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First Trust Dorsey Wright Focus 5 ETF

196 hedge funds and large institutions have $1.34B invested in First Trust Dorsey Wright Focus 5 ETF in 2020 Q4 according to their latest regulatory filings, with 40 funds opening new positions, 43 increasing their positions, 73 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

264% more first-time investments, than exits

New positions opened: 40 | Existing positions closed: 11

40% more funds holding in top 10

Funds holding in top 10: 57 (+2)

26% more capital invested

Capital invested by funds: $1.06B → $1.34B (+$281M)

16% more funds holding

Funds holding: 169196 (+27)

5.23% more ownership

Funds ownership: 51.49%56.72% (+5.2%)

41% less repeat investments, than reductions

Existing positions increased: 43 | Existing positions reduced: 73

Holders
196
Holders Change
+27
Holders Change %
+15.98%
% of All Funds
3.47%
Holding in Top 10
7
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+40%
% of All Funds
0.12%
New
40
Increased
43
Reduced
73
Closed
11
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$262M -$8.36M -222,930 -3%
Wells Fargo
2
Wells Fargo
California
$109M -$3.62M -96,482 -3%
PFS
3
Prospera Financial Services
Texas
$107M +$97M +2,588,066 +4,983%
LPL Financial
4
LPL Financial
California
$106M +$1.89M +50,355 +2%
RJFSA
5
Raymond James Financial Services Advisors
Florida
$79.2M +$987K +26,336 +1%
UBS Group
6
UBS Group
Switzerland
$53M -$3.65M -97,411 -7%
Bank of America
7
Bank of America
North Carolina
$48.8M -$1.36M -36,370 -3%
RJA
8
Raymond James & Associates
Florida
$47.8M -$1.9M -50,704 -4%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$47.6M +$919K +24,515 +2%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$47.2M +$8.05M +214,801 +23%
Osaic Holdings
11
Osaic Holdings
Arizona
$44.8M -$944K -25,192 -2%
SG
12
Strid Group
Pennsylvania
$36.6M -$30.1M -803,572 -47%
Cambridge Investment Research Advisors
13
Cambridge Investment Research Advisors
Iowa
$30.1M -$2M -53,233 -7%
Janney Montgomery Scott
14
Janney Montgomery Scott
Pennsylvania
$17.7M -$1.34M -35,815 -8%
PAG
15
Private Advisor Group
New Jersey
$17.5M -$179K -4,781 -1%
Stifel Financial
16
Stifel Financial
Missouri
$17.3M +$137K +3,664 +0.9%
JP Morgan Chase
17
JP Morgan Chase
New York
$14.1M -$202K -5,399 -2%
DADC
18
D.A. Davidson & Co
Montana
$13.2M -$362K -9,662 -3%
CAN
19
Cetera Advisor Networks
California
$12M +$671K +17,915 +6%
Carson Wealth (CWM LLC)
20
Carson Wealth (CWM LLC)
Nebraska
$10.9M
Truist Financial
21
Truist Financial
North Carolina
$8.78M +$107K +2,854 +1%
AP
22
Atwood & Palmer
Missouri
$8.21M -$78.3K -2,090 -1%
LFAS
23
Level Four Advisory Services
Texas
$8.08M -$40K -1,068 -0.5%
MOS
24
MGO One Seven
Ohio
$7.28M +$338K +9,025 +5%
Citigroup
25
Citigroup
New York
$6.38M +$203K +5,426 +4%

FV Hedge Fund Activity: Q4 2020 in Review

196 of the 5,652 institutional investors tracked by Wall St. Rank reported a position in First Trust Dorsey Wright Focus 5 ETF (FV) for Q4 2020, worth a combined $1.34B — up 26% from $1.06B a quarter earlier.

Buyers outnumbered sellers: 40 funds opened new FV positions and 11 closed out — a net gain of 29 holders — while 43 added to existing stakes and 73 trimmed.

The largest buyer was Prospera Financial Services, adding an estimated $97M. The largest seller was Strid Group, cutting an estimated $30.1M.

  • 196 institutional investors held First Trust Dorsey Wright Focus 5 ETF (FV) as of Q4 2020, up from 169 in Q3 2020.
  • Funds reported $1.34B of First Trust Dorsey Wright Focus 5 ETF stock for Q4 2020, up 26% quarter-over-quarter.
  • 40 funds opened new First Trust Dorsey Wright Focus 5 ETF positions in Q4 2020 and 11 closed out, a net change of +29 holders.
  • The largest First Trust Dorsey Wright Focus 5 ETF buyer in Q4 2020 was Prospera Financial Services, an estimated $97M added.
  • The largest First Trust Dorsey Wright Focus 5 ETF seller in Q4 2020 was Strid Group, an estimated $30.1M sold.

Based on aggregated 13F filings for Q4 2020.