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First Trust Dorsey Wright Focus 5 ETF

128 hedge funds and large institutions have $1.12B invested in First Trust Dorsey Wright Focus 5 ETF in 2017 Q1 according to their latest regulatory filings, with 19 funds opening new positions, 32 increasing their positions, 62 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

19% more first-time investments, than exits

New positions opened: 19 | Existing positions closed: 16

1% more funds holding

Funds holding: 127128 (+1)

6.45% less ownership

Funds ownership: 47.08%40.63% (-6.4%)

10% less capital invested

Capital invested by funds: $1.25B → $1.12B (-$130M)

20% less funds holding in top 10

Funds holding in top 10: 54 (-1)

48% less repeat investments, than reductions

Existing positions increased: 32 | Existing positions reduced: 62

Holders
128
Holders Change
+1
Holders Change %
+0.79%
% of All Funds
3.19%
Holding in Top 10
4
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-20%
% of All Funds
0.1%
New
19
Increased
32
Reduced
62
Closed
16
Calls
$224K
Puts
Net Calls
+$224K
Net Calls Change
-$31K
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$259M -$25.4M -1,057,595 -9%
Wells Fargo
2
Wells Fargo
California
$168M -$8.88M -370,329 -5%
PFS
3
Prospera Financial Services
Texas
$83.5M +$493K +20,561 +0.6%
Bank of America
4
Bank of America
North Carolina
$70.6M -$9.48M -395,233 -12%
UBS Group
5
UBS Group
Switzerland
$66.6M -$13.5M -563,862 -17%
CAN
6
Cetera Advisor Networks
California
$43.7M +$1.58M +65,738 +4%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$40.6M -$5.45M -227,260 -12%
RJA
8
Raymond James & Associates
Florida
$37.2M -$630K -26,267 -2%
Ameriprise
9
Ameriprise
Minnesota
$36.7M -$1.04M -43,203 -3%
Cambridge Investment Research Advisors
10
Cambridge Investment Research Advisors
Iowa
$35.9M +$2.57M +107,254 +8%
RJFSA
11
Raymond James Financial Services Advisors
Florida
$28.3M -$2.84M -118,491 -9%
Stifel Financial
12
Stifel Financial
Missouri
$23.4M -$314K -13,089 -1%
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$15.4M +$283K +11,781 +2%
AG
14
Advisor Group
Arizona
$13.8M -$6.64M -276,778 -33%
SMA
15
Simply Money Advisors
Ohio
$13.7M +$131K +5,447 +1%
JP Morgan Chase
16
JP Morgan Chase
New York
$13.1M -$552K -23,018 -4%
DADC
17
D.A. Davidson & Co
Montana
$10.1M -$933K -38,906 -9%
PAG
18
Private Advisor Group
New Jersey
$9.03M +$310K +12,929 +4%
IH
19
IFC Holdings
Florida
$8.09M +$135K +5,612 +2%
Janney Montgomery Scott
20
Janney Montgomery Scott
Pennsylvania
$7.63M +$2.15M +89,618 +39%
Susquehanna International Group
21
Susquehanna International Group
Pennsylvania
$7.11M -$2.66M -110,862 -27%
FAAS
22
First Allied Advisory Services
California
$6.77M -$1.09M -45,470 -16%
IA
23
IFP Advisors
Florida
$6.53M -$3.77M -157,240 -37%
BTS
24
BB&T Securities
Virginia
$6.25M -$2.72M -113,626 -30%
LTFS
25
Ladenburg Thalmann Financial Services
Florida
$6.24M -$1.39M -58,044 -18%

FV Hedge Fund Activity: Q1 2017 in Review

128 of the 4,018 institutional investors tracked by Wall St. Rank reported a position in First Trust Dorsey Wright Focus 5 ETF (FV) for Q1 2017, worth a combined $1.12B — down 10% from $1.25B a quarter earlier.

Buyers outnumbered sellers: 19 funds opened new FV positions and 16 closed out — a net gain of 3 holders — while 32 added to existing stakes and 62 trimmed.

The largest buyer was Citadel Advisors, adding an estimated $3.93M. The largest seller was Morgan Stanley, cutting an estimated $25.4M.

  • 128 institutional investors held First Trust Dorsey Wright Focus 5 ETF (FV) as of Q1 2017, up from 127 in Q4 2016.
  • Funds reported $1.12B of First Trust Dorsey Wright Focus 5 ETF stock for Q1 2017, down 10% quarter-over-quarter.
  • 19 funds opened new First Trust Dorsey Wright Focus 5 ETF positions in Q1 2017 and 16 closed out, a net change of +3 holders.
  • The largest First Trust Dorsey Wright Focus 5 ETF buyer in Q1 2017 was Citadel Advisors, an estimated $3.93M added.
  • The largest First Trust Dorsey Wright Focus 5 ETF seller in Q1 2017 was Morgan Stanley, an estimated $25.4M sold.

Based on aggregated 13F filings for Q1 2017.