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SGI

Swan Global Investments Portfolio holdings

AUM $3.39B
1-Year Est. Return 20.1%
This Fund
S&P 500
This Quarter Est. Return
+0.98%
1 Year Est. Return
+20.1%
3 Year Est. Return
+62.52%
5 Year Est. Return
+67.7%
10 Year Est. Return
+211.25%
AUM
$5.46B
AUM Growth
+$353M
Cap. Flow
-$286M
Cap. Flow %
-5.24%
Top 10 Hldgs %
78.94%
Holding
34
New
–
Increased
6
Reduced
20
Closed
2

Top Buys

Rank Stock Value
1
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$2.21M
2
GLD icon
SPDR Gold Trust
GLD
+$55.6K

Top Sells

Rank Stock Value
1
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$44M
2
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$43.4M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$41.3M
4
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$27.6M
5
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$25M

Sector Composition

Rank Sector Weight
1 Miscellaneous 99.98%
2 Communication Services 0.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$798B
$1.69B 30.92%
6,354,500
+2,116,200
+50% +$625M
SPY icon
2
State Street SPDR S&P 500 ETF Trust
SPY
$798B
$494M 9.06%
1,663,577
-139,641
-8% -$41.3M
SPY icon
3
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$798B
$471M 8.63%
1,623,500
+436,700
+37% +$129M
XLK icon
4
State Street Technology Select Sector SPDR ETF
XLK
$119B
$241M 4.42%
6,044,384
-690,808
-10% -$27.6M
XLB icon
5
State Street Materials Select Sector SPDR ETF
XLB
$8.36B
$240M 4.41%
8,317,892
-849,698
-9% -$24.5M
XLV icon
6
State Street Health Care Select Sector SPDR ETF
XLV
$43.4B
$238M 4.37%
2,662,997
-27,867
-1% -$2.54M
XLI icon
7
State Street Industrial Select Sector SPDR ETF
XLI
$30.6B
$235M 4.31%
3,030,800
-294,375
-9% -$22.6M
XLY icon
8
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.1B
$235M 4.3%
3,919,608
-414,528
-10% -$25M
XLU icon
9
State Street Utilities Select Sector SPDR ETF
XLU
$21.5B
$234M 4.29%
7,227,350
-1,427,690
-16% -$44M
XLC icon
10
State Street Communication Services Select Sector SPDR ETF
XLC
$23.1B
$232M 4.24%
4,694,801
-474,593
-9% -$23.8M
XLE icon
11
State Street Energy Select Sector SPDR ETF
XLE
$43.2B
$230M 4.22%
7,728,634
+72,974
+1% +$2.21M
XLP icon
12
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.4B
$229M 4.19%
3,738,709
-722,364
-16% -$43.4M
XLF icon
13
State Street Financial Select Sector SPDR ETF
XLF
$54.4B
$192M 3.52%
6,834,771
-652,880
-9% -$18M
OEF icon
14
PUT
iShares S&P 100 ETF
OEF
$20.1B
$173M 3.16%
3,454,400
-413,000
-11% -$54.1M
EFA icon
15
iShares MSCI EAFE ETF
EFA
$77.9B
$79.9M 1.46%
1,229,500
-28,400
-2% -$1.83M
IWM icon
16
iShares Russell 2000 ETF
IWM
$76.8B
$76.8M 1.41%
507,900
-25,000
-5% -$3.82M
XLRE icon
17
State Street Real Estate Select Sector SPDR ETF
XLRE
$8B
$47.6M 0.87%
1,212,157
-129,688
-10% -$4.98M
IEMG icon
18
iShares Core MSCI Emerging Markets ETF
IEMG
$159B
$30.4M 0.56%
623,247
– –
OEF icon
19
CALL
iShares S&P 100 ETF
OEF
$20.1B
$25M 0.46%
478,300
+23,300
+5% +$3.05M
EEM icon
20
iShares MSCI Emerging Markets ETF
EEM
$30.6B
$20.2M 0.37%
497,013
-95,100
-16% -$3.93M
GLD icon
21
PUT
SPDR Gold Trust
GLD
$145B
$9.84M 0.18%
78,300
+26,300
+51% +$3.66M
GLD icon
22
SPDR Gold Trust
GLD
$145B
$7.45M 0.14%
52,800
+400
+0.8% +$55.6K
IEI icon
23
iShares 3-7 Year Treasury Bond ETF
IEI
$17.3B
$4.52M 0.08%
35,652
– –
SHY icon
24
iShares 1-3 Year Treasury Bond ETF
SHY
$26B
$4.39M 0.08%
51,839
– –
QQQ icon
25
CALL
Invesco QQQ Trust
QQQ
$474B
$4.22M 0.08%
21,600
-2,600
-11% -$493K
1
2

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Swan Global Investments's Q3 2019 Portfolio in Review

As of Q3 2019, Swan Global Investments held 34 positions worth $5.46B, up 6.9% from $5.1B the previous quarter. Its ten largest holdings account for 79% of the portfolio.

Swan Global Investments withdrew a net $286M in Q3 2019, closing 2 positions and reducing 20 holdings. Its most notable exit was iShares iBoxx $ High Yield Corporate Bond ETF, an estimated $218K position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 100% of assets, down from 100% a quarter earlier, followed by Communication Services.

Against the trend, Swan Global Investments added an estimated $2.21M to State Street Energy Select Sector SPDR ETF.

  • Swan Global Investments added most to State Street Energy Select Sector SPDR ETF in Q3 2019, an estimated $2.21M increase.
  • Swan Global Investments's biggest Q3 2019 reduction was State Street Utilities Select Sector SPDR ETF, cutting an estimated $44M.
  • Swan Global Investments fully exited iShares iBoxx $ High Yield Corporate Bond ETF in Q3 2019, selling an estimated $218K.
  • Swan Global Investments's ten largest holdings make up 79% of its $5.46B portfolio in Q3 2019.
  • Swan Global Investments opened 0 new positions and closed 2 in Q3 2019.
  • Swan Global Investments's portfolio value rose 6.9% quarter-over-quarter to $5.46B.

Based on Swan Global Investments's 13F filing for Q3 2019, filed 8 Nov 2019.