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SGI

Swan Global Investments Portfolio holdings

AUM $3B
1-Year Est. Return 15.66%
This Fund
S&P 500
This Quarter Est. Return
-3.37%
1 Year Est. Return
+15.66%
3 Year Est. Return
+53.91%
5 Year Est. Return
+58.85%
10 Year Est. Return
+181.54%
AUM
$3.12B
AUM Growth
+$761M
Cap. Flow
+$1.13B
Cap. Flow %
36.03%
Top 10 Hldgs %
84.22%
Holding
41
New
18
Increased
6
Reduced
15
Closed
2

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$347M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$118M
3
HEGD icon
Swan Hedged Equity US Large Cap ETF
HEGD
+$61.4M
4
PSMJ icon
Pacer Swan SOS Moderate July ETF
PSMJ
+$28.1M
5
PSMO icon
Pacer Swan SOS Moderate October ETF
PSMO
+$25.2M

Top Sells

Rank Stock Value
1
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$22.3M
2
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$10.8M
3
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$10.2M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$8.55M
5
XLC icon
State Street Communication Services Select Sector SPDR ETF
XLC
+$6.98M

Sector Composition

Rank Sector Weight
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$805B
$1.09B 34.91%
2,604,600
+485,600
+23% +$216M
SPY icon
2
State Street SPDR S&P 500 ETF Trust
SPY
$805B
$570M 18.25%
1,332,946
+264,196
+25% +$118M
IVV icon
3
iShares Core S&P 500 ETF
IVV
$883B
$333M 10.66%
+774,852
New +$347M
XLK icon
4
State Street Technology Select Sector SPDR ETF
XLK
$117B
$180M 5.76%
2,194,594
-260,614
-11% -$22.3M
SPY icon
5
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$805B
$99.8M 3.2%
988,400
+675,600
+216% +$300M
XLV icon
6
State Street Health Care Select Sector SPDR ETF
XLV
$41.6B
$88.3M 2.83%
685,915
-81,268
-11% -$10.8M
XLF icon
7
State Street Financial Select Sector SPDR ETF
XLF
$57.7B
$83M 2.66%
2,501,706
-296,540
-11% -$10.2M
XLY icon
8
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$22.9B
$68.4M 2.19%
850,066
-101,122
-11% -$8.55M
HEGD icon
9
Swan Hedged Equity US Large Cap ETF
HEGD
$718M
$59.8M 1.92%
+3,304,274
New +$61.4M
XLC icon
10
State Street Communication Services Select Sector SPDR ETF
XLC
$22.5B
$57.9M 1.85%
882,401
-104,701
-11% -$6.98M
XLI icon
11
State Street Industrial Select Sector SPDR ETF
XLI
$33.1B
$54.4M 1.74%
536,121
-63,557
-11% -$6.8M
OEF icon
12
PUT
iShares S&P 100 ETF
OEF
$20.1B
$51.7M 1.66%
1,061,700
-43,000
-4% -$8.96M
XLP icon
13
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.8B
$41.8M 1.34%
608,021
-72,142
-11% -$5.28M
IWM icon
14
iShares Russell 2000 ETF
IWM
$81.4B
$33.6M 1.08%
190,047
+3,500
+2% +$657K
XLE icon
15
State Street Energy Select Sector SPDR ETF
XLE
$38.6B
$31.2M 1%
691,244
-82,036
-11% -$3.59M
PSMJ icon
16
Pacer Swan SOS Moderate July ETF
PSMJ
$94.6M
$27.5M 0.88%
+1,185,133
New +$28.1M
EFA icon
17
iShares MSCI EAFE ETF
EFA
$78.2B
$27M 0.86%
391,300
-44,600
-10% -$3.19M
IEMG icon
18
iShares Core MSCI Emerging Markets ETF
IEMG
$152B
$25.5M 0.82%
535,500
+9,100
+2% +$450K
PSMO icon
19
Pacer Swan SOS Moderate October ETF
PSMO
$100M
$25.3M 0.81%
+1,070,760
New +$25.2M
PSMD icon
20
Pacer Swan SOS Moderate January ETF
PSMD
$93.2M
$24.4M 0.78%
+1,006,140
New +$24.7M
PSMR icon
21
Pacer Swan SOS Moderate April ETF
PSMR
$90.7M
$23.5M 0.75%
+1,013,302
New +$23.9M
XLB icon
22
State Street Materials Select Sector SPDR ETF
XLB
$8.3B
$16.1M 0.52%
409,714
-48,364
-11% -$1.99M
XLU icon
23
State Street Utilities Select Sector SPDR ETF
XLU
$22.9B
$15.7M 0.5%
533,206
-63,078
-11% -$2.03M
XLRE icon
24
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.63B
$14.9M 0.48%
438,144
-51,938
-11% -$1.92M
PSFM icon
25
Pacer Swan SOS Flex April ETF
PSFM
$25.4M
$11.4M 0.36%
+472,770
New +$11.6M
1
2

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PHAM
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SSM
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Swan Global Investments's Q3 2023 Portfolio in Review

As of Q3 2023, Swan Global Investments held 41 positions worth $3.12B, up 32% from $2.36B the previous quarter. Its ten largest holdings account for 84% of the portfolio.

Swan Global Investments deployed $1.13B of net new capital in Q3 2023, opening 18 new positions and adding to 6 existing holdings. Its largest new stake was iShares Core S&P 500 ETF: 774,852 shares worth $333M.

On the sell side, the largest reduction was State Street Technology Select Sector SPDR ETF, an estimated $22.3M trimmed.

  • Swan Global Investments's largest Q3 2023 buy was iShares Core S&P 500 ETF: 774,852 shares worth $333M.
  • Swan Global Investments added most to State Street SPDR S&P 500 ETF Trust in Q3 2023, an estimated $118M increase.
  • Swan Global Investments's biggest Q3 2023 reduction was State Street Technology Select Sector SPDR ETF, cutting an estimated $22.3M.
  • Swan Global Investments fully exited iShares MSCI Emerging Markets ETF in Q3 2023, selling an estimated $522K.
  • Swan Global Investments's ten largest holdings make up 84% of its $3.12B portfolio in Q3 2023.
  • Swan Global Investments opened 18 new positions and closed 2 in Q3 2023.
  • Swan Global Investments's portfolio value rose 32% quarter-over-quarter to $3.12B.

Based on Swan Global Investments's 13F filing for Q3 2023, filed 14 Nov 2023.