We are live on ! Find out more
UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+2.98%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$5.64B
AUM Growth
-$1.24B
Cap. Flow
-$1.68B
Cap. Flow %
-29.75%
Top 10 Hldgs %
43.17%
Holding
450
New
103
Increased
55
Reduced
97
Closed
161
Avg Time Held Equity + Options
2.8 quarters
Top 10 Avg Time Held Equity + Options
1.4 quarters
Top 20 Avg Time Held Equity + Options
1.5 quarters
Avg Time Held Equity only
2.8 quarters
Top 10 Avg Time Held Equity only
1.4 quarters
Top 20 Avg Time Held Equity only
1.5 quarters

Top Buys

Rank Stock Value
1
AET
Aetna Inc
AET
+$235M
2
BDX icon
Becton Dickinson
BDX
+$178M
3
MON
Monsanto Co
MON
+$151M
4
COL
Rockwell Collins
COL
+$137M
5
NXPI icon
NXP Semiconductors
NXPI
+$114M

Top Sells

Rank Stock Value
1
BCR
CR Bard Inc.
BCR
+$482M
2
LVLT
Level 3 Communications Inc
LVLT
+$259M
3
TWX
Time Warner Inc
TWX
+$237M
4
ALR
Alere Inc
ALR
+$198M
5
ALR.PRB
Alere Inc
ALR.PRB
+$147M

Sector Composition

Rank Sector Weight
1 Communication Services 13.38%
2 Technology 12.72%
3 Miscellaneous 12.25%
4 Materials 11.07%
5 Industrials 10.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
HTT icon
226
High Templar Tech Ltd
HTT
$352M
$627K 0.01%
+50,000
New +$964K
2017 Q4
0 quarters
VSTM icon
227
Verastem
VSTM
$759M
$614K 0.01%
+16,667
New +$753K
2017 Q4
0 quarters
TAL icon
228
TAL Education Group
TAL
$7.13B
$606K 0.01%
+20,390
New +$620K
2017 Q4
0 quarters
XLV icon
229
State Street Health Care Select Sector SPDR ETF
XLV
$43.9B
$586K 0.01%
7,087
+2,087
+42% +$172K
2017 Q3
1 quarter
DISH
230
CALL
DELISTED
DISH Network Corp.
DISH
$584K 0.01%
348,200
+265,700
+322% +$13.2M
2017 Q2
2 quarters
KDNY
231
DELISTED
Chinook Therapeutics, Inc. Common Stock
KDNY
$562K 0.01%
+15,000
New +$655K
2017 Q4
0 quarters
DATA
232
DELISTED
Tableau Software, Inc.
DATA
$519K 0.01%
7,500
-94,019
-93% -$6.91M
2016 Q2
6 quarters
GCVRZ
233
DELISTED
Sanofi Contingent Value Rights
GCVRZ
$470K 0.01%
1,238,077
– –
2013 Q2
18 quarters
FRC
234
DELISTED
First Republic Bank
FRC
$433K 0.01%
+5,000
New +$474K
2017 Q4
0 quarters
GDP
235
DELISTED
Goodrich Petroleum Corporation Common Stock
GDP
$403K 0.01%
36,930
-8,070
-18% -$83.2K
2017 Q3
1 quarter
I
236
DELISTED
INTELSAT S. A.
I
$401K 0.01%
+118,200
New +$527K
2017 Q4
0 quarters
POST icon
237
CALL
Post Holdings
POST
$3.39B
$390K 0.01%
+458,400
New +$24.4M
2017 Q4
0 quarters
AMAT icon
238
Applied Materials
AMAT
$402B
$383K 0.01%
7,500
-55,000
-88% -$2.98M
2017 Q2
2 quarters
CIEN icon
239
Ciena
CIEN
$63.8B
$286K 0.01%
13,670
-141,330
-91% -$3M
2017 Q3
1 quarter
DISH
240
PUT
DELISTED
DISH Network Corp.
DISH
$279K ﹤0.01%
+150,000
New +$7.48M
2017 Q4
0 quarters
DK icon
241
Delek US
DK
$4.56B
$278K ﹤0.01%
+7,952
New +$235K
2017 Q4
0 quarters
NTAP icon
242
NetApp
NTAP
$46.6B
$272K ﹤0.01%
4,909
-227,591
-98% -$11.4M
2017 Q3
1 quarter
JT
243
DELISTED
Jianpu Technology Inc. American Depositary Shares, each representing twenty Class A Ordinary Shares
JT
$220K ﹤0.01%
+4,247
New +$213K
2017 Q4
0 quarters
PLX icon
244
Protalix BioTherapeutics
PLX
$224M
$215K ﹤0.01%
32,448
– –
2017 Q2
2 quarters
TFCFA
245
CALL
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
$200K ﹤0.01%
+100,000
New +$2.98M
2017 Q4
0 quarters
IWM icon
246
PUT
iShares Russell 2000 ETF
IWM
$78.5B
$148K ﹤0.01%
500,000
-100,000
-17% -$15M
2017 Q2
2 quarters
RAD
247
PUT
DELISTED
Rite Aid Corporation
RAD
$148K ﹤0.01%
+40,030
New +$1.43M
2017 Q4
0 quarters
CMCSA icon
248
CALL
Comcast
CMCSA
$73.3B
$144K ﹤0.01%
+100,000
New +$3.76M
2017 Q4
0 quarters
VXX icon
249
PUT
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
$112K ﹤0.01%
50,000
-50,000
-50% -$1.65M
2017 Q2
2 quarters
SYNC
250
DELISTED
Synacor, Inc.
SYNC
$100K ﹤0.01%
43,396
-715
-2% -$1.78K
2017 Q2
2 quarters
8 9
10
11 12

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return
JCM
Janney Capital Management Pittsburgh, Pennsylvania $1.59B AUM 23.25% 1-Year Est. Return
MPM
Meritage Portfolio Management Overland Park, Kansas $1.51B AUM 26.61% 1-Year Est. Return

UBS O'Connor's Q4 2017 Portfolio in Review

As of Q4 2017, UBS O'Connor held 450 positions worth $5.64B, down 18% from $6.88B the previous quarter. Its ten largest holdings account for 43% of the portfolio.

UBS O'Connor withdrew a net $1.68B in Q4 2017, closing 161 positions and reducing 97 holdings. Its most notable exit was CR Bard Inc., an estimated $482M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 13% of assets, down from 17% a quarter earlier, followed by Technology and Miscellaneous.

Against the trend, UBS O'Connor opened a new position in Aetna Inc worth $246M.

  • UBS O'Connor's largest Q4 2017 buy was Aetna Inc: 1,365,000 shares worth $246M.
  • UBS O'Connor added most to Monsanto Co in Q4 2017, an estimated $151M increase.
  • UBS O'Connor's biggest Q4 2017 reduction was Time Warner Inc, cutting an estimated $237M.
  • UBS O'Connor fully exited CR Bard Inc. in Q4 2017, selling an estimated $482M.
  • UBS O'Connor's ten largest holdings make up 43% of its $5.64B portfolio in Q4 2017.
  • UBS O'Connor opened 103 new positions and closed 161 in Q4 2017.
  • UBS O'Connor's portfolio value fell 18% quarter-over-quarter to $5.64B.

Based on UBS O'Connor's 13F filing for Q4 2017, filed 14 Feb 2018.