We are live on ! Find out more
SGI

Swan Global Investments Portfolio holdings

AUM $3B
1-Year Est. Return 15.66%
This Fund
S&P 500
This Quarter Est. Return
+12.48%
1 Year Est. Return
+15.66%
3 Year Est. Return
+53.91%
5 Year Est. Return
+58.85%
10 Year Est. Return
+181.54%
AUM
$5.99B
AUM Growth
+$1.19B
Cap. Flow
+$813M
Cap. Flow %
13.58%
Top 10 Hldgs %
86.69%
Holding
34
New
–
Increased
17
Reduced
14
Closed
1

Top Buys

Rank Stock Value
1
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$118M
2
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$115M
3
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$112M
4
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$105M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$71.9M

Top Sells

Rank Stock Value
1
XLC icon
State Street Communication Services Select Sector SPDR ETF
XLC
+$267M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$45.9M
3
IWM icon
iShares Russell 2000 ETF
IWM
+$26.3M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$24.5M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$22.5M

Sector Composition

Rank Sector Weight
1 Communication Services 0.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$771B
$1.55B 25.8%
6,168,700
+2,223,100
+56% +$604M
SPY icon
2
State Street SPDR S&P 500 ETF Trust
SPY
$771B
$545M 9.09%
1,928,802
-169,111
-8% -$45.9M
XLK icon
3
State Street Technology Select Sector SPDR ETF
XLK
$109B
$407M 6.8%
12,268,018
+3,067,728
+33% +$105M
XLY icon
4
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.7B
$406M 6.78%
7,906,830
+2,061,540
+35% +$112M
XLI icon
5
State Street Industrial Select Sector SPDR ETF
XLI
$32.2B
$392M 6.54%
5,265,906
+852,583
+19% +$61.7M
XLV icon
6
State Street Health Care Select Sector SPDR ETF
XLV
$42.9B
$389M 6.5%
4,719,686
+1,310,193
+38% +$118M
XLU icon
7
State Street Utilities Select Sector SPDR ETF
XLU
$23.1B
$387M 6.46%
15,064,284
+4,126,310
+38% +$115M
XLB icon
8
State Street Materials Select Sector SPDR ETF
XLB
$8.72B
$378M 6.31%
13,306,220
+1,802,218
+16% +$48.6M
XLE icon
9
State Street Energy Select Sector SPDR ETF
XLE
$39B
$373M 6.22%
11,084,126
+1,434,714
+15% +$46.1M
XLP icon
10
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.6B
$370M 6.19%
6,983,255
+1,343,637
+24% +$71.9M
XLF icon
11
State Street Financial Select Sector SPDR ETF
XLF
$56.5B
$323M 5.39%
11,809,224
+1,954,400
+20% +$50.4M
OEF icon
12
PUT
iShares S&P 100 ETF
OEF
$19.5B
$122M 2.04%
2,186,700
-654,400
-23% -$78.8M
EFA icon
13
iShares MSCI EAFE ETF
EFA
$76.4B
$68.3M 1.14%
980,600
-357,200
-27% -$22.5M
XLRE icon
14
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.72B
$66M 1.1%
2,083,241
+341,964
+20% +$11.7M
IWM icon
15
iShares Russell 2000 ETF
IWM
$79.1B
$62.8M 1.05%
413,900
-175,100
-30% -$26.3M
EEM icon
16
iShares MSCI Emerging Markets ETF
EEM
$27.5B
$47.9M 0.8%
992,552
+313,739
+46% +$13.2M
XLC icon
17
State Street Communication Services Select Sector SPDR ETF
XLC
$22.5B
$45.9M 0.77%
982,330
-5,862,509
-86% -$267M
IEMG icon
18
iShares Core MSCI Emerging Markets ETF
IEMG
$144B
$9.34M 0.16%
160,037
-483,943
-75% -$24.5M
SPY icon
19
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$771B
$9.28M 0.16%
31,500
+30,200
+2,323% +$8.2M
IEI icon
20
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
$5.86M 0.1%
48,539
+10,260
+27% +$1.25M
SHY icon
21
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$5.8M 0.1%
69,406
+14,689
+27% +$1.23M
GLD icon
22
CALL
SPDR Gold Trust
GLD
$131B
$5.56M 0.09%
43,100
-26,000
-38% -$3.2M
GLD icon
23
SPDR Gold Trust
GLD
$131B
$5.51M 0.09%
43,800
-8,600
-16% -$1.06M
GLD icon
24
PUT
SPDR Gold Trust
GLD
$131B
$5.23M 0.09%
43,100
-8,900
-17% -$1.1M
QQQ icon
25
Invesco QQQ Trust
QQQ
$436B
$4.68M 0.08%
29,200
-2,600
-8% -$441K
1
2

Similar funds

SP
SurgoCap Partners New York $2.99B AUM 39.34% 1-Year Est. Return
B
Braidwell Stamford, Connecticut $3B AUM 46.72% 1-Year Est. Return
NC
NZS Capital Denver, Colorado $3B AUM 21.29% 1-Year Est. Return
DIG
Dragoneer Investment Group San Francisco, California $3B AUM 6.95% 1-Year Est. Return
PHAM
Pacific Heights Asset Management San Francisco, California $2.99B AUM 52.5% 1-Year Est. Return
PCM
Palisade Capital Management Fort Lee, New Jersey $3B AUM 14% 1-Year Est. Return
SSM
Sound Shore Management Greenwich, Connecticut $2.98B AUM 22.67% 1-Year Est. Return
ROTUOC
Regents of the University of California Oakland, California $3.01B AUM 11.91% 1-Year Est. Return

Swan Global Investments's Q1 2019 Portfolio in Review

As of Q1 2019, Swan Global Investments held 34 positions worth $5.99B, up 25% from $4.8B the previous quarter. Its ten largest holdings account for 87% of the portfolio.

Swan Global Investments deployed $813M of net new capital in Q1 2019, adding to 17 existing holdings.

By sector, the portfolio is most concentrated in Communication Services at 0.01% of assets, down from 0.02% a quarter earlier.

On the sell side, the largest reduction was State Street Communication Services Select Sector SPDR ETF, an estimated $267M trimmed.

  • Swan Global Investments added most to State Street Health Care Select Sector SPDR ETF in Q1 2019, an estimated $118M increase.
  • Swan Global Investments's biggest Q1 2019 reduction was State Street Communication Services Select Sector SPDR ETF, cutting an estimated $267M.
  • Swan Global Investments's ten largest holdings make up 87% of its $5.99B portfolio in Q1 2019.
  • Swan Global Investments opened 0 new positions and closed 1 in Q1 2019.
  • Swan Global Investments's portfolio value rose 25% quarter-over-quarter to $5.99B.

Based on Swan Global Investments's 13F filing for Q1 2019, filed 14 May 2019.