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SGI

Swan Global Investments Portfolio holdings

AUM $3.39B
1-Year Est. Return 20.1%
This Fund
S&P 500
This Quarter Est. Return
+10.02%
1 Year Est. Return
+20.1%
3 Year Est. Return
+62.52%
5 Year Est. Return
+67.7%
10 Year Est. Return
+211.25%
AUM
$4.06B
AUM Growth
-$625M
Cap. Flow
-$87.7M
Cap. Flow %
-2.16%
Top 10 Hldgs %
92.06%
Holding
26
New
–
Increased
5
Reduced
19
Closed
–

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.43M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$389K
3
QQQ icon
Invesco QQQ Trust
QQQ
+$386

Top Sells

Rank Stock Value
1
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$24.3M
2
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$11.2M
3
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$11.2M
4
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$10.1M
5
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$6.71M

Sector Composition

Rank Sector Weight
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$795B
$2.03B 49.92%
4,906,600
+44,400
+0.9% +$20.4M
SPY icon
2
State Street SPDR S&P 500 ETF Trust
SPY
$795B
$479M 11.8%
1,009,138
+7,461
+0.7% +$3.43M
XLK icon
3
State Street Technology Select Sector SPDR ETF
XLK
$120B
$345M 8.5%
3,970,158
-294,488
-7% -$24.3M
SPY icon
4
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$795B
$159M 3.91%
309,600
-1,888,100
-86% -$867M
XLV icon
5
State Street Health Care Select Sector SPDR ETF
XLV
$43.5B
$157M 3.87%
1,116,156
-76,415
-6% -$10.1M
XLY icon
6
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21B
$150M 3.69%
1,465,394
-112,516
-7% -$11.2M
XLF icon
7
State Street Financial Select Sector SPDR ETF
XLF
$53.5B
$127M 3.13%
3,257,329
-284,482
-8% -$11.2M
XLC icon
8
State Street Communication Services Select Sector SPDR ETF
XLC
$22.9B
$122M 2.99%
1,564,140
-51,068
-3% -$4.04M
XLI icon
9
State Street Industrial Select Sector SPDR ETF
XLI
$30.6B
$94M 2.31%
887,913
-64,567
-7% -$6.71M
OEF icon
10
PUT
iShares S&P 100 ETF
OEF
$20B
$78.7M 1.94%
1,381,500
+239,100
+21% +$50.7M
XLP icon
11
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.3B
$69.6M 1.71%
902,959
-65,100
-7% -$4.72M
IWM icon
12
iShares Russell 2000 ETF
IWM
$76.5B
$40.6M 1%
182,700
-25,100
-12% -$5.67M
EFA icon
13
iShares MSCI EAFE ETF
EFA
$77.6B
$33.4M 0.82%
424,446
-21,900
-5% -$1.73M
XLRE icon
14
State Street Real Estate Select Sector SPDR ETF
XLRE
$7.95B
$32.6M 0.8%
629,799
-34,544
-5% -$1.66M
XLE icon
15
State Street Energy Select Sector SPDR ETF
XLE
$42B
$31.5M 0.77%
1,133,806
-75,740
-6% -$2.14M
XLB icon
16
State Street Materials Select Sector SPDR ETF
XLB
$8.33B
$30.4M 0.75%
671,422
-56,856
-8% -$2.46M
XLU icon
17
State Street Utilities Select Sector SPDR ETF
XLU
$21.5B
$29.5M 0.73%
822,882
-60,588
-7% -$2.04M
IEMG icon
18
iShares Core MSCI Emerging Markets ETF
IEMG
$158B
$27.2M 0.67%
454,500
+6,300
+1% +$389K
GLD icon
19
SPDR Gold Trust
GLD
$144B
$7.33M 0.18%
42,900
-9,700
-18% -$1.63M
GLD icon
20
PUT
SPDR Gold Trust
GLD
$144B
$7.08M 0.17%
42,900
-9,700
-18% -$1.63M
EEM icon
21
iShares MSCI Emerging Markets ETF
EEM
$30.5B
$5.77M 0.14%
118,150
-18,500
-14% -$931K
GLD icon
22
CALL
SPDR Gold Trust
GLD
$144B
$4.48M 0.11%
23,600
– –
TLT icon
23
iShares 20+ Year Treasury Bond ETF
TLT
$46.5B
$1.7M 0.04%
11,500
-7,100
-38% -$1.05M
OEF icon
24
CALL
iShares S&P 100 ETF
OEF
$20B
$734K 0.02%
10,500
-270,500
-96% -$57.3M
QQQ icon
25
Invesco QQQ Trust
QQQ
$474B
$331K 0.01%
1,134
+1
+0.1% +$386
1
2

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Swan Global Investments's Q4 2021 Portfolio in Review

As of Q4 2021, Swan Global Investments held 26 positions worth $4.06B, down 13% from $4.69B the previous quarter. Its ten largest holdings account for 92% of the portfolio.

Trading was light in Q4 2021: portfolio turnover was 0%. Swan Global Investments opened no new positions and made no exits, leaving the 26-position portfolio largely intact.

  • Swan Global Investments added most to State Street SPDR S&P 500 ETF Trust in Q4 2021, an estimated $3.43M increase.
  • Swan Global Investments's biggest Q4 2021 reduction was State Street Technology Select Sector SPDR ETF, cutting an estimated $24.3M.
  • Swan Global Investments's ten largest holdings make up 92% of its $4.06B portfolio in Q4 2021.
  • Swan Global Investments opened 0 new positions and closed 0 in Q4 2021.
  • Swan Global Investments's portfolio value fell 13% quarter-over-quarter to $4.06B.

Based on Swan Global Investments's 13F filing for Q4 2021, filed 11 Feb 2022.