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First Trust Dorsey Wright Focus 5 ETF

126 hedge funds and large institutions have $1.46B invested in First Trust Dorsey Wright Focus 5 ETF in 2016 Q2 according to their latest regulatory filings, with 20 funds opening new positions, 37 increasing their positions, 58 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed

18% more first-time investments, than exits

New positions opened: 20 | Existing positions closed: 17

14% more funds holding in top 10

Funds holding in top 10: 78 (+1)

1% more funds holding

Funds holding: 125126 (+1)

23% less capital invested

Capital invested by funds: $1.88B → $1.46B (-$424M)

36% less repeat investments, than reductions

Existing positions increased: 37 | Existing positions reduced: 58

Holders
126
Holders Change
+1
Holders Change %
+0.8%
% of All Funds
3.36%
Holding in Top 10
8
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+14.29%
% of All Funds
0.21%
New
20
Increased
37
Reduced
58
Closed
17
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$381M -$60.9M -2,786,850 -14%
Wells Fargo
2
Wells Fargo
California
$200M -$33.1M -1,512,369 -14%
UBS Group
3
UBS Group
Switzerland
$118M -$32.7M -1,495,892 -22%
Bank of America
4
Bank of America
North Carolina
$108M -$16.2M -739,303 -13%
RJFSA
5
Raymond James Financial Services Advisors
Florida
$61.9M -$12.5M -571,406 -17%
RJA
6
Raymond James & Associates
Florida
$54.9M +$3.9M +178,258 +8%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$47.7M -$3.97M -181,496 -8%
Ameriprise
8
Ameriprise
Minnesota
$36.8M -$171K -7,816 -0.5%
MFS
9
MSI Financial Services
Massachusetts
$33.4M +$15.8M +723,513 +94%
PFS
10
Prospera Financial Services
Texas
$27.6M -$192K -8,766 -0.7%
Stifel Financial
11
Stifel Financial
Missouri
$27.4M -$2.63M -120,142 -9%
SMA
12
Simply Money Advisors
Ohio
$26.5M -$3.15M -144,211 -11%
Cambridge Investment Research Advisors
13
Cambridge Investment Research Advisors
Iowa
$26.2M +$2.49M +113,764 +11%
HFA
14
High Falls Advisors
New York
$24.8M +$23.1M +1,055,451 New
SWP
15
Stratos Wealth Partners
Ohio
$15.3M -$15M -685,485 -50%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$14.7M -$1.05M -48,120 -7%
JP Morgan Chase
17
JP Morgan Chase
New York
$14.1M -$700K -32,005 -5%
AG
18
Advisor Group
Arizona
$13.9M +$13.6M +620,171 New
TF
19
Tompkins Financial
New York
$12.7M +$75.8K +3,465 +0.6%
CAN
20
Cetera Advisor Networks
California
$10.4M +$46.1K +2,109 +0.5%
BTS
21
BB&T Securities
Virginia
$10.2M -$1.02M -46,595 -9%
FAAS
22
First Allied Advisory Services
California
$9.71M +$2.62M +119,602 +38%
LTFS
23
Ladenburg Thalmann Financial Services
Florida
$8.67M -$721K -32,974 -8%
Citigroup
24
Citigroup
New York
$8.52M -$5.73M -261,962 -41%
DADC
25
D.A. Davidson & Co
Montana
$8.27M -$739K -33,790 -8%

FV Hedge Fund Activity: Q2 2016 in Review

126 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in First Trust Dorsey Wright Focus 5 ETF (FV) for Q2 2016, worth a combined $1.46B — down 23% from $1.88B a quarter earlier.

Buyers outnumbered sellers: 20 funds opened new FV positions and 17 closed out — a net gain of 3 holders — while 37 added to existing stakes and 58 trimmed.

The largest buyer was High Falls Advisors, opening a new position worth an estimated $23.1M. The largest seller was LPL Financial, cutting an estimated $314M.

  • 126 institutional investors held First Trust Dorsey Wright Focus 5 ETF (FV) as of Q2 2016, up from 125 in Q1 2016.
  • Funds reported $1.46B of First Trust Dorsey Wright Focus 5 ETF stock for Q2 2016, down 23% quarter-over-quarter.
  • 20 funds opened new First Trust Dorsey Wright Focus 5 ETF positions in Q2 2016 and 17 closed out, a net change of +3 holders.
  • The largest First Trust Dorsey Wright Focus 5 ETF buyer in Q2 2016 was High Falls Advisors, an estimated $23.1M added.
  • The largest First Trust Dorsey Wright Focus 5 ETF seller in Q2 2016 was LPL Financial, an estimated $314M sold.

Based on aggregated 13F filings for Q2 2016.