options
0.7 quarters
Top 20 Avg Time Held Equity + Options
0.6 quarters
Avg Time Held Equity only
1.7 quarters
Top 10 Avg Time Held Equity only
0.7 quarters
Top 20 Avg Time Held Equity only
0.6 quarters

Top Buys

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$1.07B
2
INFO icon
IHS Markit Ltd. Common Shares
INFO
+$904M
3
KSU
Kansas City Southern
KSU
+$631M
4
ATH
Athene Holding Ltd. Class A Common Shares
ATH
+$303M
5
HRC
HILL-ROM HOLDINGS, INC.
HRC
+$283M

Top Sells

Rank Stock Value
1
MXIM
Maxim Integrated Products
MXIM
+$850M
2
ALXN
Alexion Pharmaceuticals
ALXN
+$813M
3
WORK
Slack Technologies, Inc.
WORK
+$491M
4
GRA
W.R. Grace & Co.
GRA
+$404M
5
QTS
QTS REALTY TRUST, INC.
QTS
+$355M

Sector Composition

Rank Sector Weight
1 Financials 21.37%
2 Technology 20.95%
3 Communication Services 14.41%
4 Healthcare 12.25%
5 Real Estate 10.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
NPWR icon
226
NET Power
NPWR
$109M
$4.97M 0.04%
+501,958
New +$4.93M
2021 Q3
0 quarters
LOCL icon
227
Local Bounti
LOCL
$24.8M
$4.97M 0.04%
38,431
– –
2021 Q2
1 quarter
OPA
228
DELISTED
Magnum Opus Acquisition Limited
OPA
$4.96M 0.04%
+501,958
New +$4.9M
2021 Q3
0 quarters
VELO icon
229
DELISTED
Velocity Acquisition Corp. Class A Common Stock
VELO
$4.96M 0.04%
503,396
+301,174
+149% +$2.95M
2021 Q2
1 quarter
MBAC
230
DELISTED
M3-Brigade Acquisition II Corp.
MBAC
$4.96M 0.04%
500,653
+100,392
+25% +$983K
2021 Q2
1 quarter
STLN icon
231
Starling Oncology
STLN
$676M
$4.96M 0.04%
499,982
– –
2020 Q2
5 quarters
GLS
232
DELISTED
Gelesis Holdings, Inc.
GLS
$4.96M 0.04%
499,982
– –
2020 Q4
3 quarters
NGCA
233
DELISTED
NextGen Acquisition Corp. II Class A Ordinary Shares
NGCA
$4.95M 0.04%
499,609
+150,588
+43% +$1.49M
2021 Q2
1 quarter
DRAY icon
234
DELISTED
Macondray Capital Acquisition Corp. I Class A Ordinary Shares
DRAY
$4.94M 0.04%
+502,422
New +$4.91M
2021 Q3
0 quarters
PCG icon
235
PG&E
PCG
$39.4B
$4.94M 0.04%
514,400
-1,154,135
-69% -$10.9M
2021 Q2
1 quarter
VPCB
236
DELISTED
VPC Impact Acquisition Holdings II Class A ordinary shre
VPCB
$4.94M 0.04%
501,305
– –
2021 Q2
1 quarter
NMMC
237
DELISTED
North Mountain Merger Corp. Class A Common Stock
NMMC
$4.93M 0.04%
499,982
– –
2020 Q4
3 quarters
GMBT
238
DELISTED
Pivotal Holdings Corp Class A Ordinary Share
GMBT
$4.93M 0.04%
499,982
– –
2021 Q1
2 quarters
JAQCU
239
DELISTED
Jupiter Acquisition Corporation Units
JAQCU
$4.93M 0.04%
+501,958
New +$4.92M
2021 Q3
0 quarters
SYM icon
240
Symbotic
SYM
$5.54B
$4.93M 0.04%
501,795
+451,762
+903% +$4.43M
2021 Q1
2 quarters
OKLO icon
241
Oklo
OKLO
$6.45B
$4.93M 0.04%
+501,958
New +$4.95M
2021 Q3
0 quarters
PIAI
242
DELISTED
Prime Impact Acquisition I
PIAI
$4.93M 0.04%
501,958
– –
2020 Q4
3 quarters
GTPA
243
DELISTED
Gores Technology Partners, Inc. Class A Common Stock
GTPA
$4.93M 0.04%
501,958
– –
2021 Q2
1 quarter
SLCR
244
DELISTED
Silver Crest Acquisition Corporation Class A Ordinary Share
SLCR
$4.92M 0.04%
500,970
+250,979
+100% +$2.44M
2021 Q1
2 quarters
POW icon
245
DELISTED
Powered Brands Class A Ordinary Shares
POW
$4.92M 0.04%
499,982
– –
2021 Q2
1 quarter
RBAC
246
DELISTED
RedBall Acquisition Corp.
RBAC
$4.92M 0.04%
499,982
– –
2020 Q4
3 quarters
CLRM
247
DELISTED
Clarim Acquisition Corp. Class A Common Stock
CLRM
$4.91M 0.04%
499,587
– –
2021 Q1
2 quarters
IIII
248
DELISTED
INSU Acquisition Corp. III Class A Common Stock
IIII
$4.91M 0.04%
499,982
– –
2021 Q1
2 quarters
ETAC
249
DELISTED
E.Merge Technology Acquisition Corp. Class A Common Stock
ETAC
$4.91M 0.04%
499,982
– –
2020 Q4
3 quarters
LDHA
250
DELISTED
LDH Growth Corp I Class A Ordinary Shares
LDHA
$4.91M 0.04%
501,558
+286,317
+133% +$2.79M
2021 Q2
1 quarter
8 9
10
11 12

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return
JCM
Janney Capital Management Pittsburgh, Pennsylvania $1.59B AUM 23.25% 1-Year Est. Return
MPM
Meritage Portfolio Management Overland Park, Kansas $1.51B AUM 26.61% 1-Year Est. Return

UBS O'Connor's Q3 2021 Portfolio in Review

As of Q3 2021, UBS O'Connor held 1,083 positions worth $12.7B, up 14% from $11.2B the previous quarter. Its ten largest holdings account for 60% of the portfolio.

UBS O'Connor deployed $1.43B of net new capital in Q3 2021, opening 213 new positions and adding to 181 existing holdings. Its largest new stake was HILL-ROM HOLDINGS, INC.: 2,100,000 shares worth $315M.

By sector, the portfolio is most concentrated in Financials at 21% of assets, up from 14% a quarter earlier, followed by Technology and Communication Services.

On the sell side, the largest reduction was GreenSky, Inc. Class A Common Stock, an estimated $30.1M trimmed.

  • UBS O'Connor's largest Q3 2021 buy was HILL-ROM HOLDINGS, INC.: 2,100,000 shares worth $315M.
  • UBS O'Connor added most to Nuance Communications, Inc. in Q3 2021, an estimated $1.07B increase.
  • UBS O'Connor's biggest Q3 2021 reduction was GreenSky, Inc. Class A Common Stock, cutting an estimated $30.1M.
  • UBS O'Connor fully exited Maxim Integrated Products in Q3 2021, selling an estimated $850M.
  • UBS O'Connor's ten largest holdings make up 60% of its $12.7B portfolio in Q3 2021.
  • UBS O'Connor opened 213 new positions and closed 169 in Q3 2021.
  • UBS O'Connor's portfolio value rose 14% quarter-over-quarter to $12.7B.

Based on UBS O'Connor's 13F filing for Q3 2021, filed 12 Nov 2021.