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SGI

Swan Global Investments Portfolio holdings

AUM $3B
1-Year Est. Return 15.66%
This Fund
S&P 500
This Quarter Est. Return
+3.1%
1 Year Est. Return
+15.66%
3 Year Est. Return
+53.91%
5 Year Est. Return
+58.85%
10 Year Est. Return
+181.54%
AUM
$3.11B
AUM Growth
+$261M
Cap. Flow
+$138M
Cap. Flow %
4.46%
Top 10 Hldgs %
95.62%
Holding
23
New
1
Increased
18
Reduced
4
Closed
–

Top Buys

Rank Stock Value
1
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$31.9M
2
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$30.3M
3
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$26.4M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$18.7M
5
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$14.2M

Top Sells

Rank Stock Value
1
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$18.4M
2
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$6.45M
3
TWTR
Twitter, Inc.
TWTR
+$917K
4
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$7.99K

Sector Composition

Rank Sector Weight
1 Communication Services 0.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
State Street SPDR S&P 500 ETF Trust
SPY
$784B
$525M 16.92%
2,342,096
+85,724
+4% +$18.7M
XLK icon
2
State Street Technology Select Sector SPDR ETF
XLK
$115B
$281M 9.03%
11,511,486
+553,634
+5% +$13.2M
XLE icon
3
State Street Energy Select Sector SPDR ETF
XLE
$39.2B
$279M 8.98%
7,385,040
-178,260
-2% -$6.45M
XLI icon
4
State Street Industrial Select Sector SPDR ETF
XLI
$32.5B
$278M 8.96%
4,456,713
+18,436
+0.4% +$1.11M
XLU icon
5
State Street Utilities Select Sector SPDR ETF
XLU
$23B
$277M 8.92%
11,344,990
+1,267,726
+13% +$30.3M
XLB icon
6
State Street Materials Select Sector SPDR ETF
XLB
$8.71B
$277M 8.92%
11,074,234
+292,168
+3% +$7.09M
XLY icon
7
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.9B
$276M 8.88%
6,718,674
+351,970
+6% +$14.2M
XLP icon
8
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.3B
$274M 8.83%
5,279,838
+509,063
+11% +$26.4M
XLV icon
9
State Street Health Care Select Sector SPDR ETF
XLV
$42.2B
$274M 8.81%
3,953,099
+458,993
+13% +$31.9M
XLF icon
10
State Street Financial Select Sector SPDR ETF
XLF
$56.8B
$229M 7.37%
9,870,148
-857,856
-8% -$18.4M
EFA icon
11
iShares MSCI EAFE ETF
EFA
$78.5B
$30.5M 0.98%
530,400
+172,000
+48% +$9.92M
IWM icon
12
iShares Russell 2000 ETF
IWM
$80.2B
$28.1M 0.9%
207,428
+31,428
+18% +$4.02M
EEM icon
13
iShares MSCI Emerging Markets ETF
EEM
$28.6B
$24.8M 0.8%
703,461
+99,700
+17% +$3.6M
BOND icon
14
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.4B
$18.7M 0.6%
180,412
+12,956
+8% +$1.36M
TOTL icon
15
State Street DoubleLine Total Return Tactical ETF
TOTL
$4.1B
$14.8M 0.48%
305,400
+21,799
+8% +$1.07M
IEI icon
16
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
$3.48M 0.11%
28,454
+2,343
+9% +$291K
IEF icon
17
iShares 7-10 Year Treasury Bond ETF
IEF
$47.2B
$3.42M 0.11%
32,756
+3,256
+11% +$350K
TLH icon
18
iShares 10-20 Year Treasury Bond ETF
TLH
$11B
$3.42M 0.11%
25,796
+3,044
+13% +$418K
QQQ icon
19
Invesco QQQ Trust
QQQ
$450B
$2.87M 0.09%
24,000
+100
+0.4% +$11.8K
OEF icon
20
PUT
iShares S&P 100 ETF
OEF
$19.9B
$2.71M 0.09%
+2,550
New +$247K
TWTR
21
DELISTED
Twitter, Inc.
TWTR
$1.64M 0.05%
100,000
-50,000
-33% -$917K
GLD icon
22
SPDR Gold Trust
GLD
$133B
$1.31M 0.04%
11,900
+400
+3% +$46.4K
FV icon
23
First Trust Dorsey Wright Focus 5 ETF
FV
$3.63B
$256K 0.01%
10,975
-350
-3% -$7.99K

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Swan Global Investments's Q4 2016 Portfolio in Review

As of Q4 2016, Swan Global Investments held 23 positions worth $3.11B, up 9.2% from $2.85B the previous quarter. Its ten largest holdings account for 96% of the portfolio.

Swan Global Investments deployed $138M of net new capital in Q4 2016, opening 1 new position and adding to 18 existing holdings.

By sector, the portfolio is most concentrated in Communication Services at 0.05% of assets, down from 0.12% a quarter earlier.

On the sell side, the largest reduction was State Street Financial Select Sector SPDR ETF, an estimated $18.4M trimmed.

  • Swan Global Investments added most to State Street Health Care Select Sector SPDR ETF in Q4 2016, an estimated $31.9M increase.
  • Swan Global Investments's biggest Q4 2016 reduction was State Street Financial Select Sector SPDR ETF, cutting an estimated $18.4M.
  • Swan Global Investments's ten largest holdings make up 96% of its $3.11B portfolio in Q4 2016.
  • Swan Global Investments opened 1 new position and closed 0 in Q4 2016.
  • Swan Global Investments's portfolio value rose 9.2% quarter-over-quarter to $3.11B.

Based on Swan Global Investments's 13F filing for Q4 2016, filed 2 Feb 2017.