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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+4.46%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$5.28B
AUM Growth
-$163M
Cap. Flow
-$430M
Cap. Flow %
-8.15%
Top 10 Hldgs %
15.41%
Holding
584
New
193
Increased
92
Reduced
96
Closed
154
Avg Time Held Equity + Options
1.1 quarters
Top 10 Avg Time Held Equity + Options
0.7 quarters
Top 20 Avg Time Held Equity + Options
0.9 quarters
Avg Time Held Equity only
1.2 quarters
Top 10 Avg Time Held Equity only
0.7 quarters
Top 20 Avg Time Held Equity only
0.9 quarters

Top Buys

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$73.6M
2
BEAM icon
BEAM INC COM STK (DE)
BEAM
+$47.2M
3
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$44.7M
4
HLF icon
Herbalife
HLF
+$39.2M
5
AMH icon
American Homes 4 Rent
AMH
+$36.3M

Top Sells

Rank Stock Value
1
LIFE icon
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
+$95.1M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$73.6M
3
PM icon
Philip Morris
PM
+$55.7M
4
KO icon
Coca-Cola
KO
+$50.2M
5
CCI.PRA icon
Crown Castle International Corp.
CCI.PRA
+$48M

Sector Composition

Rank Sector Weight
1 Real Estate 23.5%
2 Miscellaneous 14.39%
3 Industrials 8.45%
4 Consumer Staples 7.97%
5 Financials 7.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
QIHU
226
DELISTED
QIHOO 360 TECHNOLOGY CO LTD ADS RPSTG 3 CL A SHS
QIHU
$4.08M 0.08%
+41,004
New +$4.09M
2014 Q1
0 quarters
JAH
227
DELISTED
JARDEN CORPORATION
JAH
$4.04M 0.08%
+101,400
New +$4.12M
2014 Q1
0 quarters
TFC icon
228
Truist Financial
TFC
$57B
$4.03M 0.08%
100,317
-137,065
-58% -$5.25M
2013 Q4
1 quarter
RTX icon
229
RTX Corp
RTX
$252B
$3.65M 0.07%
49,683
-272,032
-85% -$19.5M
2013 Q4
1 quarter
WCIC
230
DELISTED
WCI Communities, Inc.
WCIC
$3.58M 0.07%
181,251
+6,251
+4% +$120K
2013 Q3
2 quarters
AXLL
231
DELISTED
AXIALL CORP COM STK (DE)
AXLL
$3.51M 0.07%
78,233
-34,537
-31% -$1.47M
2013 Q4
1 quarter
FWONA icon
232
Liberty Media Corporation Series A Common Stock
FWONA
$21.6B
$3.45M 0.07%
148,706
-271,930
-65% -$6.5M
2013 Q4
1 quarter
LADR icon
233
Ladder Capital
LADR
$1.11B
$3.4M 0.06%
+224,189
New +$3.21M
2014 Q1
0 quarters
GM icon
234
CALL
General Motors
GM
$72.7B
$3.29M 0.06%
1,377,710
+360,000
+35% +$13.2M
2013 Q2
3 quarters
TV icon
235
Televisa
TV
$1.19B
$3.28M 0.06%
+98,608
New +$2.97M
2014 Q1
0 quarters
NAV
236
DELISTED
Navistar International
NAV
$3.18M 0.06%
+93,800
New +$3.32M
2014 Q1
0 quarters
ECPG icon
237
Encore Capital Group
ECPG
$2.15B
$3.18M 0.06%
+69,500
New +$3.36M
2014 Q1
0 quarters
NBHC icon
238
National Bank Holdings
NBHC
$1.69B
$3.14M 0.06%
156,400
+6,400
+4% +$129K
2013 Q2
3 quarters
ACSF
239
DELISTED
American Capital Senior Floating, Ltd.
ACSF
$3.09M 0.06%
+220,395
New +$3.12M
2014 Q1
0 quarters
HE icon
240
Hawaiian Electric Industries
HE
$1.49B
$3M 0.06%
+117,809
New +$3.01M
2014 Q1
0 quarters
SCI icon
241
Service Corp International
SCI
$10.6B
$2.98M 0.06%
150,000
– –
2013 Q3
2 quarters
RNG icon
242
RingCentral
RNG
$6.48B
$2.9M 0.05%
+160,000
New +$3.21M
2014 Q1
0 quarters
SFE
243
DELISTED
Safeguard Scientifics, Inc.
SFE
$2.88M 0.05%
129,752
-107,705
-45% -$2.14M
2013 Q2
3 quarters
BGC icon
244
DELISTED
General Cable Corporation
BGC
$2.73M 0.05%
+106,733
New +$3.09M
2014 Q1
0 quarters
DHT icon
245
DHT Holdings
DHT
$4.16B
$2.72M 0.05%
+350,000
New +$2.72M
2014 Q1
0 quarters
ASC icon
246
Ardmore Shipping
ASC
$808M
$2.66M 0.05%
+200,000
New +$2.79M
2014 Q1
0 quarters
MGI
247
DELISTED
MoneyGram International, Inc. New
MGI
$2.65M 0.05%
+150,000
New +$2.81M
2014 Q1
0 quarters
CSE
248
DELISTED
CAPITALSOURCE INC
CSE
$2.64M 0.05%
180,866
– –
2013 Q3
2 quarters
CPWR
249
DELISTED
COMPUWARE CORP
CPWR
$2.63M 0.05%
+260,250
New +$2.63M
2014 Q1
0 quarters
ZQK
250
DELISTED
QUICKSILVER,INC.
ZQK
$2.54M 0.05%
+337,500
New +$2.6M
2014 Q1
0 quarters
8 9
10
11 12

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ACI
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RC
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CGL
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CB
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JCM
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MPM
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UBS O'Connor's Q1 2014 Portfolio in Review

As of Q1 2014, UBS O'Connor held 584 positions worth $5.28B, down 3% from $5.44B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS O'Connor withdrew a net $430M in Q1 2014, closing 154 positions and reducing 96 holdings. Its most notable exit was LIFE TECHNOLOGIES CORP COM STK (DE), an estimated $95.1M position sold in full.

By sector, the portfolio is most concentrated in Real Estate at 24% of assets, up from 18% a quarter earlier, followed by Miscellaneous and Industrials.

Against the trend, UBS O'Connor opened a new position in FOREST LABORATORIES INC worth $84.1M.

  • UBS O'Connor's largest Q1 2014 buy was FOREST LABORATORIES INC: 911,918 shares worth $84.1M.
  • UBS O'Connor added most to TIME WARNER CABLE INC NEW COM STK in Q1 2014, an estimated $44.7M increase.
  • UBS O'Connor's biggest Q1 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $73.6M.
  • UBS O'Connor fully exited LIFE TECHNOLOGIES CORP COM STK (DE) in Q1 2014, selling an estimated $95.1M.
  • UBS O'Connor's ten largest holdings make up 15% of its $5.28B portfolio in Q1 2014.
  • UBS O'Connor opened 193 new positions and closed 154 in Q1 2014.
  • UBS O'Connor's portfolio value fell 3% quarter-over-quarter to $5.28B.

Based on UBS O'Connor's 13F filing for Q1 2014, filed 14 May 2014.