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First Trust Dorsey Wright Focus 5 ETF

51 hedge funds and large institutions have $331M invested in First Trust Dorsey Wright Focus 5 ETF in 2014 Q3 according to their latest regulatory filings, with 13 funds opening new positions, 32 increasing their positions, 3 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
51
Holders Change
+11
Holders Change %
+27.5%
% of All Funds
1.48%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
13
Increased
32
Reduced
3
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Shares
Change %
U
1
UBS
Switzerland
$78.1M +$41.3M +2,027,783 +112%
Morgan Stanley
2
Morgan Stanley
New York
$74.6M +$32.6M +1,597,812 +78%
Wells Fargo
3
Wells Fargo
California
$39.8M +$24M +1,178,545 +153%
PFS
4
Prospera Financial Services
Texas
$24.7M +$2.7M +133,043 +12%
LPL Financial
5
LPL Financial
California
$19.3M +$8.44M +419,444 +78%
Bank of America
6
Bank of America
North Carolina
$12.5M +$2.08M +101,839 +20%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$11.2M +$3.32M +162,991 +42%
BTS
8
BB&T Securities
Virginia
$10.3M +$10.3M +50,446 New
Stifel Financial
9
Stifel Financial
Missouri
$10.2M +$4.85M +238,118 +91%
RJA
10
Raymond James & Associates
Florida
$8.37M +$4.87M +239,183 +140%
AIG
11
American International Group
New York
$5.77M +$1.35M +66,014 +30%
Cambridge Investment Research Advisors
12
Cambridge Investment Research Advisors
Iowa
$5.46M +$5.46M +267,723 New
HFS
13
HL Financial Services
Kentucky
$3.12M +$1.09M +53,582 +54%
SHA
14
Smith Hayes Advisers
Nebraska
$2.7M +$2.43M +119,217 +902%
Ameriprise
15
Ameriprise
Minnesota
$2.1M +$1.13M +55,401 +116%
JPMorgan Chase & Co
16
JPMorgan Chase & Co
New York
$2.05M +$378K +18,548 +23%
PAG
17
Private Advisor Group
New Jersey
$1.92M -$958K -47,000 -33%
Susquehanna International Group
18
Susquehanna International Group
Pennsylvania
$1.87M +$1.87M +91,712 New
B
19
Baird
Wisconsin
$1.56M +$532K +26,109 +52%
FAAS
20
First Allied Advisory Services
California
$1.51M +$719K +35,512 +91%
CS
21
Credit Suisse
Switzerland
$1.49M +$338K +16,579 +29%
IH
22
IFC Holdings
Florida
$1.43M +$747K +36,655 +109%
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
$1.07M +$453K +22,248 +73%
MFS
24
MSI Financial Services
Massachusetts
$934K +$805K +39,518 +624%
BCM
25
Barometer Capital Management
Ontario, Canada
$925K +$925K +45,400 New