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First Trust Dorsey Wright Focus 5 ETF
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Overview Fund Activity

174 hedge funds and large institutions have $879M invested in First Trust Dorsey Wright Focus 5 ETF in 2020 Q1 according to their latest regulatory filings, with 12 funds opening new positions, 39 increasing their positions, 93 reducing their positions, and 38 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
174
Holders Change
-30
Holders Change %
-14.71%
% of All Funds
3.84%
Holding in Top 10
6
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-25%
% of All Funds
0.13%
New
12
Increased
39
Reduced
93
Closed
38
Calls
–
Puts
$319K
Net Calls
-$319K
Net Calls Change
+$215K

Top Buyers

1
SG
Strid Group
Pennsylvania
+$22.7M
2
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$2.84M
3
TLP
Trinity Legacy Partners
Texas
+$2.08M
4
GSWM
Golden State Wealth Management
California
+$1.73M
5
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
+$907K

Top Sellers

1
PFS
Prospera Financial Services
Texas
-$63M
2
Morgan Stanley
Morgan Stanley
New York
-$43.2M
3
Wells Fargo
Wells Fargo
California
-$37.5M
4
CAN
Cetera Advisor Networks
California
-$28.7M
5
Bank of America
Bank of America
North Carolina
-$22.4M
Name Holding Trade Value Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$172M -$43.2M -1,678,540 -20%
Wells Fargo
2
Wells Fargo
California
$81.6M -$37.5M -1,459,872 -31%
LPL Financial
3
LPL Financial
California
$70.8M -$2.69M -104,772 -4%
UBS Group
4
UBS Group
Switzerland
$45.5M -$4.41M -171,576 -9%
PFS
5
Prospera Financial Services
Texas
$43.9M -$63M -2,449,983 -59%
SG
6
Strid Group
Pennsylvania
$43.3M +$22.7M +881,506 +110%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$38.6M -$4.25M -165,346 -10%
Bank of America
8
Bank of America
North Carolina
$34.6M -$22.4M -871,225 -39%
RJA
9
Raymond James & Associates
Florida
$33.9M -$7.31M -284,379 -18%
Osaic Holdings
10
Osaic Holdings
Arizona
$27.2M +$27.2M +1,059,491 New
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$25.5M +$907K +35,272 +4%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$22.4M -$5.77M -224,255 -20%
TLP
13
Trinity Legacy Partners
Texas
$22.2M +$2.08M +128,592 +10%
Stifel Financial
14
Stifel Financial
Missouri
$15M -$1.86M -72,806 -11%
Cambridge Investment Research Advisors
15
Cambridge Investment Research Advisors
Iowa
$14.2M -$13M -505,494 -48%
PAG
16
Private Advisor Group
New Jersey
$11.8M -$57.3K -2,229 -0.5%
Janney Montgomery Scott
17
Janney Montgomery Scott
Pennsylvania
$11.5M -$941K -36,615 -8%
Carson Wealth (CWM LLC)
18
Carson Wealth (CWM LLC)
Nebraska
$10.9M – – –
DADC
19
D.A. Davidson & Co
Montana
$9.4M -$320K -12,443 -3%
JPMorgan Chase & Co
20
JPMorgan Chase & Co
New York
$7.2M -$10.1M -394,740 -58%
Truist Financial
21
Truist Financial
North Carolina
$7.19M -$814K -31,663 -10%
Baird Financial Group
22
Baird Financial Group
Wisconsin
$7.06M -$418K -16,253 -6%
CAN
23
Cetera Advisor Networks
California
$5.87M -$28.7M -1,114,758 -83%
AP
24
Atwood & Palmer
Missouri
$5.46M +$159K +6,197 +3%
SWP
25
Stratos Wealth Partners
Ohio
$4.79M +$108K +4,215 +2%
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