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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+2.98%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.64B
AUM Growth
-$1.24B
Cap. Flow
-$2.3B
Cap. Flow %
-40.75%
Top 10 Hldgs %
43.17%
Holding
450
New
103
Increased
55
Reduced
97
Closed
161

Top Buys

Rank Stock Value
1
AET
Aetna Inc
AET
+$235M
2
BDX icon
Becton Dickinson
BDX
+$178M
3
MON
Monsanto Co
MON
+$151M
4
COL
Rockwell Collins
COL
+$137M
5
NXPI icon
NXP Semiconductors
NXPI
+$114M

Top Sells

Rank Stock Value
1
BCR
CR Bard Inc.
BCR
+$482M
2
LVLT
Level 3 Communications Inc
LVLT
+$259M
3
TWX
Time Warner Inc
TWX
+$237M
4
ALR
Alere Inc
ALR
+$198M
5
ALR.PRB
Alere Inc
ALR.PRB
+$147M

Sector Composition

Rank Sector Weight
1 Communication Services 13.37%
2 Technology 12.72%
3 Materials 10.95%
4 Financials 10%
5 Consumer Discretionary 9.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HTT
226
High Templar Tech Ltd
HTT
$385M
$627K 0.01%
+50,000
New +$964K
VSTM icon
227
Verastem
VSTM
$519M
$614K 0.01%
+16,667
New +$753K
TAL icon
228
TAL Education Group
TAL
$6.91B
$606K 0.01%
+20,390
New +$620K
XLV icon
229
State Street Health Care Select Sector SPDR ETF
XLV
$42.4B
$586K 0.01%
7,087
+2,087
+42% +$172K
DISH
230
CALL
DELISTED
DISH Network Corp.
DISH
$584K 0.01%
348,200
+265,700
+322% +$13.2M
KDNY
231
DELISTED
Chinook Therapeutics, Inc. Common Stock
KDNY
$562K 0.01%
+15,000
New +$655K
DATA
232
DELISTED
Tableau Software, Inc.
DATA
$519K 0.01%
7,500
-94,019
-93% -$6.91M
GCVRZ
233
DELISTED
Sanofi Contingent Value Rights
GCVRZ
$470K 0.01%
1,238,077
– –
FRC
234
DELISTED
First Republic Bank
FRC
$433K 0.01%
+5,000
New +$474K
GDP
235
DELISTED
Goodrich Petroleum Corporation Common Stock
GDP
$403K 0.01%
36,930
-8,070
-18% -$83.2K
I
236
DELISTED
INTELSAT S. A.
I
$401K 0.01%
+118,200
New +$527K
POST icon
237
CALL
Post Holdings
POST
$4.09B
$390K 0.01%
+458,400
New +$24.4M
AMAT icon
238
Applied Materials
AMAT
$419B
$383K 0.01%
7,500
-55,000
-88% -$2.98M
CIEN icon
239
Ciena
CIEN
$57.2B
$286K 0.01%
13,670
-141,330
-91% -$3M
DISH
240
PUT
DELISTED
DISH Network Corp.
DISH
$279K ﹤0.01%
+150,000
New +$7.48M
DK icon
241
Delek US
DK
$3.59B
$278K ﹤0.01%
+7,952
New +$235K
NTAP icon
242
NetApp
NTAP
$37.6B
$272K ﹤0.01%
4,909
-227,591
-98% -$11.4M
JT
243
DELISTED
Jianpu Technology Inc. American Depositary Shares, each representing twenty Class A Ordinary Shares
JT
$220K ﹤0.01%
+4,247
New +$213K
PLX icon
244
Protalix BioTherapeutics
PLX
$197M
$215K ﹤0.01%
32,448
– –
TFCFA
245
CALL
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
$200K ﹤0.01%
+100,000
New +$2.98M
IWM icon
246
PUT
iShares Russell 2000 ETF
IWM
$82.1B
$148K ﹤0.01%
500,000
-100,000
-17% -$15M
RAD
247
PUT
DELISTED
Rite Aid Corporation
RAD
$148K ﹤0.01%
+40,030
New +$1.43M
CMCSA icon
248
CALL
Comcast
CMCSA
$89.3B
$144K ﹤0.01%
+100,000
New +$3.76M
VXX
249
PUT
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
$112K ﹤0.01%
50,000
-50,000
-50% -$1.65M
SYNC
250
DELISTED
Synacor, Inc.
SYNC
$100K ﹤0.01%
43,396
-715
-2% -$1.78K
8 9
10
11 12

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UBS O'Connor's Q4 2017 Portfolio in Review

As of Q4 2017, UBS O'Connor held 450 positions worth $5.64B, down 18% from $6.88B the previous quarter. Its ten largest holdings account for 43% of the portfolio.

UBS O'Connor withdrew a net $2.3B in Q4 2017, closing 161 positions and reducing 97 holdings. Its most notable exit was CR Bard Inc., an estimated $482M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 13% of assets, down from 17% a quarter earlier, followed by Technology and Materials.

Against the trend, UBS O'Connor opened a new position in Aetna Inc worth $246M.

  • UBS O'Connor's largest Q4 2017 buy was Aetna Inc: 1,365,000 shares worth $246M.
  • UBS O'Connor added most to Monsanto Co in Q4 2017, an estimated $151M increase.
  • UBS O'Connor's biggest Q4 2017 reduction was Time Warner Inc, cutting an estimated $237M.
  • UBS O'Connor fully exited CR Bard Inc. in Q4 2017, selling an estimated $482M.
  • UBS O'Connor's ten largest holdings make up 43% of its $5.64B portfolio in Q4 2017.
  • UBS O'Connor opened 103 new positions and closed 161 in Q4 2017.
  • UBS O'Connor's portfolio value fell 18% quarter-over-quarter to $5.64B.

Based on UBS O'Connor's 13F filing for Q4 2017, filed 14 Feb 2018.