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SGI

Swan Global Investments Portfolio holdings

AUM $3.39B
1-Year Est. Return 20.1%
This Fund
S&P 500
This Quarter Est. Return
+4.8%
1 Year Est. Return
+20.1%
3 Year Est. Return
+62.52%
5 Year Est. Return
+67.7%
10 Year Est. Return
+211.25%
AUM
$4.52B
AUM Growth
+$108M
Cap. Flow
-$117M
Cap. Flow %
-2.59%
Top 10 Hldgs %
85.31%
Holding
25
New
2
Increased
7
Reduced
13
Closed
1

Top Buys

Rank Stock Value
1
XLC icon
State Street Communication Services Select Sector SPDR ETF
XLC
+$363M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$26.2M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$25.1M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$22.8M
5
XLRE icon
State Street Real Estate Select Sector SPDR ETF
XLRE
+$669K

Top Sells

Rank Stock Value
1
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$100M
2
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$90.6M
3
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$89.1M
4
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$59.5M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$51.1M

Sector Composition

Rank Sector Weight
1 Miscellaneous 99.98%
2 Communication Services 0.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
State Street SPDR S&P 500 ETF Trust
SPY
$799B
$602M 13.34%
2,071,929
-63,272
-3% -$18M
XLK icon
2
State Street Technology Select Sector SPDR ETF
XLK
$119B
$364M 8.07%
9,705,966
-2,734,136
-22% -$100M
XLV icon
3
State Street Health Care Select Sector SPDR ETF
XLV
$43.5B
$362M 8.02%
3,816,211
-1,002,748
-21% -$90.6M
XLY icon
4
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.1B
$362M 8.01%
6,168,068
-1,563,892
-20% -$89.1M
XLC icon
5
State Street Communication Services Select Sector SPDR ETF
XLC
$23.1B
$361M 8.01%
+7,350,243
New +$363M
XLI icon
6
State Street Industrial Select Sector SPDR ETF
XLI
$30.6B
$361M 8%
4,605,673
-780,811
-14% -$59.5M
XLE icon
7
State Street Energy Select Sector SPDR ETF
XLE
$43.3B
$361M 7.99%
9,505,884
-1,114,264
-10% -$41.8M
XLP icon
8
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.4B
$360M 7.98%
6,692,939
-951,642
-12% -$51.1M
XLB icon
9
State Street Materials Select Sector SPDR ETF
XLB
$8.39B
$360M 7.97%
12,341,280
-810,258
-6% -$23.9M
XLU icon
10
State Street Utilities Select Sector SPDR ETF
XLU
$21.5B
$358M 7.93%
13,803,028
-739,378
-5% -$19.6M
XLF icon
11
State Street Financial Select Sector SPDR ETF
XLF
$54.4B
$291M 6.45%
10,444,152
-1,426,997
-12% -$39.9M
IWM icon
12
iShares Russell 2000 ETF
IWM
$76.9B
$98.8M 2.19%
588,000
+155,000
+36% +$26.2M
EFA icon
13
iShares MSCI EAFE ETF
EFA
$77.9B
$93.2M 2.06%
1,360,000
+372,000
+38% +$25.1M
XLRE icon
14
State Street Real Estate Select Sector SPDR ETF
XLRE
$8B
$68.3M 1.51%
2,121,938
+20,177
+1% +$669K
IEMG icon
15
iShares Core MSCI Emerging Markets ETF
IEMG
$158B
$31.8M 0.7%
610,760
+437,423
+252% +$22.8M
EEM icon
16
iShares MSCI Emerging Markets ETF
EEM
$30.6B
$30.5M 0.68%
706,101
-332,051
-32% -$14.3M
SPY icon
17
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$799B
$18.7M 0.41%
62,018
+18,702
+43% +$5.33M
OEF icon
18
PUT
iShares S&P 100 ETF
OEF
$20.1B
$11.3M 0.25%
23,695
+19,100
+416% +$2.42M
QQQ icon
19
Invesco QQQ Trust
QQQ
$474B
$5.85M 0.13%
31,500
+900
+3% +$163K
IEI icon
20
iShares 3-7 Year Treasury Bond ETF
IEI
$17.3B
$4.56M 0.1%
38,279
-7,603
-17% -$909K
SHY icon
21
iShares 1-3 Year Treasury Bond ETF
SHY
$26B
$4.54M 0.1%
54,717
-10,867
-17% -$904K
TLT icon
22
iShares 20+ Year Treasury Bond ETF
TLT
$46.4B
$2.39M 0.05%
20,300
– –
GLD icon
23
PUT
SPDR Gold Trust
GLD
$145B
$1.65M 0.04%
+3,329
New +$382K
TWTR
24
DELISTED
Twitter, Inc.
TWTR
$765K 0.02%
26,000
– –
GLD icon
25
SPDR Gold Trust
GLD
$145B
– –
-43,100
Closed -$4.94M

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Swan Global Investments's Q3 2018 Portfolio in Review

As of Q3 2018, Swan Global Investments held 25 positions worth $4.52B, up 2.4% from $4.41B the previous quarter. Its ten largest holdings account for 85% of the portfolio.

Swan Global Investments's Q3 2018 filing shows 2 new, 7 increased, 13 reduced and 1 closed positions. Its largest new stake was State Street Communication Services Select Sector SPDR ETF: 7,350,243 shares worth $361M. The largest sale was State Street Technology Select Sector SPDR ETF, an estimated $100M.

By sector, the portfolio is most concentrated in Miscellaneous at 100% of assets, up from 100% a quarter earlier, followed by Communication Services.

  • Swan Global Investments's largest Q3 2018 buy was State Street Communication Services Select Sector SPDR ETF: 7,350,243 shares worth $361M.
  • Swan Global Investments added most to iShares Russell 2000 ETF in Q3 2018, an estimated $26.2M increase.
  • Swan Global Investments's biggest Q3 2018 reduction was State Street Technology Select Sector SPDR ETF, cutting an estimated $100M.
  • Swan Global Investments fully exited SPDR Gold Trust in Q3 2018, selling an estimated $4.94M.
  • Swan Global Investments's ten largest holdings make up 85% of its $4.52B portfolio in Q3 2018.
  • Swan Global Investments opened 2 new positions and closed 1 in Q3 2018.
  • Swan Global Investments's portfolio value rose 2.4% quarter-over-quarter to $4.52B.

Based on Swan Global Investments's 13F filing for Q3 2018, filed 14 Nov 2018.