We are live on ! Find out more
FV icon

First Trust Dorsey Wright Focus 5 ETF

133 hedge funds and large institutions have $1.24B invested in First Trust Dorsey Wright Focus 5 ETF in 2017 Q3 according to their latest regulatory filings, with 13 funds opening new positions, 39 increasing their positions, 59 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more funds holding in top 10

Funds holding in top 10: 45 (+1)

1.21% more ownership

Funds ownership: 50.51%51.73% (+1.2%)

2% more capital invested

Capital invested by funds: $1.22B → $1.24B (+$24.6M)

4% less funds holding

Funds holding: 138133 (-5)

19% less first-time investments, than exits

New positions opened: 13 | Existing positions closed: 16

34% less repeat investments, than reductions

Existing positions increased: 39 | Existing positions reduced: 59

Holders
133
Holders Change
-5
Holders Change %
-3.62%
% of All Funds
3.32%
Holding in Top 10
5
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+25%
% of All Funds
0.12%
New
13
Increased
39
Reduced
59
Closed
16
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$244M -$7.66M -301,613 -3%
Wells Fargo
2
Wells Fargo
California
$155M -$6.53M -257,352 -4%
PFS
3
Prospera Financial Services
Texas
$95.4M +$1.18M +46,564 +1%
LPL Financial
4
LPL Financial
California
$79.1M -$2.18M -85,878 -3%
Bank of America
5
Bank of America
North Carolina
$74.3M -$1.18M -46,333 -2%
UBS Group
6
UBS Group
Switzerland
$65.4M -$3.92M -154,270 -6%
CAN
7
Cetera Advisor Networks
California
$51M +$2.53M +99,496 +5%
Cambridge Investment Research Advisors
8
Cambridge Investment Research Advisors
Iowa
$47.4M +$6.93M +272,998 +18%
SG
9
Strid Group
Pennsylvania
$40M +$2.06M +80,969 +6%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$35.2M -$1.24M -48,937 -4%
RJA
11
Raymond James & Associates
Florida
$33.4M -$1.58M -62,290 -5%
RJFSA
12
Raymond James Financial Services Advisors
Florida
$29.3M -$319K -12,552 -1%
AG
13
Advisor Group
Arizona
$28.1M +$2.49M +97,906 +10%
MML Investors Services
14
MML Investors Services
Massachusetts
$26.2M +$118K +4,640 +0.5%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$20.1M +$2.81M +110,535 +17%
Stifel Financial
16
Stifel Financial
Missouri
$19M -$3.82M -150,577 -17%
JP Morgan Chase
17
JP Morgan Chase
New York
$16.3M +$2.75M +108,186 +21%
SMA
18
Simply Money Advisors
Ohio
$15.4M +$243K +9,571 +2%
DADC
19
D.A. Davidson & Co
Montana
$10.1M -$214K -8,417 -2%
PAG
20
Private Advisor Group
New Jersey
$9.8M -$317K -12,500 -3%
Janney Montgomery Scott
21
Janney Montgomery Scott
Pennsylvania
$8.71M +$868K +34,200 +11%
IH
22
IFC Holdings
Florida
$8.31M -$201K -7,931 -2%
FAAS
23
First Allied Advisory Services
California
$7.87M -$548K -21,581 -7%
BTS
24
BB&T Securities
Virginia
$7.84M +$1.05M +41,422 +16%
Ameriprise
25
Ameriprise
Minnesota
$7.77M -$27M -1,062,253 -78%

FV Hedge Fund Activity: Q3 2017 in Review

133 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in First Trust Dorsey Wright Focus 5 ETF (FV) for Q3 2017, worth a combined $1.24B — up 2% from $1.22B a quarter earlier.

Sellers outnumbered buyers: 16 funds closed out of FV and 13 opened new positions — a net loss of 3 holders — while 59 trimmed existing stakes and 39 added.

The largest buyer was Cambridge Investment Research Advisors, adding an estimated $6.93M. The largest seller was Ameriprise, cutting an estimated $27M.

  • 133 institutional investors held First Trust Dorsey Wright Focus 5 ETF (FV) as of Q3 2017, down from 138 in Q2 2017.
  • Funds reported $1.24B of First Trust Dorsey Wright Focus 5 ETF stock for Q3 2017, up 2% quarter-over-quarter.
  • 13 funds opened new First Trust Dorsey Wright Focus 5 ETF positions in Q3 2017 and 16 closed out, a net change of -3 holders.
  • The largest First Trust Dorsey Wright Focus 5 ETF buyer in Q3 2017 was Cambridge Investment Research Advisors, an estimated $6.93M added.
  • The largest First Trust Dorsey Wright Focus 5 ETF seller in Q3 2017 was Ameriprise, an estimated $27M sold.

Based on aggregated 13F filings for Q3 2017.