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First Trust Dorsey Wright Focus 5 ETF
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Overview Fund Activity

204 hedge funds and large institutions have $1.45B invested in First Trust Dorsey Wright Focus 5 ETF in 2019 Q4 according to their latest regulatory filings, with 43 funds opening new positions, 52 increasing their positions, 76 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
204
Holders Change
+31
Holders Change %
+17.92%
% of All Funds
4.03%
Holding in Top 10
8
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+33.33%
% of All Funds
0.16%
New
43
Increased
52
Reduced
76
Closed
9
Calls
–
Puts
$534K
Net Calls
-$534K
Net Calls Change
-$534K

Top Buyers

1
TLP
Trinity Legacy Partners
Texas
+$22.2M
2
Truist Financial
Truist Financial
North Carolina
+$9.83M
3
WWM
Western Wealth Management
Colorado
+$9.11M
4
PFS
Prospera Financial Services
Texas
+$6.19M
5
IAA
Independent Advisor Alliance
North Carolina
+$5.07M

Top Sellers

1
Morgan Stanley
Morgan Stanley
New York
-$6.66M
2
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
-$5.62M
3
Bank of America
Bank of America
North Carolina
-$4M
4
CI
CX Institutional
Indiana
-$2.74M
5
OC
Oppenheimer & Co
New York
-$2.43M
Name Holding Trade Value Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$265M -$6.66M -211,119 -2%
Wells Fargo
2
Wells Fargo
California
$146M +$4.48M +141,883 +3%
PFS
3
Prospera Financial Services
Texas
$131M +$6.19M +196,242 +5%
LPL Financial
4
LPL Financial
California
$90.3M -$1.3M -41,149 -1%
Bank of America
5
Bank of America
North Carolina
$69.9M -$4M -126,774 -5%
UBS Group
6
UBS Group
Switzerland
$61.3M -$1.91M -60,663 -3%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$52.6M +$784K +24,847 +2%
RJA
8
Raymond James & Associates
Florida
$50.5M +$1.78M +56,476 +4%
AG
9
Advisor Group
Arizona
$43.9M +$501K +15,860 +1%
CAN
10
Cetera Advisor Networks
California
$42.4M -$83.3K -2,641 -0.2%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$34.6M -$2.43M -77,063 -7%
Cambridge Investment Research Advisors
12
Cambridge Investment Research Advisors
Iowa
$33.4M -$5.62M -178,223 -14%
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$30.1M -$326K -10,345 -1%
MML Investors Services
14
MML Investors Services
Massachusetts
$26.6M -$856K -27,122 -3%
SG
15
Strid Group
Pennsylvania
$25.4M -$726K -22,988 -3%
TLP
16
Trinity Legacy Partners
Texas
$25.2M +$22.2M +1,101,815 +749%
JPMorgan Chase & Co
17
JPMorgan Chase & Co
New York
$21.3M +$4.13M +130,862 +24%
Stifel Financial
18
Stifel Financial
Missouri
$20.7M +$1.69M +53,694 +9%
Janney Montgomery Scott
19
Janney Montgomery Scott
Pennsylvania
$15.3M -$975K -30,901 -6%
PAG
20
Private Advisor Group
New Jersey
$14.5M +$582K +18,438 +4%
DADC
21
D.A. Davidson & Co
Montana
$11.9M -$160K -5,064 -1%
Carson Wealth (CWM LLC)
22
Carson Wealth (CWM LLC)
Nebraska
$10.9M – – –
Truist Financial
23
Truist Financial
North Carolina
$9.83M +$9.83M +311,450 New
LTFS
24
Ladenburg Thalmann Financial Services
Florida
$9.81M -$829K -26,222 -8%
WWM
25
Western Wealth Management
Colorado
$9.69M +$9.11M +299,305 +1,555%
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