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First Trust Dorsey Wright Focus 5 ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$390M +$27.2M +584,185 +7%
Wells Fargo
2
Wells Fargo
California
$186M +$36.1M +774,581 +24%
LPL Financial
3
LPL Financial
California
$143M +$16.1M +344,546 +13%
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
$141M +$26.7M +572,629 +23%
Bank of America
5
Bank of America
North Carolina
$88.9M +$15.7M +336,031 +21%
RJFSA
6
Raymond James Financial Services Advisors
Florida
$81.2M -$13.7M -293,058 -14%
UBS Group
7
UBS Group
Switzerland
$78.6M +$4.07M +87,413 +5%
RJA
8
Raymond James & Associates
Florida
$73.5M +$6.94M +149,023 +10%
Osaic Holdings
9
Osaic Holdings
Arizona
$70M +$6.21M +133,370 +10%
PFS
10
Prospera Financial Services
Texas
$54.1M -$39.2M -840,561 -42%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$50.2M +$1.71M +36,649 +4%
OCM
12
One Capital Management
California
$29.7M +$29.7M +637,635 New
Janney Montgomery Scott
13
Janney Montgomery Scott
Pennsylvania
$29.3M +$889K +19,073 +3%
CAN
14
Cetera Advisor Networks
California
$28.1M +$6.01M +129,018 +27%
Envestnet Asset Management
15
Envestnet Asset Management
Illinois
$27.6M +$13.5M +288,834 +95%
DADC
16
D.A. Davidson & Co
Montana
$20M +$1.28M +27,535 +7%
Stifel Financial
17
Stifel Financial
Missouri
$17.7M +$192K +4,126 +1%
Cambridge Investment Research Advisors
18
Cambridge Investment Research Advisors
Iowa
$14M +$616K +13,232 +5%
Rockefeller Capital Management
19
Rockefeller Capital Management
New York
$13.3M +$1.07M +22,885 +9%
SAM
20
Secure Asset Management
Michigan
$13.2M +$227K +4,867 +2%
SG
21
Strid Group
Pennsylvania
$13.1M -$194K -4,173 -1%
Carson Wealth (CWM LLC)
22
Carson Wealth (CWM LLC)
Nebraska
$12.9M +$51.2K +1,099 +0.4%
Truist Financial
23
Truist Financial
North Carolina
$12.7M +$5.18M +111,235 +69%
ATPW
24
Ashton Thomas Private Wealth
Arizona
$12.4M +$296K +6,351 +2%
AP
25
Atwood & Palmer
Missouri
$11.8M +$365K +7,836 +3%