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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+10.95%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$3.53B
AUM Growth
-$60.5M
Cap. Flow
-$728M
Cap. Flow %
-20.59%
Top 10 Hldgs %
46.78%
Holding
411
New
105
Increased
79
Reduced
73
Closed
94
Avg Time Held Equity + Options
2.4 quarters
Top 10 Avg Time Held Equity + Options
0.7 quarters
Top 20 Avg Time Held Equity + Options
0.9 quarters
Avg Time Held Equity only
2.6 quarters
Top 10 Avg Time Held Equity only
0.7 quarters
Top 20 Avg Time Held Equity only
0.9 quarters

Top Buys

Rank Stock Value
1
WCG
Wellcare Health Plans, Inc.
WCG
+$198M
2
AMTD icon
TD Ameritrade Holding Corp
AMTD
+$140M
3
TIF
Tiffany & Co.
TIF
+$119M
4
CY
Cypress Semiconductor
CY
+$76M
5
MDCO
Medicines Co
MDCO
+$64.5M

Top Sells

Rank Stock Value
1
CELG
Celgene Corp
CELG
+$545M
2
STI icon
SunTrust Banks, Inc.
STI
+$231M
3
GWR
Genesee & Wyoming Inc.
GWR
+$170M
4
AABA
Altaba Inc
AABA
+$72.2M
5
ACEL icon
Accel Entertainment
ACEL
+$33.9M

Sector Composition

Rank Sector Weight
1 Miscellaneous 20.38%
2 Healthcare 19.5%
3 Technology 19.08%
4 Consumer Discretionary 11.89%
5 Communication Services 7.57%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
TSLA icon
226
PUT
Tesla
TSLA
$1.51T
$595K 0.02%
1,473,000
-37,500
-2% -$813K
2018 Q2
6 quarters
WW icon
227
DELISTED
WW International
WW
$573K 0.02%
15,000
– –
2019 Q3
1 quarter
HYG icon
228
PUT
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.3B
$545K 0.02%
2,000,000
-2,980,000
-60% -$259M
2018 Q4
4 quarters
DKNG icon
229
CALL
DraftKings
DKNG
$9.72B
$523K 0.01%
219,352
+86,020
+65% +$871K
2019 Q3
1 quarter
S icon
230
PUT
DELISTED
Sprint Corporation
S
$510K 0.01%
+1,019,900
New +$5.98M
2019 Q4
0 quarters
LATN
231
CALL
DELISTED
Union Acquisition Corp. II Ordinary Shares
LATN
$490K 0.01%
+800,000
New +$7.88M
2019 Q4
0 quarters
FVRR icon
232
Fiverr
FVRR
$313M
$482K 0.01%
20,500
-40,170
-66% -$886K
2019 Q2
2 quarters
KOS icon
233
Kosmos Energy
KOS
$1.57B
$456K 0.01%
80,000
+34,307
+75% +$207K
2019 Q2
2 quarters
RCKT icon
234
Rocket Pharmaceuticals
RCKT
$281M
$455K 0.01%
+20,000
New +$334K
2019 Q4
0 quarters
FRT icon
235
Federal Realty Investment Trust
FRT
$9.22B
$438K 0.01%
3,400
-38,300
-92% -$5.09M
2019 Q2
2 quarters
MNK
236
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$436K 0.01%
+125,000
New +$390K
2019 Q4
0 quarters
ITRM icon
237
DELISTED
Iterum Therapeutics
ITRM
$399K 0.01%
5,913
– –
2018 Q2
6 quarters
GTYH
238
CALL
DELISTED
GTY Technology Holdings, Inc. Common Stock
GTYH
$370K 0.01%
650,000
– –
2019 Q2
2 quarters
QEP
239
PUT
DELISTED
QEP RESOURCES, INC.
QEP
$351K 0.01%
93,600
– –
2019 Q2
2 quarters
SKIL icon
240
CALL
Skillsoft
SKIL
$55.6M
$349K 0.01%
12,500
– –
2019 Q3
1 quarter
CHPT icon
241
CALL
ChargePoint
CHPT
$213M
$341K 0.01%
27,296
-5,020
-16% -$979K
2019 Q3
1 quarter
UTZ icon
242
CALL
Utz Brands
UTZ
$1.27B
$338K 0.01%
246,900
+146,900
+147% +$1.5M
2019 Q3
1 quarter
FREE icon
243
CALL
DELISTED
Whole Earth Brands, Inc. Class A Common Stock
FREE
$337K 0.01%
+337,000
New +$3.35M
2019 Q4
0 quarters
LPRO icon
244
CALL
DELISTED
Open Lending Corp
LPRO
$329K 0.01%
+250,000
New +$2.58M
2019 Q4
0 quarters
GLD icon
245
CALL
SPDR Gold Trust
GLD
$142B
$324K 0.01%
+75,000
New +$10.5M
2019 Q4
0 quarters
PHR icon
246
Phreesia
PHR
$671M
$320K 0.01%
12,000
-3,687
-24% -$102K
2019 Q3
1 quarter
FPAY icon
247
CALL
DELISTED
FlexShopper
FPAY
$295K 0.01%
200,000
– –
2018 Q3
5 quarters
BTRS
248
CALL
DELISTED
BTRS Holdings Inc. Class 1 Common Stock
BTRS
$265K 0.01%
318,781
+68,781
+28% +$678K
2019 Q3
1 quarter
MAT icon
249
PUT
Mattel
MAT
$4.77B
$256K 0.01%
922,500
-117,500
-11% -$1.39M
2018 Q2
6 quarters
SFT
250
CALL
DELISTED
Shift Technologies, Inc. Class A Common Stock
SFT
$256K 0.01%
+22,500
New +$2.23M
2019 Q4
0 quarters
8 9
10
11 12

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FNBT
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ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return
JCM
Janney Capital Management Pittsburgh, Pennsylvania $1.59B AUM 23.25% 1-Year Est. Return
MPM
Meritage Portfolio Management Overland Park, Kansas $1.51B AUM 26.61% 1-Year Est. Return

UBS O'Connor's Q4 2019 Portfolio in Review

As of Q4 2019, UBS O'Connor held 411 positions worth $3.53B, down 1.7% from $3.59B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

UBS O'Connor withdrew a net $728M in Q4 2019, closing 94 positions and reducing 73 holdings. Its most notable exit was Celgene Corp, an estimated $545M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 20% of assets, up from 18% a quarter earlier, followed by Healthcare and Technology.

Against the trend, UBS O'Connor opened a new position in TD Ameritrade Holding Corp worth $160M.

  • UBS O'Connor's largest Q4 2019 buy was TD Ameritrade Holding Corp: 3,221,718 shares worth $160M.
  • UBS O'Connor added most to Wellcare Health Plans, Inc. in Q4 2019, an estimated $198M increase.
  • UBS O'Connor's biggest Q4 2019 reduction was Post Holdings, cutting an estimated $31.4M.
  • UBS O'Connor fully exited Celgene Corp in Q4 2019, selling an estimated $545M.
  • UBS O'Connor's ten largest holdings make up 47% of its $3.53B portfolio in Q4 2019.
  • UBS O'Connor opened 105 new positions and closed 94 in Q4 2019.
  • UBS O'Connor's portfolio value fell 1.7% quarter-over-quarter to $3.53B.

Based on UBS O'Connor's 13F filing for Q4 2019, filed 14 Feb 2020.