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SGI

Swan Global Investments Portfolio holdings

AUM $3.39B
1-Year Est. Return 20.1%
This Fund
S&P 500
This Quarter Est. Return
-2.33%
1 Year Est. Return
+20.1%
3 Year Est. Return
+62.52%
5 Year Est. Return
+67.7%
10 Year Est. Return
+211.25%
AUM
$4.37B
AUM Growth
-$154M
Cap. Flow
+$28.3M
Cap. Flow %
0.65%
Top 10 Hldgs %
93.54%
Holding
24
New
–
Increased
12
Reduced
8
Closed
1

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$8.34M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$8.32M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$6.34M
4
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$6.05M
5
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$3.47M

Top Sells

Rank Stock Value
1
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$6.25M
2
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$2.88M
3
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$2.82M
4
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$2.05M
5
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$553K

Sector Composition

Rank Sector Weight
1 Miscellaneous 99.98%
2 Communication Services 0.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
State Street SPDR S&P 500 ETF Trust
SPY
$795B
$588M 13.44%
2,261,442
+30,478
+1% +$8.32M
XLY icon
2
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21B
$413M 9.45%
8,275,152
-119,870
-1% -$6.25M
XLK icon
3
State Street Technology Select Sector SPDR ETF
XLK
$120B
$411M 9.41%
12,828,108
-60,948
-0.5% -$2.05M
XLV icon
4
State Street Health Care Select Sector SPDR ETF
XLV
$43.5B
$401M 9.17%
4,964,346
-6,486
-0.1% -$553K
XLI icon
5
State Street Industrial Select Sector SPDR ETF
XLI
$30.6B
$400M 9.14%
5,459,289
-37,428
-0.7% -$2.88M
XLU icon
6
State Street Utilities Select Sector SPDR ETF
XLU
$21.5B
$399M 9.12%
15,866,206
+242,474
+2% +$6.05M
XLB icon
7
State Street Materials Select Sector SPDR ETF
XLB
$8.33B
$383M 8.76%
13,716,596
+6,238
+0% +$189K
XLP icon
8
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.3B
$382M 8.74%
7,309,159
+31,160
+0.4% +$1.72M
XLE icon
9
State Street Energy Select Sector SPDR ETF
XLE
$42B
$381M 8.72%
11,546,974
+88,816
+0.8% +$3.14M
XLF icon
10
State Street Financial Select Sector SPDR ETF
XLF
$53.5B
$332M 7.59%
12,203,679
-97,878
-0.8% -$2.82M
XLRE icon
11
State Street Real Estate Select Sector SPDR ETF
XLRE
$7.95B
$68M 1.55%
2,186,146
+24,170
+1% +$750K
EFA icon
12
iShares MSCI EAFE ETF
EFA
$77.6B
$67.9M 1.55%
983,400
+88,900
+10% +$6.34M
IWM icon
13
iShares Russell 2000 ETF
IWM
$76.5B
$62.4M 1.43%
415,000
+54,000
+15% +$8.34M
EEM icon
14
iShares MSCI Emerging Markets ETF
EEM
$30.5B
$46.8M 1.07%
990,552
+70,800
+8% +$3.47M
IEMG icon
15
iShares Core MSCI Emerging Markets ETF
IEMG
$158B
$9.07M 0.21%
158,637
+34,442
+28% +$2.04M
IEI icon
16
iShares 3-7 Year Treasury Bond ETF
IEI
$17.2B
$5.85M 0.13%
48,539
– –
SHY icon
17
iShares 1-3 Year Treasury Bond ETF
SHY
$26B
$5.8M 0.13%
69,406
– –
GLD icon
18
SPDR Gold Trust
GLD
$144B
$5.42M 0.12%
43,100
+17,300
+67% +$2.18M
QQQ icon
19
Invesco QQQ Trust
QQQ
$474B
$4.59M 0.11%
29,200
-1,600
-5% -$264K
TLT icon
20
iShares 20+ Year Treasury Bond ETF
TLT
$46.5B
$2.46M 0.06%
20,300
+7,700
+61% +$930K
OEF icon
21
PUT
iShares S&P 100 ETF
OEF
$20B
$2.02M 0.05%
4,978
-1,123
-18% -$136K
SPY icon
22
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$795B
$1.65M 0.04%
30,511
-12,094
-28% -$3.3M
TWTR
23
DELISTED
Twitter, Inc.
TWTR
$740K 0.02%
26,000
– –
FV icon
24
First Trust Dorsey Wright Focus 5 ETF
FV
$3.72B
– –
-10,975
Closed -$305K

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Swan Global Investments's Q1 2018 Portfolio in Review

As of Q1 2018, Swan Global Investments held 24 positions worth $4.37B, down 3.4% from $4.53B the previous quarter. Its ten largest holdings account for 94% of the portfolio.

Trading was light in Q1 2018: portfolio turnover was 4.2%. Swan Global Investments opened no new positions and exited 1, leaving the 24-position portfolio largely intact.

By sector, the portfolio is most concentrated in Miscellaneous at 100% of assets, down from 100% a quarter earlier, followed by Communication Services.

  • Swan Global Investments added most to iShares Russell 2000 ETF in Q1 2018, an estimated $8.34M increase.
  • Swan Global Investments's biggest Q1 2018 reduction was State Street Consumer Discretionary Select Sector SPDR ETF, cutting an estimated $6.25M.
  • Swan Global Investments fully exited First Trust Dorsey Wright Focus 5 ETF in Q1 2018, selling an estimated $305K.
  • Swan Global Investments's ten largest holdings make up 94% of its $4.37B portfolio in Q1 2018.
  • Swan Global Investments opened 0 new positions and closed 1 in Q1 2018.
  • Swan Global Investments's portfolio value fell 3.4% quarter-over-quarter to $4.37B.

Based on Swan Global Investments's 13F filing for Q1 2018, filed 10 May 2018.