High Falls Advisors’s First Trust Dorsey Wright Focus 5 ETF FV Stock Holding History

High Falls Advisors’s Portfolio FV Stock Details FV Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-1,055,451	Closed	-$24.8M	–	91
2016 Q2	$24.8M	Buy	+1,055,451	New	+$23.1M	7.03%	1
2016 Q1	–	Sell	-1,055,451	Closed	-$24.8M	–	143
2015 Q4	$24.8M	Buy	+1,055,451	New	+$24.4M	7.03%	1

Other funds holding FV

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

PFS

Prospera Financial Services Dallas, Texas $6.89B AUM 37.41% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

CAN

Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

High Falls Advisors's FV Position: Q3 2016 in Review

High Falls Advisors sold out of First Trust Dorsey Wright Focus 5 ETF (FV) in Q3 2016, closing a stake of 1,055,451 shares — an estimated $24.8M sold.

High Falls Advisors first reported a position in FV in Q4 2015 and held it in 2 quarters. The position peaked at $24.8M in Q2 2016. 121 funds tracked by Wall St. Rank hold FV as of Q3 2016.

High Falls Advisors reported no remaining First Trust Dorsey Wright Focus 5 ETF position as of Q3 2016 after selling out during the quarter.
High Falls Advisors sold 1,055,451 First Trust Dorsey Wright Focus 5 ETF shares in Q3 2016, an estimated $24.8M.
High Falls Advisors first reported a position in First Trust Dorsey Wright Focus 5 ETF in Q4 2015 and held it in 2 quarters.
High Falls Advisors's First Trust Dorsey Wright Focus 5 ETF position peaked at $24.8M in Q2 2016.
121 funds tracked by Wall St. Rank held First Trust Dorsey Wright Focus 5 ETF as of Q3 2016.

Based on High Falls Advisors's 13F filing for Q3 2016, filed 16 Nov 2016.