Swan Global Investments’s First Trust Dorsey Wright Focus 5 ETF FV Stock Holding History

Swan Global Investments’s Portfolio FV Stock Details FV Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q1	–	Sell	-10,975	Closed	-$305K	–	24
2017 Q4	$305K	Hold	10,975	–	–	0.01%	24
2017 Q3	$286K	Hold	10,975	–	–	0.01%	23
2017 Q2	$273K	Hold	10,975	–	–	0.01%	22
2017 Q1	$265K	Hold	10,975	–	–	0.01%	21
2016 Q4	$256K	Sell	10,975 -350	-3%	-$7.99K	0.01%	23
2016 Q3	$258K	Hold	11,325	–	–	0.01%	22
2016 Q2	$250K	Hold	11,325	–	–	0.01%	23
2016 Q1	$244K	Hold	11,325	–	–	0.01%	24
2015 Q4	$268K	Sell	11,325 -175	-2%	-$4.05K	0.01%	23
2015 Q3	$252K	Buy	+11,500	New	+$277K	0.01%	24

Other funds holding FV

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

PFS

Prospera Financial Services Dallas, Texas $6.89B AUM 37.41% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $44.6B AUM 28.94% 1-Year Est. Return

CAN

Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Strid Group Newtown Square, Pennsylvania $901M AUM 21.04% 1-Year Est. Return

Swan Global Investments's FV Position: Q1 2018 in Review

Swan Global Investments sold out of First Trust Dorsey Wright Focus 5 ETF (FV) in Q1 2018, closing a stake of 10,975 shares — an estimated $305K sold.

Swan Global Investments first reported a position in FV in Q3 2015 and held it in 10 quarters. The position peaked at $305K in Q4 2017. 169 funds tracked by Wall St. Rank hold FV as of Q1 2018.

Swan Global Investments reported no remaining First Trust Dorsey Wright Focus 5 ETF position as of Q1 2018 after selling out during the quarter.
Swan Global Investments sold 10,975 First Trust Dorsey Wright Focus 5 ETF shares in Q1 2018, an estimated $305K.
Swan Global Investments first reported a position in First Trust Dorsey Wright Focus 5 ETF in Q3 2015 and held it in 10 quarters.
Swan Global Investments's First Trust Dorsey Wright Focus 5 ETF position peaked at $305K in Q4 2017.
169 funds tracked by Wall St. Rank held First Trust Dorsey Wright Focus 5 ETF as of Q1 2018.

Based on Swan Global Investments's 13F filing for Q1 2018, filed 10 May 2018.