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First Trust Dorsey Wright Focus 5 ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$363M -$22M -476,266 -6%
Wells Fargo
2
Wells Fargo
California
$217M -$23.5M -508,651 -11%
LPL Financial
3
LPL Financial
California
$213M -$4.84M -104,829 -2%
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
$154M -$3.96M -85,761 -3%
UBS Group
5
UBS Group
Switzerland
$107M +$974K +21,091 +1%
Bank of America
6
Bank of America
North Carolina
$88.7M -$557K -12,057 -0.7%
RJA
7
Raymond James & Associates
Florida
$85.3M +$2.73M +59,069 +4%
Osaic Holdings
8
Osaic Holdings
Arizona
$71.7M -$9.73M -210,597 -13%
RJFSA
9
Raymond James Financial Services Advisors
Florida
$55.1M -$5.53M -119,747 -10%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$53.9M -$2.75M -59,434 -5%
PFS
11
Prospera Financial Services
Texas
$51.9M -$31.8M -687,603 -41%
NA
12
NewEdge Advisors
Louisiana
$49.4M +$1.84M +39,933 +4%
CIA
13
Concurrent Investment Advisors
Florida
$29.5M +$26.5M +572,706 New
Janney Montgomery Scott
14
Janney Montgomery Scott
Pennsylvania
$26.7M -$2.77M -60,040 -10%
SWMG
15
Sard Wealth Management Group
Georgia
$26.5M +$23.7M +514,023 New
MFS
16
Madrona Financial Services
Washington
$25.2M +$2.68M +58,105 +13%
DADC
17
D.A. Davidson & Co
Montana
$23.3M +$1.26M +27,326 +6%
Baird Financial Group
18
Baird Financial Group
Wisconsin
$21.2M +$2.83M +61,190 +18%
Envestnet Asset Management
19
Envestnet Asset Management
Illinois
$21M -$3.42M -74,035 -15%
Stifel Financial
20
Stifel Financial
Missouri
$20M -$1.29M -28,031 -7%
CAN
21
Cetera Advisor Networks
California
$19.6M -$820K -17,750 -4%
Cambridge Investment Research Advisors
22
Cambridge Investment Research Advisors
Iowa
$18.8M +$1.07M +23,152 +7%
PAG
23
Private Advisor Group
New Jersey
$16.5M -$750K -16,236 -5%
AP
24
Atwood & Palmer
Missouri
$16.3M +$165K +3,562 +1%
Rockefeller Capital Management
25
Rockefeller Capital Management
New York
$15.4M -$273K -5,907 -2%