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First Trust Dorsey Wright Focus 5 ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$419M -$4.5M -65,224 -1%
LPL Financial
2
LPL Financial
California
$250M +$13.6M +197,578 +6%
Wells Fargo
3
Wells Fargo
California
$184M -$54.8M -794,695 -25%
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
$133M -$6.97M -101,036 -5%
Raymond James Financial
5
Raymond James Financial
Florida
$129M -$5.98M -86,760 -5%
UBS Group
6
UBS Group
Switzerland
$91.1M -$3.73M -54,051 -4%
Bank of America
7
Bank of America
North Carolina
$87.8M -$1.6M -23,237 -2%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$56.3M -$1.07M -15,525 -2%
Osaic Holdings
9
Osaic Holdings
Arizona
$49.1M -$5.12M -74,277 -10%
PWS
10
Proactive Wealth Strategies
Georgia
$45.9M -$319K -4,627 -0.8%
PFS
11
Prospera Financial Services
Texas
$45.2M -$2.45M -35,577 -6%
CIA
12
Concurrent Investment Advisors
Florida
$43.1M +$403K +5,853 +1%
NA
13
NewEdge Advisors
Louisiana
$41.9M +$192K +2,792 +0.5%
Janney Montgomery Scott
14
Janney Montgomery Scott
Pennsylvania
$37M +$33.6M +487,338 New
P
15
&Partners
Tennessee
$36.6M +$31.5M +457,254 +765%
SWMG
16
Sard Wealth Management Group
Georgia
$36.3M +$726K +10,529 +2%
Cambridge Investment Research Advisors
17
Cambridge Investment Research Advisors
Iowa
$36.2M -$3.02M -43,812 -8%
Stifel Financial
18
Stifel Financial
Missouri
$31.6M -$452K -6,551 -2%
Cetera Investment Advisers
19
Cetera Investment Advisers
Illinois
$30.6M -$22.5K -327 -0.1%
Rockefeller Capital Management
20
Rockefeller Capital Management
New York
$30M -$1.35M -19,581 -5%
DADC
21
D.A. Davidson & Co
Montana
$29.9M -$335K -4,854 -1%
Envestnet Asset Management
22
Envestnet Asset Management
Illinois
$27.5M -$1.86M -26,947 -7%
BEI
23
Benjamin Edwards Inc
Missouri
$21.7M -$1.38M -19,976 -7%
Baird Financial Group
24
Baird Financial Group
Wisconsin
$21.4M -$4.18M -60,618 -18%
MFS
25
Madrona Financial Services
Washington
$19.3M +$464K +6,725 +3%