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First Trust Dorsey Wright Focus 5 ETF

119 hedge funds and large institutions have $2.25B invested in First Trust Dorsey Wright Focus 5 ETF in 2015 Q3 according to their latest regulatory filings, with 22 funds opening new positions, 65 increasing their positions, 26 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

267% more first-time investments, than exits

New positions opened: 22 | Existing positions closed: 6

150% more repeat investments, than reductions

Existing positions increased: 65 | Existing positions reduced: 26

71% more funds holding in top 10

Funds holding in top 10: 712 (+5)

16% more capital invested

Capital invested by funds: $1.94B → $2.25B (+$307M)

14% more funds holding

Funds holding: 104119 (+15)

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $1.56M

Holders
119
Holders Change
+15
Holders Change %
+14.42%
% of All Funds
3.32%
Holding in Top 10
12
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+71.43%
% of All Funds
0.34%
New
22
Increased
65
Reduced
26
Closed
6
Calls
Puts
$1.56M
Net Calls
-$1.56M
Net Calls Change
-$1.56M
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$617M +$126M +5,248,637 +23%
Wells Fargo
2
Wells Fargo
California
$259M +$29.6M +1,227,732 +12%
UBS Group
3
UBS Group
Switzerland
$191M +$28M +1,163,450 +15%
LPL Financial
4
LPL Financial
California
$175M +$30.5M +1,266,062 +20%
Bank of America
5
Bank of America
North Carolina
$157M +$60M +2,491,351 +53%
PFS
6
Prospera Financial Services
Texas
$78.2M +$6.78M +281,485 +9%
Goldman Sachs
7
Goldman Sachs
New York
$68M +$74.7M +3,100,262 New
RJFSA
8
Raymond James Financial Services Advisors
Florida
$59.8M +$58.1M +2,412,340 +768%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$48.4M +$19.8M +823,167 +60%
RJA
10
Raymond James & Associates
Florida
$41.8M +$8.2M +340,245 +22%
Stifel Financial
11
Stifel Financial
Missouri
$35.1M -$13.4M -555,798 -26%
CAN
12
Cetera Advisor Networks
California
$31.3M +$27.4M +1,138,454 +397%
Ameriprise
13
Ameriprise
Minnesota
$31.2M +$5.29M +219,729 +18%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$30.9M +$2.59M +107,538 +8%
AIG
15
American International Group
New York
$28.5M +$1.22M +50,532 +4%
SWP
16
Stratos Wealth Partners
Ohio
$27.5M -$3.16M -131,043 -9%
MFS
17
MSI Financial Services
Massachusetts
$25.4M +$17M +705,384 +156%
Cambridge Investment Research Advisors
18
Cambridge Investment Research Advisors
Iowa
$23.1M +$25.4M +1,053,737 New
JP Morgan Chase
19
JP Morgan Chase
New York
$19M -$240K -9,942 -1%
Citigroup
20
Citigroup
New York
$16.4M +$5.57M +231,276 +45%
BTS
21
BB&T Securities
Virginia
$16.3M +$5.15M +213,647 +40%
JIP
22
Jaffetilchin Investment Partners
Florida
$14.1M +$433K +17,979 +3%
Jane Street
23
Jane Street
New York
$13.2M +$13.9M +577,765 +2,343%
TF
24
Tompkins Financial
New York
$12.3M -$114K -4,752 -0.8%
ACM
25
Aviance Capital Management
Florida
$11.8M +$13M +539,876 New

FV Hedge Fund Activity: Q3 2015 in Review

119 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in First Trust Dorsey Wright Focus 5 ETF (FV) for Q3 2015, worth a combined $2.25B — up 16% from $1.94B a quarter earlier.

Buyers outnumbered sellers: 22 funds opened new FV positions and 6 closed out — a net gain of 16 holders — while 65 added to existing stakes and 26 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $126M. The largest seller was Stifel Financial, cutting an estimated $13.4M.

  • 119 institutional investors held First Trust Dorsey Wright Focus 5 ETF (FV) as of Q3 2015, up from 104 in Q2 2015.
  • Funds reported $2.25B of First Trust Dorsey Wright Focus 5 ETF stock for Q3 2015, up 16% quarter-over-quarter.
  • 22 funds opened new First Trust Dorsey Wright Focus 5 ETF positions in Q3 2015 and 6 closed out, a net change of +16 holders.
  • The largest First Trust Dorsey Wright Focus 5 ETF buyer in Q3 2015 was Morgan Stanley, an estimated $126M added.
  • The largest First Trust Dorsey Wright Focus 5 ETF seller in Q3 2015 was Stifel Financial, an estimated $13.4M sold.

Based on aggregated 13F filings for Q3 2015.