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First Trust Dorsey Wright Focus 5 ETF

121 hedge funds and large institutions have $1.45B invested in First Trust Dorsey Wright Focus 5 ETF in 2016 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 31 increasing their positions, 68 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% less capital invested

Capital invested by funds: $1.46B → $1.45B (-$4.02M)

4% less funds holding

Funds holding: 126121 (-5)

17% less first-time investments, than exits

New positions opened: 10 | Existing positions closed: 12

38% less funds holding in top 10

Funds holding in top 10: 85 (-3)

54% less repeat investments, than reductions

Existing positions increased: 31 | Existing positions reduced: 68

Holders
121
Holders Change
-5
Holders Change %
-3.97%
% of All Funds
3.23%
Holding in Top 10
5
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-37.5%
% of All Funds
0.13%
New
10
Increased
31
Reduced
68
Closed
12
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$345M -$45.4M -1,987,757 -12%
Wells Fargo
2
Wells Fargo
California
$194M -$10.7M -468,007 -5%
UBS Group
3
UBS Group
Switzerland
$103M -$18.1M -793,219 -15%
Bank of America
4
Bank of America
North Carolina
$95.6M -$15.3M -670,670 -14%
PFS
5
Prospera Financial Services
Texas
$85.8M +$57.2M +2,508,749 +203%
RJFSA
6
Raymond James Financial Services Advisors
Florida
$54.7M -$8.6M -376,768 -14%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$48.7M -$213K -9,349 -0.4%
CAN
8
Cetera Advisor Networks
California
$46.5M +$35.6M +1,561,994 +335%
RJA
9
Raymond James & Associates
Florida
$44.8M -$11.4M -499,977 -20%
Ameriprise
10
Ameriprise
Minnesota
$38.4M +$396K +17,361 +1%
SG
11
Strid Group
Pennsylvania
$38.4M +$37.8M +1,657,135 +7,734%
MFS
12
MSI Financial Services
Massachusetts
$30.5M -$3.72M -162,917 -11%
Cambridge Investment Research Advisors
13
Cambridge Investment Research Advisors
Iowa
$30.1M +$3.19M +139,797 +12%
AG
14
Advisor Group
Arizona
$26.6M +$12.3M +539,504 +87%
Stifel Financial
15
Stifel Financial
Missouri
$21M -$6.99M -306,173 -25%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$14.6M -$382K -16,740 -3%
JP Morgan Chase
17
JP Morgan Chase
New York
$14.2M -$205K -8,983 -1%
TF
18
Tompkins Financial
New York
$13.2M +$214K +9,380 +2%
SMA
19
Simply Money Advisors
Ohio
$12.9M -$14.1M -618,462 -52%
DADC
20
D.A. Davidson & Co
Montana
$12.7M +$4.18M +183,261 +50%
AIM
21
Advantage Investment Management
Iowa
$10.2M +$9.12M +399,608 +866%
BTS
22
BB&T Securities
Virginia
$8.55M -$1.86M -81,568 -18%
FAAS
23
First Allied Advisory Services
California
$8.34M -$1.62M -70,804 -16%
LTFS
24
Ladenburg Thalmann Financial Services
Florida
$8.29M -$587K -25,742 -7%
IH
25
IFC Holdings
Florida
$7.74M +$161K +7,059 +2%

FV Hedge Fund Activity: Q3 2016 in Review

121 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in First Trust Dorsey Wright Focus 5 ETF (FV) for Q3 2016, worth a combined $1.45B — down 0.28% from $1.46B a quarter earlier.

Sellers outnumbered buyers: 12 funds closed out of FV and 10 opened new positions — a net loss of 2 holders — while 68 trimmed existing stakes and 31 added.

The largest buyer was Prospera Financial Services, adding an estimated $57.2M. The largest seller was Morgan Stanley, cutting an estimated $45.4M.

  • 121 institutional investors held First Trust Dorsey Wright Focus 5 ETF (FV) as of Q3 2016, down from 126 in Q2 2016.
  • Funds reported $1.45B of First Trust Dorsey Wright Focus 5 ETF stock for Q3 2016, down 0.28% quarter-over-quarter.
  • 10 funds opened new First Trust Dorsey Wright Focus 5 ETF positions in Q3 2016 and 12 closed out, a net change of -2 holders.
  • The largest First Trust Dorsey Wright Focus 5 ETF buyer in Q3 2016 was Prospera Financial Services, an estimated $57.2M added.
  • The largest First Trust Dorsey Wright Focus 5 ETF seller in Q3 2016 was Morgan Stanley, an estimated $45.4M sold.

Based on aggregated 13F filings for Q3 2016.