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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+2.19%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.45B
AUM Growth
-$493M
Cap. Flow
+$322M
Cap. Flow %
5.9%
Top 10 Hldgs %
20.77%
Holding
587
New
179
Increased
113
Reduced
93
Closed
156

Top Buys

Rank Stock Value
1
BXLT
BAXALTA INC COM STK (DE)
BXLT
+$119M
2
CAM
CAMERON INTERNATIONAL CORPORATION
CAM
+$114M
3
ALR
Alere Inc
ALR
+$86.6M
4
DHR icon
Danaher
DHR
+$82.5M
5
MDLZ icon
Mondelez International
MDLZ
+$71M

Top Sells

Rank Stock Value
1
BRCM
BROADCOM CORP CL-A
BRCM
+$496M
2
PCP
PRECISION CASTPARTS CORP
PCP
+$327M
3
CB
CHUBB CORPORATION
CB
+$237M
4
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$189M
5
FCAM
Fiat Chrysler Automobiles N.V.
FCAM
+$91.3M

Sector Composition

Rank Sector Weight
1 Consumer Staples 14.94%
2 Industrials 14.9%
3 Consumer Discretionary 13.15%
4 Financials 9.17%
5 Technology 7.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GCP
226
DELISTED
GCP Applied Technologies Inc.
GCP
$3.4M 0.06%
+170,417
New +$3.1M
LEN icon
227
Lennar Class A
LEN
$20.4B
$3.37M 0.06%
73,183
-47,480
-39% -$1.95M
AVGO icon
228
Broadcom
AVGO
$2T
$3.32M 0.06%
+215,000
New +$2.91M
WFT
229
DELISTED
Weatherford International plc
WFT
$3.32M 0.06%
+427,000
New +$2.88M
VFC icon
230
VF Corp
VFC
$5.8B
$3.24M 0.06%
53,100
-37,170
-41% -$2.16M
HQY icon
231
HealthEquity
HQY
$8.65B
$3.23M 0.06%
130,988
+5,504
+4% +$118K
EQT icon
232
EQT Corp
EQT
$32.3B
$3.16M 0.06%
+86,339
New +$2.76M
AMSG
233
DELISTED
Amsurg Corp
AMSG
$2.98M 0.05%
40,000
-30,000
-43% -$2.11M
JD icon
234
JD.com
JD
$44.3B
$2.85M 0.05%
107,530
-396,300
-79% -$10.4M
ANET icon
235
Arista Networks
ANET
$243B
$2.84M 0.05%
720,000
+400,000
+125% +$1.57M
XME icon
236
State Street SPDR S&P Metals & Mining ETF
XME
$4.22B
$2.75M 0.05%
+134,648
New +$2.18M
FTI icon
237
TechnipFMC
FTI
$27.3B
$2.7M 0.05%
132,720
+61,488
+86% +$1.16M
WY icon
238
Weyerhaeuser
WY
$18.3B
$2.65M 0.05%
+85,497
New +$2.28M
TTWO icon
239
Take-Two Interactive
TTWO
$43.5B
$2.64M 0.05%
+70,000
New +$2.42M
GLW icon
240
Corning
GLW
$135B
$2.61M 0.05%
125,000
-75,000
-38% -$1.39M
VZ icon
241
PUT
Verizon
VZ
$195B
$2.57M 0.05%
+3,500,000
New +$175M
CPB icon
242
PUT
Campbell Soup
CPB
$6.73B
$2.56M 0.05%
+2,500,000
New +$147M
RRC icon
243
PUT
Range Resources
RRC
$9.01B
$2.45M 0.05%
+1,000,000
New +$27.8M
LVLT
244
DELISTED
Level 3 Communications Inc
LVLT
$2.42M 0.04%
+45,765
New +$2.26M
EWBC icon
245
East-West Bancorp
EWBC
$18.1B
$2.41M 0.04%
+74,195
New +$2.42M
FRPT icon
246
Freshpet
FRPT
$3.21B
$2.41M 0.04%
328,627
-8,121
-2% -$56.6K
GOGO icon
247
Gogo Inc
GOGO
$492M
$2.4M 0.04%
218,103
+130,091
+148% +$1.65M
MTDR icon
248
Matador Resources
MTDR
$6.04B
$2.24M 0.04%
+118,000
New +$1.96M
USB icon
249
US Bancorp
USB
$99.4B
$2.23M 0.04%
55,000
-312,339
-85% -$12.5M
EGN
250
DELISTED
Energen
EGN
$2.19M 0.04%
60,000
-29,620
-33% -$918K
8 9
10
11 12

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q1 2016 Portfolio in Review

As of Q1 2016, UBS O'Connor held 587 positions worth $5.45B, down 8.3% from $5.94B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

UBS O'Connor deployed $322M of net new capital in Q1 2016, opening 179 new positions and adding to 113 existing holdings. Its largest new stake was BAXALTA INC COM STK (DE): 3,012,562 shares worth $122M.

By sector, the portfolio is most concentrated in Consumer Staples at 15% of assets, up from 11% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was Nielsen Holdings plc, an estimated $77.1M trimmed.

  • UBS O'Connor's largest Q1 2016 buy was BAXALTA INC COM STK (DE): 3,012,562 shares worth $122M.
  • UBS O'Connor added most to Mondelez International in Q1 2016, an estimated $71M increase.
  • UBS O'Connor's biggest Q1 2016 reduction was Nielsen Holdings plc, cutting an estimated $77.1M.
  • UBS O'Connor fully exited BROADCOM CORP CL-A in Q1 2016, selling an estimated $496M.
  • UBS O'Connor's ten largest holdings make up 21% of its $5.45B portfolio in Q1 2016.
  • UBS O'Connor opened 179 new positions and closed 156 in Q1 2016.
  • UBS O'Connor's portfolio value fell 8.3% quarter-over-quarter to $5.45B.

Based on UBS O'Connor's 13F filing for Q1 2016, filed 13 May 2016.