UBS’s First Trust Dorsey Wright Focus 5 ETF FV Stock Holding History

UBS’s Portfolio FV Stock Details FV Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$78.1M	Buy	3,831,915 +2,027,783	+112%	+$40.9M	0.06%	334
2014 Q2	$35.8M	Buy	1,804,132 +1,661,840	+1,168%	+$31.2M	0.03%	592
2014 Q1	$2.69M	Buy	+142,292	New	+$2.75M	﹤0.01%	2485

Other funds holding FV

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

PFS

Prospera Financial Services Dallas, Texas $6.89B AUM 37.41% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

BTS

BB&T Securities Richmond, Virginia $10.9B AUM 16.21% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $120B AUM 27.84% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

AIG

American International Group New York $2.93M AUM 12.08% 1-Year Est. Return

UBS's FV Position: Q3 2014 in Review

UBS increased its First Trust Dorsey Wright Focus 5 ETF (FV) stake by 112% in Q3 2014, buying an estimated $40.9M and bringing the position to 3,831,915 shares worth $78.1M. The position accounts for 0.06% of the portfolio, ranked #334.

UBS first reported a position in FV in Q1 2014 and has held it in 3 quarters since. 51 funds tracked by Wall St. Rank hold FV as of Q3 2014.

UBS held 3,831,915 shares of First Trust Dorsey Wright Focus 5 ETF worth $78.1M as of Q3 2014.
UBS bought 2,027,783 First Trust Dorsey Wright Focus 5 ETF shares in Q3 2014, an estimated $40.9M.
First Trust Dorsey Wright Focus 5 ETF made up 0.06% of UBS's portfolio in Q3 2014, its #334 holding.
UBS first reported a position in First Trust Dorsey Wright Focus 5 ETF in Q1 2014 and has held it in 3 quarters since.
51 funds tracked by Wall St. Rank held First Trust Dorsey Wright Focus 5 ETF as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.