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SGI

Swan Global Investments Portfolio holdings

AUM $3B
1-Year Est. Return 15.66%
This Fund
S&P 500
This Quarter Est. Return
-0.21%
1 Year Est. Return
+15.66%
3 Year Est. Return
+53.91%
5 Year Est. Return
+58.85%
10 Year Est. Return
+181.54%
AUM
$4.69B
AUM Growth
+$682M
Cap. Flow
+$467M
Cap. Flow %
9.96%
Top 10 Hldgs %
92.74%
Holding
27
New
–
Increased
7
Reduced
15
Closed
1

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$1.68M
2
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$500K
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$392K
4
GLD icon
SPDR Gold Trust
GLD
+$385K
5
QQQ icon
Invesco QQQ Trust
QQQ
+$368

Top Sells

Rank Stock Value
1
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$22.3M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$17M
3
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$9.62M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$9.5M
5
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$9.09M

Sector Composition

Rank Sector Weight
1 Communication Services 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$790B
$1.88B 40.19%
4,862,200
-276,100
-5% -$122M
SPY icon
2
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$790B
$994M 21.22%
2,197,700
+1,681,200
+325% +$742M
SPY icon
3
State Street SPDR S&P 500 ETF Trust
SPY
$790B
$430M 9.17%
1,001,677
-38,462
-4% -$17M
XLK icon
4
State Street Technology Select Sector SPDR ETF
XLK
$115B
$318M 6.79%
4,264,646
-289,222
-6% -$22.3M
XLV icon
5
State Street Health Care Select Sector SPDR ETF
XLV
$41.9B
$152M 3.24%
1,192,571
-72,793
-6% -$9.62M
XLY icon
6
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$22.6B
$142M 3.02%
1,577,910
-104,598
-6% -$9.5M
XLF icon
7
State Street Financial Select Sector SPDR ETF
XLF
$56.7B
$133M 2.84%
3,541,811
-243,036
-6% -$9.09M
XLC icon
8
State Street Communication Services Select Sector SPDR ETF
XLC
$22.3B
$129M 2.76%
1,615,208
-71,942
-4% -$5.96M
XLI icon
9
State Street Industrial Select Sector SPDR ETF
XLI
$32.8B
$93.2M 1.99%
952,480
-62,622
-6% -$6.43M
OEF icon
10
PUT
iShares S&P 100 ETF
OEF
$20.1B
$70.9M 1.51%
1,142,400
-150,900
-12% -$30.6M
XLP icon
11
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.2B
$66.6M 1.42%
968,059
-63,790
-6% -$4.55M
IWM icon
12
iShares Russell 2000 ETF
IWM
$79.8B
$45.5M 0.97%
207,800
+7,600
+4% +$1.68M
EFA icon
13
iShares MSCI EAFE ETF
EFA
$78B
$34.8M 0.74%
446,346
+4,900
+1% +$392K
XLE icon
14
State Street Energy Select Sector SPDR ETF
XLE
$39.6B
$31.5M 0.67%
1,209,546
-79,754
-6% -$1.98M
XLRE icon
15
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.55B
$29.5M 0.63%
664,343
-43,851
-6% -$2.04M
XLB icon
16
State Street Materials Select Sector SPDR ETF
XLB
$8.5B
$28.8M 0.61%
728,278
-48,194
-6% -$2M
XLU icon
17
State Street Utilities Select Sector SPDR ETF
XLU
$22.8B
$28.2M 0.6%
883,470
-58,032
-6% -$1.94M
IEMG icon
18
iShares Core MSCI Emerging Markets ETF
IEMG
$150B
$27.7M 0.59%
448,200
– –
OEF icon
19
CALL
iShares S&P 100 ETF
OEF
$20.1B
$15.6M 0.33%
281,000
-162,700
-37% -$33M
GLD icon
20
PUT
SPDR Gold Trust
GLD
$131B
$8.87M 0.19%
52,600
+2,300
+5% +$385K
GLD icon
21
SPDR Gold Trust
GLD
$131B
$8.64M 0.18%
52,600
+2,300
+5% +$385K
EEM icon
22
iShares MSCI Emerging Markets ETF
EEM
$28.8B
$6.88M 0.15%
136,650
+9,600
+8% +$500K
GLD icon
23
CALL
SPDR Gold Trust
GLD
$131B
$4.48M 0.1%
23,600
– –
TLT icon
24
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
$2.68M 0.06%
18,600
– –
QQQ icon
25
Invesco QQQ Trust
QQQ
$453B
$331K 0.01%
1,133
+1
+0.1% +$368
1
2

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Swan Global Investments's Q3 2021 Portfolio in Review

As of Q3 2021, Swan Global Investments held 27 positions worth $4.69B, up 17% from $4B the previous quarter. Its ten largest holdings account for 93% of the portfolio.

Swan Global Investments deployed $467M of net new capital in Q3 2021, adding to 7 existing holdings.

By sector, the portfolio is most concentrated in Communication Services at 0% of assets, down from 0.01% a quarter earlier.

On the sell side, the largest reduction was State Street Technology Select Sector SPDR ETF, an estimated $22.3M trimmed.

  • Swan Global Investments added most to iShares Russell 2000 ETF in Q3 2021, an estimated $1.68M increase.
  • Swan Global Investments's biggest Q3 2021 reduction was State Street Technology Select Sector SPDR ETF, cutting an estimated $22.3M.
  • Swan Global Investments fully exited Twitter, Inc. in Q3 2021, selling an estimated $307K.
  • Swan Global Investments's ten largest holdings make up 93% of its $4.69B portfolio in Q3 2021.
  • Swan Global Investments opened 0 new positions and closed 1 in Q3 2021.
  • Swan Global Investments's portfolio value rose 17% quarter-over-quarter to $4.69B.

Based on Swan Global Investments's 13F filing for Q3 2021, filed 12 Nov 2021.