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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+5.99%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.75B
AUM Growth
-$39.4M
Cap. Flow
-$636M
Cap. Flow %
-11.06%
Top 10 Hldgs %
22.09%
Holding
798
New
336
Increased
102
Reduced
128
Closed
170

Top Buys

Rank Stock Value
1
CFN
CAREFUSION CORPORATION
CFN
+$125M
2
CVD
COVANCE INC.
CVD
+$75.9M
3
AGN
Allergan Inc
AGN
+$71.6M
4
SIAL
SIGMA - ALDRICH CORP
SIAL
+$69.7M
5
PEP icon
PepsiCo
PEP
+$52.7M

Top Sells

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$72.3M
2
VYX icon
NCR Voyix
VYX
+$64.1M
3
HUM icon
Humana
HUM
+$64M
4
CNQR
CONCUR TECHNOLOGIES INC
CNQR
+$63.4M
5
TSM icon
TSMC
TSM
+$62.3M

Sector Composition

Rank Sector Weight
1 Healthcare 11.85%
2 Consumer Discretionary 11.63%
3 Consumer Staples 10.69%
4 Industrials 10.3%
5 Technology 8.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALTO icon
226
Alto Ingredients
ALTO
$350M
$2.38M 0.04%
230,000
+100,000
+77% +$1.22M
MKC icon
227
McCormick & Company Non-Voting
MKC
$14.1B
$2.37M 0.04%
+63,916
New +$2.29M
CMC icon
228
Commercial Metals
CMC
$8.15B
$2.3M 0.04%
141,402
-688,792
-83% -$11.1M
CIVI
229
DELISTED
Civitas Resources
CIVI
$2.3M 0.04%
859
-192
-18% -$744K
TSLA icon
230
Tesla
TSLA
$1.26T
$2.29M 0.04%
154,245
-33,795
-18% -$528K
SPLV icon
231
Invesco S&P 500 Low Volatility ETF
SPLV
$7.22B
$2.28M 0.04%
+60,000
New +$2.2M
RMTI icon
232
Rockwell Medical
RMTI
$28.3M
$2.26M 0.04%
+2,000
New +$2.05M
SRCI
233
DELISTED
SRC Energy Inc
SRCI
$2.23M 0.04%
+178,100
New +$2.02M
META icon
234
Meta Platforms (Facebook)
META
$1.5T
$2.22M 0.04%
28,451
-280,968
-91% -$21.5M
SPY icon
235
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$818B
$2.2M 0.04%
+800,000
New +$161M
VALE.P
236
DELISTED
Vale S A
VALE.P
$2.18M 0.04%
+300,000
New +$2.43M
SIVB
237
DELISTED
SVB Financial Group
SIVB
$2.14M 0.04%
18,438
-152,658
-89% -$16.7M
MRD
238
DELISTED
MEMORIAL RESOURCE DEV CORP COM STK (DE)
MRD
$2.08M 0.04%
115,487
-7,768
-6% -$174K
WELL icon
239
Welltower
WELL
$170B
$2.08M 0.04%
27,481
-38,896
-59% -$2.78M
AVB icon
240
AvalonBay Communities
AVB
$26.6B
$2.07M 0.04%
12,670
+4,781
+61% +$749K
DISH
241
DELISTED
DISH Network Corp.
DISH
$2.02M 0.04%
27,783
-127,862
-82% -$8.61M
TMUS icon
242
T-Mobile US
TMUS
$193B
$2.02M 0.04%
75,000
-243,355
-76% -$6.73M
NFX
243
DELISTED
Newfield Exploration
NFX
$2.02M 0.04%
74,400
-115,788
-61% -$3.44M
SPN
244
DELISTED
Superior Energy Services, Inc.
SPN
$2M 0.03%
+9,940
New +$2.33M
TFCFA
245
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
$2M 0.03%
+51,954
New +$1.84M
EQR icon
246
Equity Residential
EQR
$25B
$1.99M 0.03%
27,678
+10,238
+59% +$709K
INTU icon
247
Intuit
INTU
$88.1B
$1.97M 0.03%
+21,400
New +$1.9M
COP icon
248
ConocoPhillips
COP
$140B
$1.97M 0.03%
+28,500
New +$1.99M
SN
249
DELISTED
Sanchez Energy Corporation
SN
$1.95M 0.03%
210,300
-180,131
-46% -$2.7M
PSX icon
250
Phillips 66
PSX
$82B
$1.94M 0.03%
+26,998
New +$1.99M
8 9
10
11 12

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SAG
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ACI
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TCOV
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CGL
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UBS O'Connor's Q4 2014 Portfolio in Review

As of Q4 2014, UBS O'Connor held 798 positions worth $5.75B, down 0.68% from $5.79B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

UBS O'Connor withdrew a net $636M in Q4 2014, closing 170 positions and reducing 128 holdings. Its most notable exit was NCR Voyix, an estimated $64.1M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 12% of assets, up from 8.1% a quarter earlier, followed by Consumer Discretionary and Consumer Staples.

Against the trend, UBS O'Connor opened a new position in CAREFUSION CORPORATION worth $129M.

  • UBS O'Connor's largest Q4 2014 buy was CAREFUSION CORPORATION: 2,168,433 shares worth $129M.
  • UBS O'Connor added most to Allergan Inc in Q4 2014, an estimated $71.6M increase.
  • UBS O'Connor's biggest Q4 2014 reduction was Alibaba, cutting an estimated $72.3M.
  • UBS O'Connor fully exited NCR Voyix in Q4 2014, selling an estimated $64.1M.
  • UBS O'Connor's ten largest holdings make up 22% of its $5.75B portfolio in Q4 2014.
  • UBS O'Connor opened 336 new positions and closed 170 in Q4 2014.
  • UBS O'Connor's portfolio value fell 0.68% quarter-over-quarter to $5.75B.

Based on UBS O'Connor's 13F filing for Q4 2014, filed 13 Feb 2015.