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SGI

Swan Global Investments Portfolio holdings

AUM $3B
1-Year Est. Return 15.66%
This Fund
S&P 500
This Quarter Est. Return
-0.06%
1 Year Est. Return
+15.66%
3 Year Est. Return
+53.91%
5 Year Est. Return
+58.85%
10 Year Est. Return
+181.54%
AUM
$1.45B
AUM Growth
+$255M
Cap. Flow
+$225M
Cap. Flow %
15.47%
Top 10 Hldgs %
95.19%
Holding
14
New
2
Increased
11
Reduced
–
Closed
1

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$22.7M
2
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$18.9M
3
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$18.9M
4
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$18.8M
5
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$18.8M

Top Sells

No sells this quarter

Sector Composition

Rank Sector Weight
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
State Street SPDR S&P 500 ETF Trust
SPY
$784B
$334M 23%
1,695,580
+115,000
+7% +$22.7M
XLV icon
2
State Street Health Care Select Sector SPDR ETF
XLV
$42.2B
$127M 8.77%
1,991,985
+295,804
+17% +$18.5M
XLK icon
3
State Street Technology Select Sector SPDR ETF
XLK
$115B
$120M 8.25%
6,003,390
+944,232
+19% +$18.7M
XLF icon
4
State Street Financial Select Sector SPDR ETF
XLF
$56.8B
$119M 8.21%
5,862,523
+927,182
+19% +$18.7M
XLB icon
5
State Street Materials Select Sector SPDR ETF
XLB
$8.71B
$117M 8.08%
4,730,870
+751,796
+19% +$18.8M
XLI icon
6
State Street Industrial Select Sector SPDR ETF
XLI
$32.5B
$117M 8.07%
2,205,515
+350,106
+19% +$18.8M
XLY icon
7
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.9B
$116M 8%
3,485,556
+554,434
+19% +$18.7M
XLP icon
8
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.3B
$112M 7.73%
2,489,696
+419,261
+20% +$18.8M
XLE icon
9
State Street Energy Select Sector SPDR ETF
XLE
$39.2B
$110M 7.55%
2,419,200
+390,608
+19% +$18.9M
XLU icon
10
State Street Utilities Select Sector SPDR ETF
XLU
$23B
$109M 7.53%
5,194,216
+890,704
+21% +$18.9M
SPY icon
11
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$784B
$35.2M 2.42%
33,402
+3,097
+10% +$612K
SPY icon
12
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$784B
– –
-104
Closed -$2.22M

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Swan Global Investments's Q3 2014 Portfolio in Review

As of Q3 2014, Swan Global Investments held 14 positions worth $1.45B, up 21% from $1.2B the previous quarter. Its ten largest holdings account for 95% of the portfolio.

Swan Global Investments deployed $225M of net new capital in Q3 2014, opening 2 new positions and adding to 11 existing holdings.

  • Swan Global Investments added most to State Street SPDR S&P 500 ETF Trust in Q3 2014, an estimated $22.7M increase.
  • Swan Global Investments's ten largest holdings make up 95% of its $1.45B portfolio in Q3 2014.
  • Swan Global Investments opened 2 new positions and closed 1 in Q3 2014.
  • Swan Global Investments's portfolio value rose 21% quarter-over-quarter to $1.45B.

Based on Swan Global Investments's 13F filing for Q3 2014, filed 3 Nov 2014.