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SGI

Swan Global Investments Portfolio holdings

AUM $3B
1-Year Est. Return 15.66%
This Fund
S&P 500
This Quarter Est. Return
+5.49%
1 Year Est. Return
+15.66%
3 Year Est. Return
+53.91%
5 Year Est. Return
+58.85%
10 Year Est. Return
+181.54%
AUM
$4.53B
AUM Growth
+$207M
Cap. Flow
-$44.8M
Cap. Flow %
-0.99%
Top 10 Hldgs %
94.13%
Holding
25
New
2
Increased
8
Reduced
10
Closed
1

Top Buys

Rank Stock Value
1
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$30.1M
2
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$20.4M
3
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$7.03M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$6.93M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$5.62M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38M
2
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$24.8M
3
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$20M
4
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$14M
5
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$13.4M

Sector Composition

Rank Sector Weight
1 Communication Services 0.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
State Street SPDR S&P 500 ETF Trust
SPY
$784B
$598M 13.2%
2,230,964
-146,000
-6% -$38M
XLI icon
2
State Street Industrial Select Sector SPDR ETF
XLI
$32.5B
$417M 9.21%
5,496,717
-184,136
-3% -$13.4M
XLY icon
3
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.9B
$417M 9.21%
8,395,022
+14,828
+0.2% +$698K
XLB icon
4
State Street Materials Select Sector SPDR ETF
XLB
$8.71B
$416M 9.18%
13,710,358
-474,122
-3% -$14M
XLE icon
5
State Street Energy Select Sector SPDR ETF
XLE
$39.2B
$415M 9.17%
11,458,158
+204,124
+2% +$7.03M
XLK icon
6
State Street Technology Select Sector SPDR ETF
XLK
$115B
$414M 9.15%
12,889,056
-791,024
-6% -$24.8M
XLP icon
7
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.3B
$414M 9.15%
7,277,999
+370,720
+5% +$20.4M
XLV icon
8
State Street Health Care Select Sector SPDR ETF
XLV
$42.2B
$414M 9.14%
4,970,832
-3,055
-0.1% -$252K
XLU icon
9
State Street Utilities Select Sector SPDR ETF
XLU
$23B
$411M 9.09%
15,623,732
+1,099,610
+8% +$30.1M
XLF icon
10
State Street Financial Select Sector SPDR ETF
XLF
$56.8B
$346M 7.64%
12,301,557
-744,753
-6% -$20M
XLRE icon
11
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.6B
$71.2M 1.57%
2,161,976
-40,530
-2% -$1.34M
EFA icon
12
iShares MSCI EAFE ETF
EFA
$78.5B
$62.8M 1.39%
894,500
+80,900
+10% +$5.62M
IWM icon
13
iShares Russell 2000 ETF
IWM
$80.2B
$55.5M 1.23%
361,000
+17,000
+5% +$2.55M
EEM icon
14
iShares MSCI Emerging Markets ETF
EEM
$28.6B
$43.1M 0.95%
919,752
-96,340
-9% -$4.46M
IEMG icon
15
iShares Core MSCI Emerging Markets ETF
IEMG
$149B
$7.03M 0.16%
+124,195
New +$6.93M
IEI icon
16
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
$5.92M 0.13%
48,539
– –
SHY icon
17
iShares 1-3 Year Treasury Bond ETF
SHY
$25.5B
$5.82M 0.13%
69,406
– –
QQQ icon
18
Invesco QQQ Trust
QQQ
$450B
$4.83M 0.11%
30,800
+3,700
+14% +$565K
GLD icon
19
SPDR Gold Trust
GLD
$133B
$3.17M 0.07%
25,800
-44,900
-64% -$5.44M
SPY icon
20
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$784B
$2.15M 0.05%
+42,605
New +$11.1M
OEF icon
21
PUT
iShares S&P 100 ETF
OEF
$19.9B
$1.69M 0.04%
6,101
+2,777
+84% +$320K
TLT icon
22
iShares 20+ Year Treasury Bond ETF
TLT
$42.4B
$1.6M 0.04%
12,600
-24,300
-66% -$3.05M
TWTR
23
DELISTED
Twitter, Inc.
TWTR
$632K 0.01%
26,000
– –
FV icon
24
First Trust Dorsey Wright Focus 5 ETF
FV
$3.63B
$305K 0.01%
10,975
– –
VWO icon
25
Vanguard FTSE Emerging Markets ETF
VWO
$119B
– –
-124,700
Closed -$5.38M

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Swan Global Investments's Q4 2017 Portfolio in Review

As of Q4 2017, Swan Global Investments held 25 positions worth $4.53B, up 4.8% from $4.32B the previous quarter. Its ten largest holdings account for 94% of the portfolio.

Swan Global Investments's Q4 2017 filing shows 2 new, 8 increased, 10 reduced and 1 closed positions. Its largest new stake was iShares Core MSCI Emerging Markets ETF: 124,195 shares worth $7.03M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $38M.

By sector, the portfolio is most concentrated in Communication Services at 0.01% of assets, up from 0.01% a quarter earlier.

  • Swan Global Investments's largest Q4 2017 buy was iShares Core MSCI Emerging Markets ETF: 124,195 shares worth $7.03M.
  • Swan Global Investments added most to State Street Utilities Select Sector SPDR ETF in Q4 2017, an estimated $30.1M increase.
  • Swan Global Investments's biggest Q4 2017 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $38M.
  • Swan Global Investments fully exited Vanguard FTSE Emerging Markets ETF in Q4 2017, selling an estimated $5.38M.
  • Swan Global Investments's ten largest holdings make up 94% of its $4.53B portfolio in Q4 2017.
  • Swan Global Investments opened 2 new positions and closed 1 in Q4 2017.
  • Swan Global Investments's portfolio value rose 4.8% quarter-over-quarter to $4.53B.

Based on Swan Global Investments's 13F filing for Q4 2017, filed 12 Feb 2018.