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First Trust Dorsey Wright Focus 5 ETF
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Overview Fund Activity

40 hedge funds and large institutions have $172M invested in First Trust Dorsey Wright Focus 5 ETF in 2014 Q2 according to their latest regulatory filings, with 20 funds opening new positions, 15 increasing their positions, 5 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
40
Holders Change
+18
Holders Change %
+81.82%
% of All Funds
1.15%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
20
Increased
15
Reduced
5
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
U
UBS
Switzerland
+$33M
2
Morgan Stanley
Morgan Stanley
New York
+$22.7M
3
Wells Fargo
Wells Fargo
California
+$15.3M
4
LPL Financial
LPL Financial
California
+$7.37M
5
Bank of America
Bank of America
North Carolina
+$6.26M

Top Sellers

1
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$4.14M
2
Jane Street
Jane Street
New York
-$3.24M
3
BTS
BB&T Securities
Virginia
-$1.97M
4
VKH
Virtu KCG Holdings
New York
-$520K
5
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
-$36.3K
Name Holding Trade Value Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$40.9M +$22.7M +1,142,701 +124%
U
2
UBS
Switzerland
$35.8M +$33M +1,661,840 +1,168%
PFS
3
Prospera Financial Services
Texas
$21.4M +$2.75M +138,809 +15%
Wells Fargo
4
Wells Fargo
California
$15.3M +$15.3M +772,583 New
LPL Financial
5
LPL Financial
California
$10.7M +$7.37M +371,900 +221%
Bank of America
6
Bank of America
North Carolina
$10.2M +$6.26M +315,893 +161%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$7.7M -$4.14M -208,813 -35%
Stifel Financial
8
Stifel Financial
Missouri
$5.22M +$2.43M +122,318 +87%
AIG
9
American International Group
New York
$4.3M +$4.27M +215,315 +12,304%
RJA
10
Raymond James & Associates
Florida
$3.4M +$2.65M +133,830 +357%
PAG
11
Private Advisor Group
New Jersey
$2.8M +$2.8M +141,214 New
HFS
12
HL Financial Services
Kentucky
$1.98M +$1.08M +54,429 +121%
JPMorgan Chase & Co
13
JPMorgan Chase & Co
New York
$1.63M +$1.63M +81,980 New
Jane Street
14
Jane Street
New York
$1.38M -$3.24M -163,167 -70%
CS
15
Credit Suisse
Switzerland
$1.12M +$1.12M +56,405 New
B
16
Baird
Wisconsin
$997K +$134K +6,757 +16%
Ameriprise
17
Ameriprise
Minnesota
$944K +$81.8K +4,126 +9%
FAAS
18
First Allied Advisory Services
California
$774K +$329K +16,553 +74%
IH
19
IFC Holdings
Florida
$664K +$412K +20,785 +164%
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$601K -$36.3K -1,832 -6%
CCB
21
Cutter & Co Brokerage
Missouri
$583K +$583K +29,405 New
MC
22
Moors & Cabot
Massachusetts
$504K +$504K +25,443 New
BFEC
23
Benjamin F. Edwards & Company
Missouri
$462K +$249K +12,542 +117%
NPC
24
National Planning Corporation
California
$375K +$375K +18,911 New
CWM
25
Concert Wealth Management
California
$348K +$56.7K +3,000 +19%
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