Tompkins Financial’s First Trust Dorsey Wright Focus 5 ETF FV Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q1	–	Sell	-58	Closed	-$2K	–	426
2019 Q4	$2K	Sell	58 -20	-26%	-$607	﹤0.01%	385
2019 Q3	$2K	Hold	78	–	–	﹤0.01%	341
2019 Q2	$2K	Hold	78	–	–	﹤0.01%	344
2019 Q1	$2K	Sell	78 -1,133	-94%	-$32.5K	﹤0.01%	383
2018 Q4	$31K	Hold	1,211	–	–	0.01%	265
2018 Q3	$37K	Hold	1,211	–	–	0.01%	269
2018 Q2	$36K	Sell	1,211 -1,483	-55%	-$43.9K	0.01%	278
2018 Q1	$77K	Sell	2,694 -627	-19%	-$18.3K	0.02%	213
2017 Q4	$92K	Sell	3,321 -1,964	-37%	-$53.2K	0.02%	187
2017 Q3	$138K	Sell	5,285 -1,310	-20%	-$33.3K	0.03%	174
2017 Q2	$163K	Sell	6,595 -3,720	-36%	-$91.4K	0.04%	164
2017 Q1	$247K	Sell	10,315 -562,579	-98%	-$13.5M	0.06%	143
2016 Q4	$13.3M	Sell	572,894 -3,146	-0.5%	-$71.8K	3.47%	6
2016 Q3	$13.2M	Buy	576,040 +9,380	+2%	+$214K	3.78%	5
2016 Q2	$12.7M	Buy	566,660 +3,465	+0.6%	+$75.8K	3.75%	5
2016 Q1	$12.2M	Buy	563,195 +11,113	+2%	+$232K	3.85%	5
2015 Q4	$13M	Sell	552,082 -8,984	-2%	-$208K	4.13%	4
2015 Q3	$12.3M	Sell	561,066 -4,752	-0.8%	-$114K	3.98%	4
2015 Q2	$13.8M	Buy	565,818 +558,946	+8,134%	+$13.6M	3.76%	5
2015 Q1	$165K	Buy	+6,872	New	+$159K	0.04%	171