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First Trust Dorsey Wright Focus 5 ETF

253 hedge funds and large institutions have $1.97B invested in First Trust Dorsey Wright Focus 5 ETF in 2023 Q3 according to their latest regulatory filings, with 19 funds opening new positions, 86 increasing their positions, 102 reducing their positions, and 18 closing their positions.

New
Increased
Maintained
Reduced
Closed

11% more funds holding in top 10

Funds holding in top 10: 910 (+1)

6% more first-time investments, than exits

New positions opened: 19 | Existing positions closed: 18

0.43% more ownership

Funds ownership: 63.11%63.54% (+0.43%)

1% less funds holding

Funds holding: 255253 (-2)

7% less capital invested

Capital invested by funds: $2.11B → $1.97B (-$145M)

16% less repeat investments, than reductions

Existing positions increased: 86 | Existing positions reduced: 102

Holders
253
Holders Change
-2
Holders Change %
-0.78%
% of All Funds
4.02%
Holding in Top 10
10
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+11.11%
% of All Funds
0.16%
New
19
Increased
86
Reduced
102
Closed
18
Calls
$1.15M
Puts
Net Calls
+$1.15M
Net Calls Change
+$927K
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$333M -$46.7M -1,002,944 -12%
Wells Fargo
2
Wells Fargo
California
$209M +$5.92M +127,256 +3%
LPL Financial
3
LPL Financial
California
$188M +$6.07M +130,520 +3%
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
$136M -$3.95M -84,974 -3%
UBS Group
5
UBS Group
Switzerland
$90.8M +$1.14M +24,430 +1%
Bank of America
6
Bank of America
North Carolina
$76.8M -$2.19M -47,148 -3%
PFS
7
Prospera Financial Services
Texas
$75M -$2.06M -44,369 -3%
Osaic Holdings
8
Osaic Holdings
Arizona
$70.9M -$2M -43,076 -3%
RJA
9
Raymond James & Associates
Florida
$70.7M +$2.96M +63,639 +4%
RJFSA
10
Raymond James Financial Services Advisors
Florida
$52.7M -$213K -4,586 -0.4%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$49M +$2.92M +62,749 +6%
NA
12
NewEdge Advisors
Louisiana
$40.3M +$9.7M +208,470 +30%
Janney Montgomery Scott
13
Janney Montgomery Scott
Pennsylvania
$25.6M -$1.77M -38,063 -6%
Envestnet Asset Management
14
Envestnet Asset Management
Illinois
$21.3M -$1.86M -39,963 -8%
MFS
15
Madrona Financial Services
Washington
$19.1M +$8.46M +181,846 +73%
DADC
16
D.A. Davidson & Co
Montana
$18.8M -$323K -6,950 -2%
Stifel Financial
17
Stifel Financial
Missouri
$18.4M +$251K +5,389 +1%
CAN
18
Cetera Advisor Networks
California
$17.6M -$1.17M -25,162 -6%
Baird Financial Group
19
Baird Financial Group
Wisconsin
$15.5M +$1.83M +39,424 +13%
Cambridge Investment Research Advisors
20
Cambridge Investment Research Advisors
Iowa
$15.1M +$1.76M +37,787 +12%
PAG
21
Private Advisor Group
New Jersey
$14.9M -$4.17M -89,595 -21%
AP
22
Atwood & Palmer
Missouri
$13.9M -$1.01M -21,746 -6%
Rockefeller Capital Management
23
Rockefeller Capital Management
New York
$13.5M +$594K +12,757 +4%
Carson Wealth (CWM LLC)
24
Carson Wealth (CWM LLC)
Nebraska
$12.8M -$109K -2,353 -0.8%
SG
25
Strid Group
Pennsylvania
$12.6M -$80.9K -1,739 -0.6%

FV Hedge Fund Activity: Q3 2023 in Review

253 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in First Trust Dorsey Wright Focus 5 ETF (FV) for Q3 2023, worth a combined $1.97B — down 6.9% from $2.11B a quarter earlier.

Buyers outnumbered sellers: 19 funds opened new FV positions and 18 closed out — a net gain of 1 holder — while 86 added to existing stakes and 102 trimmed.

The largest buyer was MinichMacGregor Wealth Management, adding an estimated $10.8M. The largest seller was Morgan Stanley, cutting an estimated $46.7M.

  • 253 institutional investors held First Trust Dorsey Wright Focus 5 ETF (FV) as of Q3 2023, down from 255 in Q2 2023.
  • Funds reported $1.97B of First Trust Dorsey Wright Focus 5 ETF stock for Q3 2023, down 6.9% quarter-over-quarter.
  • 19 funds opened new First Trust Dorsey Wright Focus 5 ETF positions in Q3 2023 and 18 closed out, a net change of +1 holder.
  • The largest First Trust Dorsey Wright Focus 5 ETF buyer in Q3 2023 was MinichMacGregor Wealth Management, an estimated $10.8M added.
  • The largest First Trust Dorsey Wright Focus 5 ETF seller in Q3 2023 was Morgan Stanley, an estimated $46.7M sold.

Based on aggregated 13F filings for Q3 2023.