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First Trust Dorsey Wright Focus 5 ETF

125 hedge funds and large institutions have $1.88B invested in First Trust Dorsey Wright Focus 5 ETF in 2016 Q1 according to their latest regulatory filings, with 21 funds opening new positions, 35 increasing their positions, 59 reducing their positions, and 27 closing their positions.

New
Increased
Maintained
Reduced
Closed

6% less funds holding

Funds holding: 133125 (-8)

22% less first-time investments, than exits

New positions opened: 21 | Existing positions closed: 27

33% less capital invested

Capital invested by funds: $2.81B → $1.88B (-$927M)

41% less repeat investments, than reductions

Existing positions increased: 35 | Existing positions reduced: 59

46% less funds holding in top 10

Funds holding in top 10: 137 (-6)

Holders
125
Holders Change
-8
Holders Change %
-6.02%
% of All Funds
3.33%
Holding in Top 10
7
Holding in Top 10 Change
-6
Holding in Top 10 Change %
-46.15%
% of All Funds
0.19%
New
21
Increased
35
Reduced
59
Closed
27
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$428M -$198M -9,518,977 -32%
LPL Financial
2
LPL Financial
California
$306M -$56.3M -2,701,122 -16%
Wells Fargo
3
Wells Fargo
California
$226M -$72.7M -3,487,472 -25%
UBS Group
4
UBS Group
Switzerland
$147M -$72.2M -3,463,881 -34%
Bank of America
5
Bank of America
North Carolina
$121M -$42.7M -2,047,408 -27%
RJFSA
6
Raymond James Financial Services Advisors
Florida
$72.1M -$32.5M -1,560,890 -32%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$50.1M -$3.24M -155,500 -6%
RJA
8
Raymond James & Associates
Florida
$49.2M -$6.32M -303,450 -12%
Ameriprise
9
Ameriprise
Minnesota
$35.8M +$299K +14,346 +0.9%
SWP
10
Stratos Wealth Partners
Ohio
$29.6M -$9.67M -463,908 -25%
Stifel Financial
11
Stifel Financial
Missouri
$29.1M -$9.53M -457,156 -25%
SMA
12
Simply Money Advisors
Ohio
$28.7M -$1.08M -52,024 -4%
PFS
13
Prospera Financial Services
Texas
$26.9M -$57.4M -2,753,812 -69%
Cambridge Investment Research Advisors
14
Cambridge Investment Research Advisors
Iowa
$22.9M -$3.31M -158,926 -13%
MFS
15
MSI Financial Services
Massachusetts
$16.7M -$15.1M -726,215 -48%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$15.2M -$18.4M -882,393 -56%
JP Morgan Chase
17
JP Morgan Chase
New York
$14.3M -$109K -5,239 -0.8%
Citigroup
18
Citigroup
New York
$13.9M -$4.13M -198,411 -24%
AIG
19
American International Group
New York
$13.6M -$13.6M -654,108 -51%
TF
20
Tompkins Financial
New York
$12.2M +$232K +11,113 +2%
BTS
21
BB&T Securities
Virginia
$10.8M -$4M -191,983 -28%
AIM
22
Advantage Investment Management
Iowa
$10.6M +$7.84M +376,386 +328%
CAN
23
Cetera Advisor Networks
California
$10.1M -$1.81M -86,843 -16%
LTFS
24
Ladenburg Thalmann Financial Services
Florida
$9.05M +$2.02M +96,912 +30%
DADC
25
D.A. Davidson & Co
Montana
$8.72M +$797K +38,225 +10%

FV Hedge Fund Activity: Q1 2016 in Review

125 of the 3,754 institutional investors tracked by Wall St. Rank reported a position in First Trust Dorsey Wright Focus 5 ETF (FV) for Q1 2016, worth a combined $1.88B — down 33% from $2.81B a quarter earlier.

Sellers outnumbered buyers: 27 funds closed out of FV and 21 opened new positions — a net loss of 6 holders — while 59 trimmed existing stakes and 35 added.

The largest buyer was Advantage Investment Management, adding an estimated $7.84M. The largest seller was Morgan Stanley, cutting an estimated $198M.

  • 125 institutional investors held First Trust Dorsey Wright Focus 5 ETF (FV) as of Q1 2016, down from 133 in Q4 2015.
  • Funds reported $1.88B of First Trust Dorsey Wright Focus 5 ETF stock for Q1 2016, down 33% quarter-over-quarter.
  • 21 funds opened new First Trust Dorsey Wright Focus 5 ETF positions in Q1 2016 and 27 closed out, a net change of -6 holders.
  • The largest First Trust Dorsey Wright Focus 5 ETF buyer in Q1 2016 was Advantage Investment Management, an estimated $7.84M added.
  • The largest First Trust Dorsey Wright Focus 5 ETF seller in Q1 2016 was Morgan Stanley, an estimated $198M sold.

Based on aggregated 13F filings for Q1 2016.