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First Trust Dorsey Wright Focus 5 ETF

40 hedge funds and large institutions have $172M invested in First Trust Dorsey Wright Focus 5 ETF in 2014 Q2 according to their latest regulatory filings, with 20 funds opening new positions, 15 increasing their positions, 5 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

900% more first-time investments, than exits

New positions opened: 20 | Existing positions closed: 2

200% more repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 5

143% more capital invested

Capital invested by funds: $70.9M → $172M (+$101M)

82% more funds holding

Funds holding: 2240 (+18)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

Holders
40
Holders Change
+18
Holders Change %
+81.82%
% of All Funds
1.15%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
20
Increased
15
Reduced
5
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$40.9M +$21.5M +1,142,701 +124%
U
2
UBS
Switzerland
$35.8M +$31.2M +1,661,840 +1,168%
PFS
3
Prospera Financial Services
Texas
$21.4M +$2.61M +138,809 +15%
Wells Fargo
4
Wells Fargo
California
$15.3M +$14.5M +772,583 New
LPL Financial
5
LPL Financial
California
$10.7M +$6.99M +371,900 +221%
Bank of America
6
Bank of America
North Carolina
$10.2M +$5.94M +315,893 +161%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$7.7M -$3.92M -208,813 -35%
Stifel Financial
8
Stifel Financial
Missouri
$5.22M +$2.3M +122,318 +87%
AIG
9
American International Group
New York
$4.3M +$4.05M +215,315 +12,304%
RJA
10
Raymond James & Associates
Florida
$3.4M +$2.52M +133,830 +357%
PAG
11
Private Advisor Group
New Jersey
$2.8M +$2.65M +141,214 New
HFS
12
HL Financial Services
Kentucky
$1.98M +$1.02M +54,429 +121%
JP Morgan Chase
13
JP Morgan Chase
New York
$1.63M +$1.54M +81,980 New
Jane Street
14
Jane Street
New York
$1.38M -$3.07M -163,167 -70%
CS
15
Credit Suisse
Switzerland
$1.12M +$1.06M +56,405 New
B
16
Baird
Wisconsin
$997K +$127K +6,757 +16%
Ameriprise
17
Ameriprise
Minnesota
$944K +$77.6K +4,126 +9%
FAAS
18
First Allied Advisory Services
California
$774K +$311K +16,553 +74%
IH
19
IFC Holdings
Florida
$664K +$391K +20,785 +164%
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$601K -$34.4K -1,832 -6%
CCB
21
Cutter & Co Brokerage
Missouri
$583K +$553K +29,405 New
MC
22
Moors & Cabot
Massachusetts
$504K +$478K +25,443 New
BFEC
23
Benjamin F. Edwards & Company
Missouri
$462K +$236K +12,542 +117%
NPC
24
National Planning Corporation
California
$375K +$355K +18,911 New
CWM
25
Concert Wealth Management
California
$348K +$56.4K +3,000 +19%

FV Hedge Fund Activity: Q2 2014 in Review

40 of the 3,480 institutional investors tracked by Wall St. Rank reported a position in First Trust Dorsey Wright Focus 5 ETF (FV) for Q2 2014, worth a combined $172M — up 143% from $70.9M a quarter earlier.

Buyers outnumbered sellers: 20 funds opened new FV positions and 2 closed out — a net gain of 18 holders — while 15 added to existing stakes and 5 trimmed.

The largest buyer was UBS, adding an estimated $31.2M. The largest seller was Royal Bank of Canada, cutting an estimated $3.92M.

  • 40 institutional investors held First Trust Dorsey Wright Focus 5 ETF (FV) as of Q2 2014, up from 22 in Q1 2014.
  • Funds reported $172M of First Trust Dorsey Wright Focus 5 ETF stock for Q2 2014, up 143% quarter-over-quarter.
  • 20 funds opened new First Trust Dorsey Wright Focus 5 ETF positions in Q2 2014 and 2 closed out, a net change of +18 holders.
  • The largest First Trust Dorsey Wright Focus 5 ETF buyer in Q2 2014 was UBS, an estimated $31.2M added.
  • The largest First Trust Dorsey Wright Focus 5 ETF seller in Q2 2014 was Royal Bank of Canada, an estimated $3.92M sold.

Based on aggregated 13F filings for Q2 2014.