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SGI

Swan Global Investments Portfolio holdings

AUM $3B
1-Year Est. Return 15.66%
This Fund
S&P 500
This Quarter Est. Return
+12.45%
1 Year Est. Return
+15.66%
3 Year Est. Return
+53.91%
5 Year Est. Return
+58.85%
10 Year Est. Return
+181.54%
AUM
$2.61B
AUM Growth
-$821M
Cap. Flow
-$1.47B
Cap. Flow %
-56.21%
Top 10 Hldgs %
87.41%
Holding
28
New
1
Increased
3
Reduced
18
Closed
2

Top Buys

Rank Stock Value
1
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$44.4M
2
XLRE icon
State Street Real Estate Select Sector SPDR ETF
XLRE
+$810K

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$68.6M
2
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$61.8M
3
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$53.4M
4
XLC icon
State Street Communication Services Select Sector SPDR ETF
XLC
+$39.2M
5
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$33.5M

Sector Composition

Rank Sector Weight
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$806B
$665M 25.46%
1,848,100
-2,482,700
-57% -$881M
SPY icon
2
State Street SPDR S&P 500 ETF Trust
SPY
$806B
$395M 15.14%
1,057,227
-193,299
-15% -$68.6M
XLK icon
3
State Street Technology Select Sector SPDR ETF
XLK
$117B
$337M 12.91%
5,182,586
+729,154
+16% +$44.4M
XLV icon
4
State Street Health Care Select Sector SPDR ETF
XLV
$41.8B
$175M 6.7%
1,541,611
-194,240
-11% -$21.2M
XLY icon
5
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$22.9B
$163M 6.25%
2,028,892
-259,590
-11% -$20M
XLC icon
6
State Street Communication Services Select Sector SPDR ETF
XLC
$22.4B
$143M 5.47%
2,117,635
-616,734
-23% -$39.2M
XLF icon
7
State Street Financial Select Sector SPDR ETF
XLF
$58B
$137M 5.25%
4,652,403
-277,452
-6% -$7.42M
XLI icon
8
State Street Industrial Select Sector SPDR ETF
XLI
$33.3B
$111M 4.26%
1,255,684
-397,768
-24% -$33.5M
XLP icon
9
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.8B
$86.8M 3.33%
1,287,565
-486,715
-27% -$32.2M
OEF icon
10
PUT
iShares S&P 100 ETF
OEF
$20.1B
$68.7M 2.63%
1,163,000
-1,481,800
-56% -$242M
XLB icon
11
State Street Materials Select Sector SPDR ETF
XLB
$8.36B
$47.8M 1.83%
1,319,980
-1,804,678
-58% -$61.8M
XLU icon
12
State Street Utilities Select Sector SPDR ETF
XLU
$22.9B
$43.5M 1.66%
1,386,246
-1,042,336
-43% -$33M
XLE icon
13
State Street Energy Select Sector SPDR ETF
XLE
$38.5B
$40.4M 1.55%
2,129,932
-3,100,308
-59% -$53.4M
IWM icon
14
iShares Russell 2000 ETF
IWM
$81.5B
$36.9M 1.41%
188,200
-56,400
-23% -$9.87M
EFA icon
15
iShares MSCI EAFE ETF
EFA
$78.4B
$32.5M 1.25%
445,600
-122,200
-22% -$8.36M
XLRE icon
16
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.63B
$31.9M 1.22%
871,989
+22,321
+3% +$810K
SPY icon
17
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$806B
$29.1M 1.11%
72,500
+31,100
+75% +$11M
IEMG icon
18
iShares Core MSCI Emerging Markets ETF
IEMG
$152B
$27.1M 1.04%
436,300
-66,000
-13% -$3.8M
GLD icon
19
SPDR Gold Trust
GLD
$131B
$9.52M 0.36%
53,400
– –
GLD icon
20
PUT
SPDR Gold Trust
GLD
$131B
$8.96M 0.34%
53,400
– –
EEM icon
21
iShares MSCI Emerging Markets ETF
EEM
$28.9B
$8.77M 0.34%
169,750
-75,200
-31% -$3.62M
OEF icon
22
CALL
iShares S&P 100 ETF
OEF
$20.1B
$6.82M 0.26%
136,300
-30,600
-18% -$5M
TLT icon
23
iShares 20+ Year Treasury Bond ETF
TLT
$41.4B
$2.75M 0.11%
17,400
– –
GLD icon
24
CALL
SPDR Gold Trust
GLD
$131B
$2.3M 0.09%
+12,100
New +$2.13M
XLF icon
25
PUT
State Street Financial Select Sector SPDR ETF
XLF
$58B
$324K 0.01%
18,000
– –
1
2

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Swan Global Investments's Q4 2020 Portfolio in Review

As of Q4 2020, Swan Global Investments held 28 positions worth $2.61B, down 24% from $3.43B the previous quarter. Its ten largest holdings account for 87% of the portfolio.

Swan Global Investments withdrew a net $1.47B in Q4 2020, closing 2 positions and reducing 18 holdings. Its largest reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $68.6M.

Against the trend, Swan Global Investments added an estimated $44.4M to State Street Technology Select Sector SPDR ETF.

  • Swan Global Investments added most to State Street Technology Select Sector SPDR ETF in Q4 2020, an estimated $44.4M increase.
  • Swan Global Investments's biggest Q4 2020 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $68.6M.
  • Swan Global Investments's ten largest holdings make up 87% of its $2.61B portfolio in Q4 2020.
  • Swan Global Investments opened 1 new position and closed 2 in Q4 2020.
  • Swan Global Investments's portfolio value fell 24% quarter-over-quarter to $2.61B.

Based on Swan Global Investments's 13F filing for Q4 2020, filed 9 Feb 2021.