Baker Avenue Asset Management’s First Trust Dorsey Wright Focus 5 ETF FV Stock Holding History

Baker Avenue Asset Management’s Portfolio FV Stock Details FV Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-16,660	Closed	-$391K	–	189
2015 Q4	$391K	Sell	16,660 -11,480	-41%	-$266K	0.06%	137
2015 Q3	$617K	Sell	28,140 -177,205	-86%	-$4.27M	0.11%	107
2015 Q2	$5.02M	Buy	205,345 +2,572	+1%	+$62.4K	0.67%	31
2015 Q1	$4.87M	Buy	202,773 +1,390	+0.7%	+$32.2K	0.65%	36
2014 Q4	$4.44M	Buy	+201,383	New	+$4.27M	0.61%	37

Other funds holding FV

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

SWP

Stratos Wealth Partners Beachwood, Ohio $8.8B AUM 21.82% 1-Year Est. Return

Baker Avenue Asset Management's FV Position: Q1 2016 in Review

Baker Avenue Asset Management sold out of First Trust Dorsey Wright Focus 5 ETF (FV) in Q1 2016, closing a stake of 16,660 shares — an estimated $391K sold.

Baker Avenue Asset Management first reported a position in FV in Q4 2014 and held it in 5 quarters. The position peaked at $5.02M in Q2 2015. 125 funds tracked by Wall St. Rank hold FV as of Q1 2016.

Baker Avenue Asset Management reported no remaining First Trust Dorsey Wright Focus 5 ETF position as of Q1 2016 after selling out during the quarter.
Baker Avenue Asset Management sold 16,660 First Trust Dorsey Wright Focus 5 ETF shares in Q1 2016, an estimated $391K.
Baker Avenue Asset Management first reported a position in First Trust Dorsey Wright Focus 5 ETF in Q4 2014 and held it in 5 quarters.
Baker Avenue Asset Management's First Trust Dorsey Wright Focus 5 ETF position peaked at $5.02M in Q2 2015.
125 funds tracked by Wall St. Rank held First Trust Dorsey Wright Focus 5 ETF as of Q1 2016.

Based on Baker Avenue Asset Management's 13F filing for Q1 2016, filed 13 May 2016.