We are live on ! Find out more
SGI

Swan Global Investments Portfolio holdings

AUM $3B
1-Year Est. Return 15.66%
This Fund
S&P 500
This Quarter Est. Return
+5.04%
1 Year Est. Return
+15.66%
3 Year Est. Return
+53.91%
5 Year Est. Return
+58.85%
10 Year Est. Return
+181.54%
AUM
$3.62B
AUM Growth
+$515M
Cap. Flow
+$369M
Cap. Flow %
10.19%
Top 10 Hldgs %
96.16%
Holding
25
New
2
Increased
17
Reduced
–
Closed
4

Top Buys

Rank Stock Value
1
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$50.8M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$41.7M
3
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$41.6M
4
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$39.2M
5
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$37.7M

Top Sells

Rank Stock Value
1
BOND icon
PIMCO Active Bond Exchange-Traded Fund
BOND
+$18.7M
2
TOTL icon
State Street DoubleLine Total Return Tactical ETF
TOTL
+$14.8M
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.42M
4
TLH icon
iShares 10-20 Year Treasury Bond ETF
TLH
+$3.42M

Sector Composition

Rank Sector Weight
1 Communication Services 0.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
State Street SPDR S&P 500 ETF Trust
SPY
$784B
$596M 16.46%
2,521,715
+179,619
+8% +$41.7M
XLK icon
2
State Street Technology Select Sector SPDR ETF
XLK
$115B
$337M 9.3%
12,614,242
+1,102,756
+10% +$28.4M
XLV icon
3
State Street Health Care Select Sector SPDR ETF
XLV
$42.2B
$333M 9.21%
4,470,912
+517,813
+13% +$37.7M
XLU icon
4
State Street Utilities Select Sector SPDR ETF
XLU
$23B
$333M 9.18%
13,012,452
+1,667,462
+15% +$41.6M
XLY icon
5
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.9B
$330M 9.12%
7,509,870
+791,196
+12% +$33.9M
XLP icon
6
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.3B
$329M 9.09%
6,009,602
+729,764
+14% +$39.2M
XLI icon
7
State Street Industrial Select Sector SPDR ETF
XLI
$32.5B
$328M 9.07%
5,025,831
+569,118
+13% +$36.8M
XLB icon
8
State Street Materials Select Sector SPDR ETF
XLB
$8.71B
$322M 8.88%
12,270,254
+1,196,020
+11% +$31.1M
XLE icon
9
State Street Energy Select Sector SPDR ETF
XLE
$39.2B
$308M 8.51%
8,789,674
+1,404,634
+19% +$50.8M
XLF icon
10
State Street Financial Select Sector SPDR ETF
XLF
$56.8B
$266M 7.35%
11,114,301
+1,244,153
+13% +$29.8M
EFA icon
11
iShares MSCI EAFE ETF
EFA
$78.5B
$40.4M 1.12%
648,100
+117,700
+22% +$7.12M
IWM icon
12
iShares Russell 2000 ETF
IWM
$80.2B
$37.9M 1.05%
276,000
+68,572
+33% +$9.37M
EEM icon
13
iShares MSCI Emerging Markets ETF
EEM
$28.6B
$33.7M 0.93%
848,661
+145,200
+21% +$5.51M
GLD icon
14
SPDR Gold Trust
GLD
$133B
$7.13M 0.2%
60,200
+48,300
+406% +$5.61M
IEI icon
15
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
$5.46M 0.15%
44,436
+15,982
+56% +$1.96M
VWO icon
16
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$4.99M 0.14%
+124,700
New +$4.81M
QQQ icon
17
Invesco QQQ Trust
QQQ
$450B
$3.59M 0.1%
27,100
+3,100
+13% +$396K
TLT icon
18
iShares 20+ Year Treasury Bond ETF
TLT
$42.4B
$3.52M 0.1%
+29,200
New +$3.5M
TWTR
19
DELISTED
Twitter, Inc.
TWTR
$1.49M 0.04%
100,000
– –
OEF icon
20
PUT
iShares S&P 100 ETF
OEF
$19.9B
$500K 0.01%
2,662
+112
+4% +$11.6K
FV icon
21
First Trust Dorsey Wright Focus 5 ETF
FV
$3.63B
$265K 0.01%
10,975
– –
BOND icon
22
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.4B
– –
-180,412
Closed -$18.7M
IEF icon
23
iShares 7-10 Year Treasury Bond ETF
IEF
$47.2B
– –
-32,756
Closed -$3.42M
TLH icon
24
iShares 10-20 Year Treasury Bond ETF
TLH
$11B
– –
-25,796
Closed -$3.42M
TOTL icon
25
State Street DoubleLine Total Return Tactical ETF
TOTL
$4.1B
– –
-305,400
Closed -$14.8M

Similar funds

SP
SurgoCap Partners New York $2.99B AUM 39.34% 1-Year Est. Return
B
Braidwell Stamford, Connecticut $3B AUM 46.72% 1-Year Est. Return
NC
NZS Capital Denver, Colorado $3B AUM 21.29% 1-Year Est. Return
DIG
Dragoneer Investment Group San Francisco, California $3B AUM 6.95% 1-Year Est. Return
PHAM
Pacific Heights Asset Management San Francisco, California $2.99B AUM 52.5% 1-Year Est. Return
PCM
Palisade Capital Management Fort Lee, New Jersey $3B AUM 14% 1-Year Est. Return
SSM
Sound Shore Management Greenwich, Connecticut $2.98B AUM 22.67% 1-Year Est. Return
ROTUOC
Regents of the University of California Oakland, California $3.01B AUM 11.91% 1-Year Est. Return

Swan Global Investments's Q1 2017 Portfolio in Review

As of Q1 2017, Swan Global Investments held 25 positions worth $3.62B, up 17% from $3.11B the previous quarter. Its ten largest holdings account for 96% of the portfolio.

Swan Global Investments deployed $369M of net new capital in Q1 2017, opening 2 new positions and adding to 17 existing holdings. Its largest new stake was Vanguard FTSE Emerging Markets ETF: 124,700 shares worth $4.99M.

By sector, the portfolio is most concentrated in Communication Services at 0.04% of assets, down from 0.05% a quarter earlier.

On the sell side, the most notable exit was PIMCO Active Bond Exchange-Traded Fund, an estimated $18.7M sold.

  • Swan Global Investments's largest Q1 2017 buy was Vanguard FTSE Emerging Markets ETF: 124,700 shares worth $4.99M.
  • Swan Global Investments added most to State Street Energy Select Sector SPDR ETF in Q1 2017, an estimated $50.8M increase.
  • Swan Global Investments fully exited PIMCO Active Bond Exchange-Traded Fund in Q1 2017, selling an estimated $18.7M.
  • Swan Global Investments's ten largest holdings make up 96% of its $3.62B portfolio in Q1 2017.
  • Swan Global Investments opened 2 new positions and closed 4 in Q1 2017.
  • Swan Global Investments's portfolio value rose 17% quarter-over-quarter to $3.62B.

Based on Swan Global Investments's 13F filing for Q1 2017, filed 12 May 2017.