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First Trust Dorsey Wright Focus 5 ETF
FV

245 hedge funds and large institutions have $1.96B invested in First Trust Dorsey Wright Focus 5 ETF in 2022 Q4 according to their latest regulatory filings, with 52 funds opening new positions, 94 increasing their positions, 66 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

225% more first-time investments, than exits

New positions opened: 52 | Existing positions closed: 16

42% more repeat investments, than reductions

Existing positions increased: 94 | Existing positions reduced: 66

25% more capital invested

Capital invested by funds: $1.57B → $1.96B (+$396M)

15% more funds holding

Funds holding: 213 → 245 (+32)

2.53% more ownership

Funds ownership: 60.72% → 63.26% (+2.5%)

0% more funds holding in top 10

Funds holding in top 10: 11 → 11 (0)

Holders
245
Holders Change
+32
Holders Change %
+15.02%
% of All Funds
3.94%
Holding in Top 10
11
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.18%
New
52
Increased
94
Reduced
66
Closed
16
Calls
$410K
Puts
–
Net Calls
+$410K
Net Calls Change
-$46K

Top Buyers

1
Wells Fargo
Wells Fargo
California
+$36.1M
2
OCM
One Capital Management
California
+$29.7M
3
Morgan Stanley
Morgan Stanley
New York
+$27.2M
4
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
+$26.7M
5
LPL Financial
LPL Financial
California
+$16.1M

Top Sellers

1
PFS
Prospera Financial Services
Texas
-$39.2M
2
RJFSA
Raymond James Financial Services Advisors
Florida
-$13.7M
3
MSFS
Main Street Financial Solutions
Pennsylvania
-$3.36M
4
BFEC
Benjamin F. Edwards & Company
Missouri
-$2.24M
5
FTUS
Flow Traders U.S.
New York
-$1.91M
Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$390M +$27.2M +584,185 +7%
Wells Fargo
2
Wells Fargo
California
$186M +$36.1M +774,581 +24%
LPL Financial
3
LPL Financial
California
$143M +$16.1M +344,546 +13%
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
$141M +$26.7M +572,629 +23%
Bank of America
5
Bank of America
North Carolina
$88.9M +$15.7M +336,031 +21%
RJFSA
6
Raymond James Financial Services Advisors
Florida
$81.2M -$13.7M -293,058 -14%
UBS Group
7
UBS Group
Switzerland
$78.6M +$4.07M +87,413 +5%
RJA
8
Raymond James & Associates
Florida
$73.5M +$6.94M +149,023 +10%
Osaic Holdings
9
Osaic Holdings
Arizona
$70M +$6.21M +133,370 +10%
PFS
10
Prospera Financial Services
Texas
$54.1M -$39.2M -840,561 -42%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$50.2M +$1.71M +36,649 +4%
OCM
12
One Capital Management
California
$29.7M +$29.7M +637,635 New
Janney Montgomery Scott
13
Janney Montgomery Scott
Pennsylvania
$29.3M +$889K +19,073 +3%
CAN
14
Cetera Advisor Networks
California
$28.1M +$6.01M +129,018 +27%
Envestnet Asset Management
15
Envestnet Asset Management
Illinois
$27.6M +$13.5M +288,834 +95%
DADC
16
D.A. Davidson & Co
Montana
$20M +$1.28M +27,535 +7%
Stifel Financial
17
Stifel Financial
Missouri
$17.7M +$192K +4,126 +1%
Cambridge Investment Research Advisors
18
Cambridge Investment Research Advisors
Iowa
$14M +$616K +13,232 +5%
Rockefeller Capital Management
19
Rockefeller Capital Management
New York
$13.3M +$1.07M +22,885 +9%
SAM
20
Secure Asset Management
Michigan
$13.2M +$227K +4,867 +2%
SG
21
Strid Group
Pennsylvania
$13.1M -$194K -4,173 -1%
Carson Wealth (CWM LLC)
22
Carson Wealth (CWM LLC)
Nebraska
$12.9M +$51.2K +1,099 +0.4%
Truist Financial
23
Truist Financial
North Carolina
$12.7M +$5.18M +111,235 +69%
ATPW
24
Ashton Thomas Private Wealth
Arizona
$12.4M +$296K +6,351 +2%
AP
25
Atwood & Palmer
Missouri
$11.8M +$365K +7,836 +3%
1
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FV Hedge Fund Activity: Q4 2022 in Review

245 of the 6,221 institutional investors tracked by Wall St. Rank reported a position in First Trust Dorsey Wright Focus 5 ETF (FV) for Q4 2022, worth a combined $1.96B — up 25% from $1.57B a quarter earlier.

Buyers outnumbered sellers: 52 funds opened new FV positions and 16 closed out — a net gain of 36 holders — while 94 added to existing stakes and 66 trimmed.

The largest buyer was Wells Fargo, adding an estimated $36.1M. The largest seller was Prospera Financial Services, cutting an estimated $39.2M.

  • 245 institutional investors held First Trust Dorsey Wright Focus 5 ETF (FV) as of Q4 2022, up from 213 in Q3 2022.
  • Funds reported $1.96B of First Trust Dorsey Wright Focus 5 ETF stock for Q4 2022, up 25% quarter-over-quarter.
  • 52 funds opened new First Trust Dorsey Wright Focus 5 ETF positions in Q4 2022 and 16 closed out, a net change of +36 holders.
  • The largest First Trust Dorsey Wright Focus 5 ETF buyer in Q4 2022 was Wells Fargo, an estimated $36.1M added.
  • The largest First Trust Dorsey Wright Focus 5 ETF seller in Q4 2022 was Prospera Financial Services, an estimated $39.2M sold.

Based on aggregated 13F filings for Q4 2022.