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First Trust Dorsey Wright Focus 5 ETF
FV

22 hedge funds and large institutions have $70.9M invested in First Trust Dorsey Wright Focus 5 ETF in 2014 Q1 according to their latest regulatory filings, with 22 funds opening new positions, increasing their positions, reducing their positions, and closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
22
Holders Change
+22
Holders Change %
–
% of All Funds
0.64%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.03%
New
22
Increased
–
Reduced
–
Closed
–
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
PFS
Prospera Financial Services
Texas
+$18.2M
2
Morgan Stanley
Morgan Stanley
New York
+$17.8M
3
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$11.5M
4
Jane Street
Jane Street
New York
+$4.5M
5
Bank of America
Bank of America
North Carolina
+$3.81M

Top Sellers

No sellers this quarter
Name Holding Trade Value Shares
Change 		Change in
Stake
PFS
1
Prospera Financial Services
Texas
$17.7M +$18.2M +941,861 New
Morgan Stanley
2
Morgan Stanley
New York
$17.3M +$17.8M +918,788 New
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$11.3M +$11.5M +596,873 New
Jane Street
4
Jane Street
New York
$4.39M +$4.5M +232,813 New
Bank of America
5
Bank of America
North Carolina
$3.71M +$3.81M +196,767 New
LPL Financial
6
LPL Financial
California
$3.18M +$3.26M +168,615 New
U
7
UBS
Switzerland
$2.69M +$2.75M +142,292 New
Stifel Financial
8
Stifel Financial
Missouri
$2.65M +$2.72M +140,724 New
BTS
9
BB&T Securities
Virginia
$1.97M +$202K +10,425 New
HFS
10
HL Financial Services
Kentucky
$852K +$873K +45,152 New
B
11
Baird
Wisconsin
$822K +$842K +43,543 New
Ameriprise
12
Ameriprise
Minnesota
$821K +$841K +43,488 New
VKH
13
Virtu KCG Holdings
New York
$780K +$801K +41,423 New
RJA
14
Raymond James & Associates
Florida
$708K +$726K +37,535 New
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$607K +$622K +32,147 New
FAAS
16
First Allied Advisory Services
California
$424K +$434K +22,426 New
CWM
17
Concert Wealth Management
California
$286K +$298K +15,400 New
IH
18
IFC Holdings
Florida
$236K +$246K +12,704 New
BFEC
19
Benjamin F. Edwards & Company
Missouri
$203K +$208K +10,750 New
LTFS
20
Ladenburg Thalmann Financial Services
Florida
$186K +$191K +9,850 New
AIG
21
American International Group
New York
$33K +$33.8K +1,750 New
TRCT
22
Tower Research Capital (TRC)
New York
– +$193 +10 New

FV Hedge Fund Activity: Q1 2014 in Review

22 of the 3,464 institutional investors tracked by Wall St. Rank reported a position in First Trust Dorsey Wright Focus 5 ETF (FV) for Q1 2014, worth a combined $70.9M.

Buyers outnumbered sellers: 22 funds opened new FV positions and 0 closed out — a net gain of 22 holders — while 0 added to existing stakes and 0 trimmed.

The largest buyer was Prospera Financial Services, opening a new position worth an estimated $18.2M.

  • 22 institutional investors held First Trust Dorsey Wright Focus 5 ETF (FV) as of Q1 2014, up from 0 in Q4 2013.
  • Funds reported $70.9M of First Trust Dorsey Wright Focus 5 ETF stock for Q1 2014.
  • 22 funds opened new First Trust Dorsey Wright Focus 5 ETF positions in Q1 2014 and 0 closed out, a net change of +22 holders.
  • The largest First Trust Dorsey Wright Focus 5 ETF buyer in Q1 2014 was Prospera Financial Services, an estimated $18.2M added.

Based on aggregated 13F filings for Q1 2014.