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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+0.38%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$3.59B
AUM Growth
-$1.57B
Cap. Flow
-$1.9B
Cap. Flow %
-52.75%
Top 10 Hldgs %
49.92%
Holding
394
New
147
Increased
44
Reduced
60
Closed
82
Avg Time Held Equity + Options
2.1 quarters
Top 10 Avg Time Held Equity + Options
0.6 quarters
Top 20 Avg Time Held Equity + Options
0.8 quarters
Avg Time Held Equity only
2.2 quarters
Top 10 Avg Time Held Equity only
0.6 quarters
Top 20 Avg Time Held Equity only
0.8 quarters

Top Buys

Rank Stock Value
1
CELG
Celgene Corp
CELG
+$273M
2
GWR
Genesee & Wyoming Inc.
GWR
+$169M
3
CY
Cypress Semiconductor
CY
+$116M
4
WCG
Wellcare Health Plans, Inc.
WCG
+$108M
5
AABA
Altaba Inc
AABA
+$91.3M

Top Sells

Rank Stock Value
1
RHT
Red Hat Inc
RHT
+$555M
2
FDC
First Data Corporation
FDC
+$522M
3
LLL
L3 Technologies, Inc.
LLL
+$404M
4
WP
Worldpay, Inc.
WP
+$334M
5
APC icon
Anadarko Petroleum
APC
+$296M

Sector Composition

Rank Sector Weight
1 Healthcare 25.24%
2 Miscellaneous 18.19%
3 Technology 13.49%
4 Financials 9.55%
5 Industrials 8.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
BRMK
226
CALL
DELISTED
Broadmark Realty Capital Inc. Common Stock
BRMK
$315K 0.01%
+250,000
New +$2.59M
2019 Q3
0 quarters
KOS icon
227
Kosmos Energy
KOS
$1.57B
$285K 0.01%
45,693
-265,528
-85% -$1.63M
2019 Q2
1 quarter
PRVB
228
DELISTED
Provention Bio, Inc. Common Stock
PRVB
$273K 0.01%
+40,000
New +$405K
2019 Q3
0 quarters
PCG icon
229
PUT
PG&E
PCG
$39.4B
$266K 0.01%
399,900
– –
2019 Q1
2 quarters
RRC icon
230
PUT
Range Resources
RRC
$9.56B
$254K 0.01%
54,600
– –
2019 Q2
1 quarter
RWGE
231
CALL
DELISTED
Regalwood Global Energy Ltd. Class A Ordinary Shares
RWGE
$254K 0.01%
+442,012
New +$4.54M
2019 Q3
0 quarters
WW icon
232
CALL
DELISTED
WW International
WW
$251K 0.01%
25,000
-100,000
-80% -$2.82M
2019 Q1
2 quarters
ANGI icon
233
Angi Inc
ANGI
$267M
$248K 0.01%
3,500
-4,250
-55% -$436K
2019 Q2
1 quarter
TRIT
234
CALL
DELISTED
Triterras, Inc. Class A Ordinary Shares
TRIT
$236K 0.01%
+800,000
New +$7.83M
2019 Q3
0 quarters
BBGI icon
235
Beasley Broadcasting Group
BBGI
$20.6M
$227K 0.01%
3,655
-40
-1% -$2.52K
2018 Q3
4 quarters
VVNT
236
CALL
DELISTED
Vivint Smart Home, Inc. Class A Common Stock
VVNT
$225K 0.01%
+200,000
New +$2.05M
2019 Q3
0 quarters
GME icon
237
PUT
GameStop
GME
$13.4B
$212K 0.01%
800,000
-120,000
-13% -$130K
2019 Q1
2 quarters
GT icon
238
CALL
Goodyear
GT
$1.35B
$200K 0.01%
+200,000
New +$2.66M
2019 Q3
0 quarters
BTRS
239
CALL
DELISTED
BTRS Holdings Inc. Class 1 Common Stock
BTRS
$200K 0.01%
+250,000
New +$2.46M
2019 Q3
0 quarters
ID
240
CALL
DELISTED
PARTS iD, Inc.
ID
$179K 0.01%
+550,000
New +$5.59M
2019 Q3
0 quarters
GE icon
241
PUT
GE Aerospace
GE
$320B
$165K ﹤0.01%
+401,273
New +$18.9M
2019 Q3
0 quarters
LACQ
242
CALL
DELISTED
Leisure Acquisition Corp.
LACQ
$160K ﹤0.01%
+210,182
New +$2.14M
2019 Q3
0 quarters
LSEA icon
243
CALL
DELISTED
Landsea Homes
LSEA
$154K ﹤0.01%
+375,000
New +$3.83M
2019 Q3
0 quarters
REV
244
PUT
DELISTED
Revlon, Inc.
REV
$147K ﹤0.01%
62,500
– –
2019 Q2
1 quarter
RMO
245
CALL
DELISTED
Romeo Power, Inc.
RMO
$145K ﹤0.01%
+200,000
New +$1.97M
2019 Q3
0 quarters
WW icon
246
PUT
DELISTED
WW International
WW
$142K ﹤0.01%
205,000
-90,000
-31% -$2.54M
2018 Q2
5 quarters
UTZ icon
247
CALL
Utz Brands
UTZ
$1.27B
$140K ﹤0.01%
+100,000
New +$1.02M
2019 Q3
0 quarters
TLT icon
248
PUT
iShares 20+ Year Treasury Bond ETF
TLT
$48.5B
$132K ﹤0.01%
+250,000
New +$34.7M
2019 Q3
0 quarters
USO icon
249
PUT
United States Oil Fund
USO
$1.9B
$132K ﹤0.01%
62,500
-26,250
-30% -$2.46M
2018 Q4
3 quarters
SOLO
250
CALL
DELISTED
Electrameccanica Vehicles Corp. Ltd.
SOLO
$126K ﹤0.01%
350,000
– –
2018 Q3
4 quarters
8 9
10
11 12

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ACI
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RC
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CGL
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CB
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JCM
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MPM
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UBS O'Connor's Q3 2019 Portfolio in Review

As of Q3 2019, UBS O'Connor held 394 positions worth $3.59B, down 30% from $5.16B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

UBS O'Connor withdrew a net $1.9B in Q3 2019, closing 82 positions and reducing 60 holdings. Its most notable exit was Red Hat Inc, an estimated $555M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 25% of assets, up from 11% a quarter earlier, followed by Miscellaneous and Technology.

Against the trend, UBS O'Connor opened a new position in Genesee & Wyoming Inc. worth $170M.

  • UBS O'Connor's largest Q3 2019 buy was Genesee & Wyoming Inc.: 1,538,321 shares worth $170M.
  • UBS O'Connor added most to Celgene Corp in Q3 2019, an estimated $273M increase.
  • UBS O'Connor's biggest Q3 2019 reduction was Walt Disney, cutting an estimated $55.8M.
  • UBS O'Connor fully exited Red Hat Inc in Q3 2019, selling an estimated $555M.
  • UBS O'Connor's ten largest holdings make up 50% of its $3.59B portfolio in Q3 2019.
  • UBS O'Connor opened 147 new positions and closed 82 in Q3 2019.
  • UBS O'Connor's portfolio value fell 30% quarter-over-quarter to $3.59B.

Based on UBS O'Connor's 13F filing for Q3 2019, filed 14 Nov 2019.