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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+5.99%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$5.75B
AUM Growth
-$39.4M
Cap. Flow
-$856M
Cap. Flow %
-14.88%
Top 10 Hldgs %
22.09%
Holding
798
New
336
Increased
102
Reduced
128
Closed
170
Avg Time Held Equity + Options
1.1 quarters
Top 10 Avg Time Held Equity + Options
1.6 quarters
Top 20 Avg Time Held Equity + Options
1.5 quarters
Avg Time Held Equity only
1.1 quarters
Top 10 Avg Time Held Equity only
1.6 quarters
Top 20 Avg Time Held Equity only
1.5 quarters

Top Buys

Rank Stock Value
1
CFN
CAREFUSION CORPORATION
CFN
+$125M
2
CVD
COVANCE INC.
CVD
+$75.9M
3
AGN
Allergan Inc
AGN
+$71.6M
4
SIAL
SIGMA - ALDRICH CORP
SIAL
+$69.7M
5
PEP icon
PepsiCo
PEP
+$52.7M

Top Sells

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$72.3M
2
VYX icon
NCR Voyix
VYX
+$64.1M
3
HUM icon
Humana
HUM
+$64M
4
CNQR
CONCUR TECHNOLOGIES INC
CNQR
+$63.4M
5
TSM icon
TSMC
TSM
+$62.3M

Sector Composition

Rank Sector Weight
1 Miscellaneous 21.33%
2 Consumer Discretionary 12.63%
3 Healthcare 11.94%
4 Industrials 11.3%
5 Consumer Staples 10.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
ALTO icon
226
Alto Ingredients
ALTO
$289M
$2.38M 0.04%
230,000
+100,000
+77% +$1.22M
2014 Q2
2 quarters
MKC icon
227
McCormick & Company Non-Voting
MKC
$12.1B
$2.37M 0.04%
+63,916
New +$2.29M
2014 Q4
0 quarters
CMC icon
228
Commercial Metals
CMC
$7.07B
$2.3M 0.04%
141,402
-688,792
-83% -$11.1M
2014 Q2
2 quarters
CIVI icon
229
DELISTED
Civitas Resources
CIVI
$2.3M 0.04%
859
-192
-18% -$744K
2014 Q3
1 quarter
TSLA icon
230
Tesla
TSLA
$1.51T
$2.29M 0.04%
154,245
-33,795
-18% -$528K
2014 Q3
1 quarter
SPLV icon
231
Invesco S&P 500 Low Volatility ETF
SPLV
$7.08B
$2.28M 0.04%
+60,000
New +$2.2M
2014 Q4
0 quarters
RMTI icon
232
Rockwell Medical
RMTI
$31.8M
$2.26M 0.04%
+2,000
New +$2.05M
2014 Q4
0 quarters
SRCI
233
DELISTED
SRC Energy Inc
SRCI
$2.23M 0.04%
+178,100
New +$2.02M
2014 Q4
0 quarters
META icon
234
Meta Platforms (Facebook)
META
$1.83T
$2.22M 0.04%
28,451
-280,968
-91% -$21.5M
2013 Q2
6 quarters
SPY icon
235
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$833B
$2.2M 0.04%
+800,000
New +$161M
2014 Q4
0 quarters
VALE.P icon
236
DELISTED
Vale S A
VALE.P
$2.18M 0.04%
+300,000
New +$2.43M
2014 Q4
0 quarters
SIVB
237
DELISTED
SVB Financial Group
SIVB
$2.14M 0.04%
18,438
-152,658
-89% -$16.7M
2014 Q1
3 quarters
MRD
238
DELISTED
MEMORIAL RESOURCE DEV CORP COM STK (DE)
MRD
$2.08M 0.04%
115,487
-7,768
-6% -$174K
2014 Q3
1 quarter
WELL icon
239
Welltower
WELL
$162B
$2.08M 0.04%
27,481
-38,896
-59% -$2.78M
2014 Q2
2 quarters
AVB icon
240
DELISTED
AvalonBay Communities
AVB
$2.07M 0.04%
12,670
+4,781
+61% +$749K
2013 Q2
6 quarters
DISH
241
DELISTED
DISH Network Corp.
DISH
$2.02M 0.04%
27,783
-127,862
-82% -$8.61M
2013 Q2
6 quarters
TMUS icon
242
T-Mobile US
TMUS
$159B
$2.02M 0.04%
75,000
-243,355
-76% -$6.73M
2013 Q4
4 quarters
NFX
243
DELISTED
Newfield Exploration
NFX
$2.02M 0.04%
74,400
-115,788
-61% -$3.44M
2014 Q3
1 quarter
SPN
244
DELISTED
Superior Energy Services, Inc.
SPN
$2M 0.03%
+9,940
New +$2.33M
2014 Q4
0 quarters
TFCFA
245
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
$2M 0.03%
+51,954
New +$1.84M
2014 Q4
0 quarters
VMRK icon
246
Vivmark Residential
VMRK
$47.3B
$1.99M 0.03%
27,678
+10,238
+59% +$709K
2014 Q2
2 quarters
INTU icon
247
Intuit
INTU
$80.9B
$1.97M 0.03%
+21,400
New +$1.9M
2014 Q4
0 quarters
COP icon
248
ConocoPhillips
COP
$161B
$1.97M 0.03%
+28,500
New +$1.99M
2014 Q4
0 quarters
SN icon
249
DELISTED
Sanchez Energy Corporation
SN
$1.95M 0.03%
210,300
-180,131
-46% -$2.7M
2014 Q2
2 quarters
PSX icon
250
Phillips 66
PSX
$111B
$1.94M 0.03%
+26,998
New +$1.99M
2014 Q4
0 quarters
8 9
10
11 12

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ACI
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CGL
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CB
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JCM
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MPM
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UBS O'Connor's Q4 2014 Portfolio in Review

As of Q4 2014, UBS O'Connor held 798 positions worth $5.75B, down 0.68% from $5.79B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

UBS O'Connor withdrew a net $856M in Q4 2014, closing 170 positions and reducing 128 holdings. Its most notable exit was NCR Voyix, an estimated $64.1M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 21% of assets, up from 18% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, UBS O'Connor opened a new position in CAREFUSION CORPORATION worth $129M.

  • UBS O'Connor's largest Q4 2014 buy was CAREFUSION CORPORATION: 2,168,433 shares worth $129M.
  • UBS O'Connor added most to Allergan Inc in Q4 2014, an estimated $71.6M increase.
  • UBS O'Connor's biggest Q4 2014 reduction was Alibaba, cutting an estimated $72.3M.
  • UBS O'Connor fully exited NCR Voyix in Q4 2014, selling an estimated $64.1M.
  • UBS O'Connor's ten largest holdings make up 22% of its $5.75B portfolio in Q4 2014.
  • UBS O'Connor opened 336 new positions and closed 170 in Q4 2014.
  • UBS O'Connor's portfolio value fell 0.68% quarter-over-quarter to $5.75B.

Based on UBS O'Connor's 13F filing for Q4 2014, filed 13 Feb 2015.