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First Trust Dorsey Wright Focus 5 ETF
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Overview Fund Activity

72 hedge funds and large institutions have $813M invested in First Trust Dorsey Wright Focus 5 ETF in 2014 Q4 according to their latest regulatory filings, with 24 funds opening new positions, 43 increasing their positions, 4 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
72
Holders Change
+21
Holders Change %
+41.18%
% of All Funds
1.92%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
24
Increased
43
Reduced
4
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
Morgan Stanley
New York
+$165M
2
Wells Fargo
Wells Fargo
California
+$78.6M
3
BTS
BB&T Securities
Virginia
+$53.5M
4
LPL Financial
LPL Financial
California
+$25.5M
5
PFS
Prospera Financial Services
Texas
+$11.9M

Top Sellers

1
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
-$5.46M
2
HFS
HL Financial Services
Kentucky
-$727K
3
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$606K
4
MFS
MSI Financial Services
Massachusetts
-$505K
5
NES
New England Securities
New York
-$138K
Name Holding Trade Value Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$245M +$165M +7,473,394 +204%
Wells Fargo
2
Wells Fargo
California
$122M +$78.6M +3,567,391 +183%
UBS Group
3
UBS Group
Switzerland
$111M +$111M +5,056,243 New
BTS
4
BB&T Securities
Virginia
$64.6M +$53.5M +242,781 +481%
LPL Financial
5
LPL Financial
California
$46.6M +$25.5M +1,155,809 +120%
PFS
6
Prospera Financial Services
Texas
$38.7M +$11.9M +541,053 +45%
Bank of America
7
Bank of America
North Carolina
$25.4M +$11.9M +539,996 +88%
Stifel Financial
8
Stifel Financial
Missouri
$20M +$9M +408,344 +81%
RJA
9
Raymond James & Associates
Florida
$16M +$6.92M +314,066 +76%
AIG
10
American International Group
New York
$12.7M +$6.45M +292,670 +103%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$12.5M +$326K +14,799 +3%
FAAS
12
First Allied Advisory Services
California
$7.61M +$5.97M +270,583 +363%
PAG
13
Private Advisor Group
New Jersey
$7.54M +$5.46M +247,830 +263%
Ameriprise
14
Ameriprise
Minnesota
$6.48M +$4.21M +190,876 +185%
JPMorgan Chase & Co
15
JPMorgan Chase & Co
New York
$4.64M +$2.43M +110,256 +110%
DADC
16
D.A. Davidson & Co
Montana
$4.61M +$4.45M +201,991 +2,767%
BAAM
17
Baker Avenue Asset Management
California
$4.44M +$4.44M +201,383 New
B
18
Baird
Wisconsin
$4.32M +$2.64M +119,801 +157%
NPC
19
National Planning Corporation
California
$4.05M +$3.63M +165,250 +883%
VFS
20
VSR Financial Services
Kansas
$3.8M +$3.28M +148,862 +629%
JIP
21
Jaffetilchin Investment Partners
Florida
$3.58M +$3.29M +149,258 +1,148%
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$3.13M +$1.98M +89,690 +171%
SHA
23
Smith Hayes Advisers
Nebraska
$2.94M +$17.3K +785 +0.6%
SPC
24
Sigma Planning Corp
Michigan
$2.76M +$2.76M +124,143 New
HFS
25
HL Financial Services
Kentucky
$2.65M -$727K -32,997 -22%
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