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First Trust Dorsey Wright Focus 5 ETF

127 hedge funds and large institutions have $1.25B invested in First Trust Dorsey Wright Focus 5 ETF in 2016 Q4 according to their latest regulatory filings, with 23 funds opening new positions, 27 increasing their positions, 64 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

53% more first-time investments, than exits

New positions opened: 23 | Existing positions closed: 15

47.08% more ownership

Funds ownership: 0%47.08% (+47%)

5% more funds holding

Funds holding: 121127 (+6)

0% more funds holding in top 10

Funds holding in top 10: 55 (0)

14% less capital invested

Capital invested by funds: $1.45B → $1.25B (-$205M)

58% less repeat investments, than reductions

Existing positions increased: 27 | Existing positions reduced: 64

Holders
127
Holders Change
+6
Holders Change %
+4.96%
% of All Funds
3.17%
Holding in Top 10
5
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.13%
New
23
Increased
27
Reduced
64
Closed
15
Calls
$255K
Puts
Net Calls
+$255K
Net Calls Change
+$255K
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$274M -$72.9M -3,195,386 -21%
Wells Fargo
2
Wells Fargo
California
$170M -$25.9M -1,133,235 -13%
PFS
3
Prospera Financial Services
Texas
$82.3M -$6.05M -265,083 -7%
UBS Group
4
UBS Group
Switzerland
$77.2M -$26.5M -1,160,732 -26%
Bank of America
5
Bank of America
North Carolina
$77.1M -$19.3M -845,348 -20%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$44.4M -$4.76M -208,717 -10%
CAN
7
Cetera Advisor Networks
California
$40.5M -$6.34M -277,832 -14%
SG
8
Strid Group
Pennsylvania
$40.2M +$1.36M +59,382 +4%
Ameriprise
9
Ameriprise
Minnesota
$37M -$2.44M -106,698 -6%
RJA
10
Raymond James & Associates
Florida
$36.4M -$8.77M -384,451 -20%
Cambridge Investment Research Advisors
11
Cambridge Investment Research Advisors
Iowa
$32.1M +$1.67M +73,123 +6%
RJFSA
12
Raymond James Financial Services Advisors
Florida
$30M -$24.9M -1,092,805 -46%
MFS
13
MSI Financial Services
Massachusetts
$27.7M -$3.09M -135,199 -10%
Stifel Financial
14
Stifel Financial
Missouri
$22.8M +$1.53M +67,222 +7%
AG
15
Advisor Group
Arizona
$19.7M -$7.04M -308,387 -27%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$14.6M -$196K -8,587 -1%
TF
17
Tompkins Financial
New York
$13.3M -$71.8K -3,146 -0.5%
JP Morgan Chase
18
JP Morgan Chase
New York
$13.1M -$1.22M -53,438 -9%
SMA
19
Simply Money Advisors
Ohio
$13.1M -$16.3K -713 -0.1%
DADC
20
D.A. Davidson & Co
Montana
$10.6M -$2.19M -95,805 -17%
IA
21
IFP Advisors
Florida
$9.92M +$3.9M +170,848 +66%
Susquehanna International Group
22
Susquehanna International Group
Pennsylvania
$9.41M +$5.55M +243,362 +149%
PAG
23
Private Advisor Group
New Jersey
$8.71M +$3.69M +161,504 +79%
BTS
24
BB&T Securities
Virginia
$8.55M
IH
25
IFC Holdings
Florida
$7.66M -$166K -7,266 -2%

FV Hedge Fund Activity: Q4 2016 in Review

127 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in First Trust Dorsey Wright Focus 5 ETF (FV) for Q4 2016, worth a combined $1.25B — down 14% from $1.45B a quarter earlier.

Buyers outnumbered sellers: 23 funds opened new FV positions and 15 closed out — a net gain of 8 holders — while 27 added to existing stakes and 64 trimmed.

The largest buyer was Susquehanna International Group, adding an estimated $5.55M. The largest seller was Morgan Stanley, cutting an estimated $72.9M.

  • 127 institutional investors held First Trust Dorsey Wright Focus 5 ETF (FV) as of Q4 2016, up from 121 in Q3 2016.
  • Funds reported $1.25B of First Trust Dorsey Wright Focus 5 ETF stock for Q4 2016, down 14% quarter-over-quarter.
  • 23 funds opened new First Trust Dorsey Wright Focus 5 ETF positions in Q4 2016 and 15 closed out, a net change of +8 holders.
  • The largest First Trust Dorsey Wright Focus 5 ETF buyer in Q4 2016 was Susquehanna International Group, an estimated $5.55M added.
  • The largest First Trust Dorsey Wright Focus 5 ETF seller in Q4 2016 was Morgan Stanley, an estimated $72.9M sold.

Based on aggregated 13F filings for Q4 2016.